FIRM PROFILE

CETERA INVESTMENT ADVISERS LLC

CRD 105644 · Source month: August 2026

Reported business facts

CRD number: 105644Reported in SEC monthly data
Legal name: CETERA INVESTMENT ADVISERS LLCReported in SEC monthly data
Regulatory assets under management: $256,813,748,739.00Reported in SEC monthly data
Employees: 10,251Reported in SEC monthly data
Employees performing advisory functions: 9,049Reported in SEC monthly data
Individual clients (other than high net worth): 722,373Reported in SEC monthly data
High net worth individual clients: 79,279Reported in SEC monthly data
Banking or thrift institution clients: SuppressedReported in SEC monthly data
Investment company clients: Not reportedObserved missing state
Business development company clients: Not reportedObserved missing state
Other pooled investment vehicle clients: Not reportedObserved missing state
Pension and profit-sharing plan clients: 6,324Reported in SEC monthly data
Charitable organization clients: 2,036Reported in SEC monthly data
State or municipal government clients: 65Reported in SEC monthly data
Other investment adviser clients: SuppressedReported in SEC monthly data
Insurance company clients: SuppressedReported in SEC monthly data
Sovereign wealth fund or foreign official clients: SuppressedReported in SEC monthly data
Corporation or other business clients: 3,884Reported in SEC monthly data
Other clients: Not reportedObserved missing state

Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.

Sources and verification

SEC monthly adviser data →

View current official adviser record →

This directory uses monthly snapshots. The current official record may contain newer filings or registration information.

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