FIRM PROFILE

NUVEEN ASSET MANAGEMENT, LLC

CRD 155584 · Source month: August 2026

Reported business facts

CRD number: 155584Reported in SEC monthly data
Legal name: NUVEEN ASSET MANAGEMENT, LLCReported in SEC monthly data
Regulatory assets under management: $280,484,645,970.00Reported in SEC monthly data
Employees: 381Reported in SEC monthly data
Employees performing advisory functions: 296Reported in SEC monthly data
Individual clients (other than high net worth): 48,733Reported in SEC monthly data
High net worth individual clients: 13,864Reported in SEC monthly data
Banking or thrift institution clients: 4Reported in SEC monthly data
Investment company clients: 138Reported in SEC monthly data
Business development company clients: 0Reported in SEC monthly data
Other pooled investment vehicle clients: 188Reported in SEC monthly data
Pension and profit-sharing plan clients: 106Reported in SEC monthly data
Charitable organization clients: 119Reported in SEC monthly data
State or municipal government clients: 44Reported in SEC monthly data
Other investment adviser clients: 0Reported in SEC monthly data
Insurance company clients: 33Reported in SEC monthly data
Sovereign wealth fund or foreign official clients: 0Reported in SEC monthly data
Corporation or other business clients: 2,029Reported in SEC monthly data
Other clients: Not reportedObserved missing state

Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.

Sources and verification

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