FIRM PROFILE

RBC CAPITAL MARKETS, LLC

CRD 31194 · Source month: August 2026

Reported business facts

CRD number: 31194Reported in SEC monthly data
Legal name: RBC CAPITAL MARKETS, LLCReported in SEC monthly data
Regulatory assets under management: $310,428,968,904.00Reported in SEC monthly data
Employees: 8,781Reported in SEC monthly data
Employees performing advisory functions: 5,908Reported in SEC monthly data
Individual clients (other than high net worth): 263,588Reported in SEC monthly data
High net worth individual clients: 12,350Reported in SEC monthly data
Banking or thrift institution clients: 7Reported in SEC monthly data
Investment company clients: 0Reported in SEC monthly data
Business development company clients: 0Reported in SEC monthly data
Other pooled investment vehicle clients: 17Reported in SEC monthly data
Pension and profit-sharing plan clients: 2,335Reported in SEC monthly data
Charitable organization clients: 2,222Reported in SEC monthly data
State or municipal government clients: 215Reported in SEC monthly data
Other investment adviser clients: 0Reported in SEC monthly data
Insurance company clients: 105Reported in SEC monthly data
Sovereign wealth fund or foreign official clients: 0Reported in SEC monthly data
Corporation or other business clients: 3,071Reported in SEC monthly data
Other clients: 0Reported in SEC monthly data

Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.

Sources and verification

SEC monthly adviser data →

View current official adviser record →

This directory uses monthly snapshots. The current official record may contain newer filings or registration information.

Report a data issue

Email us the reported field, what needs checking and a supporting public source. Include CRD 31194 and source month 2026-08 if writing your own message. Do not include account numbers or other sensitive information.

Email kyle@greendogtech.com

This opens your email app with the firm and source details filled in. You can also copy the address into your email service. Reports are reviewed manually; sending an email does not change the published data or the underlying SEC filing.