FIRM PROFILE

PRINCIPAL GLOBAL INVESTORS, LLC

CRD 109002 · Source month: August 2026

Reported business facts

CRD number: 109002Reported in SEC monthly data
Legal name: PRINCIPAL GLOBAL INVESTORS, LLCReported in SEC monthly data
Regulatory assets under management: $427,712,721,629.00Reported in SEC monthly data
Employees: 1,394Reported in SEC monthly data
Employees performing advisory functions: 337Reported in SEC monthly data
Individual clients (other than high net worth): 6,014Reported in SEC monthly data
High net worth individual clients: 315Reported in SEC monthly data
Banking or thrift institution clients: 37Reported in SEC monthly data
Investment company clients: 101Reported in SEC monthly data
Business development company clients: 0Reported in SEC monthly data
Other pooled investment vehicle clients: 29Reported in SEC monthly data
Pension and profit-sharing plan clients: 578Reported in SEC monthly data
Charitable organization clients: 30Reported in SEC monthly data
State or municipal government clients: 78Reported in SEC monthly data
Other investment adviser clients: SuppressedReported in SEC monthly data
Insurance company clients: 60Reported in SEC monthly data
Sovereign wealth fund or foreign official clients: 12Reported in SEC monthly data
Corporation or other business clients: 951Reported in SEC monthly data
Other clients: Not reportedObserved missing state

Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.

Sources and verification

SEC monthly adviser data →

View current official adviser record →

This directory uses monthly snapshots. The current official record may contain newer filings or registration information.

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