Investment adviser firms: $250 billion to under $1 trillion in regulatory AUM
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
78 firms · Source months shown: August 2026 and September 2026
- ALLIANCEBERNSTEIN L.P.CRD 108477 · NASHVILLE, TN$763,401,000,000.00Regulatory AUM · September 2026
- ALLSPRING FUNDS MANAGEMENT, LLCCRD 110841 · CHARLOTTE, NC$324,654,889,545.00Regulatory AUM · September 2026
- ALLSPRING GLOBAL INVESTMENTS, LLCCRD 104973 · CHARLOTTE, NC$475,780,527,170.00Regulatory AUM · September 2026
- AMERICAN CENTURY INVESTMENT MANAGEMENT INCCRD 105778 · KANSAS CITY, MO$305,984,711,783.00Regulatory AUM · September 2026
- AMERIPRISE FINANCIAL SERVICES, LLCCRD 6363 · MINNEAPOLIS, MN$660,474,421,776.00Regulatory AUM · September 2026
- APOLLO CAPITAL MANAGEMENT, L.P.CRD 143161 · NEW YORK, NY$718,476,737,320.00Regulatory AUM · September 2026
- AQR CAPITAL MANAGEMENT, LLCCRD 111883 · GREENWICH, CT$311,703,264,770.00Regulatory AUM · September 2026
- ARES MANAGEMENT LLCCRD 130074 · LOS ANGELES, CA$458,821,489,418.00Regulatory AUM · September 2026
- ARROWSTREET CAPITAL, LIMITED PARTNERSHIPCRD 111298 · BOSTON, MA$351,322,949,038.00Regulatory AUM · September 2026
- ASSET MANAGEMENT ONE CO., LTD.CRD 110843$470,542,380,723.00Regulatory AUM · September 2026
- BARINGS LLCCRD 106006 · CHARLOTTE, NC$392,753,494,474.00Regulatory AUM · September 2026
- BLACKROCK INVESTMENT MANAGEMENT, LLCCRD 108928 · PRINCETON, NJ$676,692,676,752.00Regulatory AUM · September 2026
- BNY MELLON INVESTMENT ADVISER, INC.CRD 105642 · NEW YORK, NY$419,461,366,421.00Regulatory AUM · September 2026
- CAMBRIDGE ASSOCIATES, LLCCRD 104942 · BOSTON, MA$326,698,493,016.00Regulatory AUM · September 2026
- CARLYLE INVESTMENT MANAGEMENT L.L.C.CRD 111128 · WASHINGTON, DC$283,814,531,141.00Regulatory AUM · September 2026
- CETERA INVESTMENT ADVISERS LLCCRD 105644 · SCHAUMBURG, IL$256,813,748,739.00Regulatory AUM · September 2026
- CITADEL ADVISORS LLCCRD 148826 · MIAMI, FL$570,621,709,022.00Regulatory AUM · September 2026
- COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD 108257 · BOSTON, MA$502,404,181,723.00Regulatory AUM · September 2026
- CREATIVE PLANNING, LLCCRD 105348 · OVERLAND PARK, KS$295,568,603,071.00Regulatory AUM · September 2026
- DFA AUSTRALIA LIMITEDCRD 107621$361,597,715,620.00Regulatory AUM · September 2026
- DIMENSIONAL FUND ADVISORS LTDCRD 107472$364,729,421,912.00Regulatory AUM · September 2026
- DODGE & COXCRD 104596 · SAN FRANCISCO, CA$466,563,043,063.00Regulatory AUM · September 2026
- ENVESTNET ASSET MANAGEMENT, INC.CRD 111694 · BERWYN, PA$614,933,249,744.00Regulatory AUM · September 2026
- FEDERATED INVESTMENT MANAGEMENT COMPANYCRD 105138 · PITTSBURGH, PA$590,095,811,057.00Regulatory AUM · September 2026
- FIAM LLCCRD 133196 · SMITHFIELD, RI$347,728,516,377.00Regulatory AUM · September 2026
- FINANCIAL ENGINES ADVISORS L.L.C.CRD 104510 · SANTA CLARA, CA$326,285,243,393.00Regulatory AUM · September 2026
- FIRST TRUST ADVISORS LPCRD 107027 · WHEATON, IL$309,241,000,000.00Regulatory AUM · September 2026
- FISHER ASSET MANAGEMENT, LLCCRD 107342 · PLANO, TX$386,669,724,038.00Regulatory AUM · September 2026
- FRANKLIN ADVISERS, INC.CRD 104517 · SAN MATEO, CA$509,453,414,941.00Regulatory AUM · September 2026
- $621,020,040,973.00Regulatory AUM · September 2026
- $260,219,596,605.00Regulatory AUM · September 2026
- INVESCO ADVISERS, INC.CRD 105360 · ATLANTA, GA$749,518,786,407.00Regulatory AUM · September 2026
- INVESCO CAPITAL MANAGEMENT LLCCRD 125601 · DOWNERS GROVE, IL$941,022,882,379.00Regulatory AUM · September 2026
- J.P. MORGAN PRIVATE INVESTMENTS INC.CRD 110186 · NEW YORK, NY$469,980,115,033.00Regulatory AUM · September 2026
- J.P. MORGAN SECURITIES LLCCRD 79 · NEW YORK, NY$429,694,491,042.00Regulatory AUM · September 2026
- JANUS HENDERSON INVESTORS US LLCCRD 104652 · DENVER, CO$380,428,751,746.00Regulatory AUM · September 2026
- JPMORGAN ASSET MANAGEMENT (UK) LIMITEDCRD 135960$484,095,737,783.00Regulatory AUM · September 2026
- KKR CREDIT ADVISORS (US) LLCCRD 146629 · SAN FRANCISCO, CA$270,850,554,473.00Regulatory AUM · September 2026
- KOHLBERG KRAVIS ROBERTS & CO. L.P.CRD 144533 · NEW YORK, NY$399,895,855,728.00Regulatory AUM · September 2026
- LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.CRD 149156 · CHICAGO, IL$267,164,377,153.00Regulatory AUM · September 2026
- LOOMIS, SAYLES & COMPANY, L.P.CRD 105377 · BOSTON, MA$386,881,827,641.00Regulatory AUM · September 2026
- LORD, ABBETT & CO. LLCCRD 110391 · JERSEY CITY, NJ$270,386,783,963.00Regulatory AUM · September 2026
- LPL FINANCIAL LLCCRD 6413 · FORT MILL, SC$819,117,829,825.00Regulatory AUM · September 2026
- MANAGED ACCOUNT ADVISORS LLCCRD 142558 · JERSEY CITY, NJ$994,989,855,169.00Regulatory AUM · September 2026
- MASSACHUSETTS FINANCIAL SERVICES COMPANYCRD 110045 · BOSTON, MA$514,051,177,297.00Regulatory AUM · September 2026
- MELLON INVESTMENTS CORPORATIONCRD 105764 · PITTSBURGH, PA$873,866,603,349.00Regulatory AUM · September 2026
- METLIFE INVESTMENT MANAGEMENT, LLCCRD 142463 · WHIPPANY, NJ$563,779,494,417.00Regulatory AUM · September 2026
- MILLENNIUM MANAGEMENT LLCCRD 158117 · NEW YORK, NY$720,845,951,000.00Regulatory AUM · September 2026
- $406,959,236,818.00Regulatory AUM · September 2026
- MORGAN STANLEY INVESTMENT MANAGEMENT INC.CRD 110353 · NEW YORK, NY$702,248,681,596.00Regulatory AUM · September 2026
- NEUBERGER BERMAN INVESTMENT ADVISERS LLCCRD 124687 · NEW YORK, NY$398,649,911,459.00Regulatory AUM · September 2026
- NISA INVESTMENT ADVISORS, LLCCRD 107313 · ST. LOUIS, MO$343,889,703,371.00Regulatory AUM · September 2026
- NOMURA ASSET MANAGEMENT CO., LTD.CRD 110814$601,786,763,078.00Regulatory AUM · September 2026
- NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLCCRD 307865 · MILWAUKEE, WI$323,078,339,738.00Regulatory AUM · September 2026
- NUVEEN ASSET MANAGEMENT, LLCCRD 155584 · CHICAGO, IL$280,484,645,970.00Regulatory AUM · September 2026
- NYL INVESTORS LLCCRD 169553 · NEW YORK, NY$329,199,595,529.00Regulatory AUM · September 2026
- PARAMETRIC PORTFOLIO ASSOCIATES LLCCRD 114310 · SEATTLE, WA$684,777,137,029.00Regulatory AUM · September 2026
- PGIM INVESTMENTS LLCCRD 105670 · NEWARK, NJ$344,842,705,228.00Regulatory AUM · September 2026
- PICTET ASSET MANAGEMENT SACRD 140074$330,703,687,815.00Regulatory AUM · September 2026
- POINT72 ASSET MANAGEMENT, L.P.CRD 283077 · STAMFORD, CT$274,097,656,261.00Regulatory AUM · September 2026
- PRINCIPAL GLOBAL INVESTORS, LLCCRD 109002 · DES MOINES, IA$427,712,721,629.00Regulatory AUM · September 2026
- RAYMOND JAMES & ASSOCIATES, INC.CRD 705 · ST. PETERSBURG, FL$500,955,604,975.00Regulatory AUM · September 2026
- RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD 149018 · SAINT PETERSBURG, FL$390,042,864,529.00Regulatory AUM · September 2026
- RBC CAPITAL MARKETS, LLCCRD 31194 · NEW YORK, NY$310,428,968,904.00Regulatory AUM · September 2026
- ROBERT W. BAIRD & CO. INCORPORATEDCRD 8158 · MILWAUKEE, WI$394,068,801,480.00Regulatory AUM · September 2026
- SAMSUNG ASSET MANAGEMENT COMPANY, LTD.CRD 158319$300,817,292,631.00Regulatory AUM · September 2026
- T. ROWE PRICE INTERNATIONAL LTDCRD 126032$277,193,572,327.00Regulatory AUM · September 2026
- TAULA CAPITAL MANAGEMENT (UK) LLPCRD 329863$273,220,429,199.00Regulatory AUM · September 2026
- TEACHERS ADVISORS, LLCCRD 107157 · NEW YORK, NY$436,329,079,198.00Regulatory AUM · August 2026
- TIAA-CREF INVESTMENT MANAGEMENT LLCCRD 107168 · NEW YORK, NY$292,128,789,601.00Regulatory AUM · September 2026
- U.S. BANCORP ASSET MANAGEMENT, INC.CRD 111912 · MINNEAPOLIS, MN$427,478,051,485.00Regulatory AUM · September 2026
- UBS ASSET MANAGEMENT (AMERICAS) LLCCRD 106838 · NEW YORK, NY$588,219,618,121.00Regulatory AUM · September 2026
- UBS FINANCIAL SERVICES INC.CRD 8174 · WEEHAWKEN, NJ$915,793,138,114.00Regulatory AUM · September 2026
- VANGUARD ADVISERS, INC.CRD 106715 · MALVERN, PA$344,619,578,214.00Regulatory AUM · September 2026
- VICTORY CAPITAL MANAGEMENT INC.CRD 106189 · SAN ANTONIO, TX$282,713,179,656.00Regulatory AUM · September 2026
- VOYA INVESTMENT MANAGEMENT CO. LLCCRD 106494 · NEW YORK, NY$274,948,611,031.00Regulatory AUM · September 2026
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCCRD 11025 · ST. LOUIS, MO$252,251,271,984.00Regulatory AUM · September 2026
- WELLS FARGO CLEARING SERVICES, LLCCRD 19616 · ST. LOUIS, MO$671,421,842,699.00Regulatory AUM · September 2026