Investment adviser firms: $10 billion and over in regulatory AUM · Page 11
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
1,367 firms · Source months shown: August 2026
- POLAR ASSET MANAGEMENT PARTNERS INC.CRD 162681$37,859,218,497.00Regulatory AUM · August 2026
- POLAR CAPITAL LLPCRD 136133$43,257,044,094.00Regulatory AUM · August 2026
- POLEN CAPITAL MANAGEMENT, LLCCRD 106093 · BOCA RATON, FL$24,061,099,864.00Regulatory AUM · August 2026
- POMONA MANAGEMENT LLCCRD 148269 · NEW YORK, NY$15,156,456,911.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORS LLCCRD 105981 · DARIEN, CT$47,842,535,266.00Regulatory AUM · August 2026
- POST ADVISORY GROUP, LLCCRD 108860 · LOS ANGELES, CA$13,033,125,944.00Regulatory AUM · August 2026
- PPM AMERICA, INC.CRD 107269 · CHICAGO, IL$93,793,612,433.00Regulatory AUM · August 2026
- PRECISION FIDUCIARY PARTNERS, LLCCRD 149694 · AUSTIN, TX$24,079,375,901.00Regulatory AUM · August 2026
- PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLCCRD 171026 · NEW YORK, NY$28,190,774,024.00Regulatory AUM · August 2026
- PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLCCRD 304443 · NEW YORK, NY$25,706,397,102.00Regulatory AUM · August 2026
- PRIME BUCHHOLZ LLCCRD 106455 · PORTSMOUTH, NH$14,067,230,102.00Regulatory AUM · August 2026
- PRIME CAPITAL INVESTMENT ADVISORS, LLCCRD 288712 · OVERLAND PARK, KS$39,139,607,871.00Regulatory AUM · August 2026
- PRIME FINANCE ADVISOR, L.P.CRD 159971 · SAN FRANCISCO, CA$22,224,814,751.00Regulatory AUM · August 2026
- PRIMECAP MANAGEMENT COCRD 105516 · PASADENA, CA$139,344,370,550.00Regulatory AUM · August 2026
- $14,380,880,456.00Regulatory AUM · August 2026
- PRINCIPAL GLOBAL INVESTORS, LLCCRD 109002 · DES MOINES, IA$427,712,721,629.00Regulatory AUM · August 2026
- PRINCIPAL REAL ESTATE INVESTORS, LLCCRD 109008 · DES MOINES, IA$105,646,930,594.00Regulatory AUM · August 2026
- PRINCIPAL SECURITIES, INC.CRD 1137 · DES MOINES, IA$17,024,265,096.00Regulatory AUM · August 2026
- PRIVATE ADVISOR GROUP, LLCCRD 155216 · MORRISTOWN, NJ$44,327,930,714.00Regulatory AUM · August 2026
- PROSHARE ADVISORS LLCCRD 134155 · BETHESDA, MD$85,300,000,000.00Regulatory AUM · August 2026
- PROSPERA FINANCIAL SERVICES, INC.CRD 10740 · DALLAS, TX$12,435,115,072.00Regulatory AUM · August 2026
- PROVIDENCE EQUITY PARTNERS L.L.C.CRD 155678 · PROVIDENCE, RI$24,119,177,044.00Regulatory AUM · August 2026
- PRUDENT MAN ADVISORS, LLCCRD 301973 · NAPERVILLE, IL$30,592,958,541.00Regulatory AUM · August 2026
- PRUDENTIAL SELECT STRATEGIES LLCCRD 286153 · NEWARK, NJ$22,783,563,023.00Regulatory AUM · August 2026
- PSG EQUITY L.L.C.CRD 295103 · BOSTON, MA$30,177,186,496.00Regulatory AUM · August 2026
- PT ASSET MANAGEMENT, LLCCRD 107619 · CHICAGO, IL$11,345,900,304.00Regulatory AUM · August 2026
- PUBLIC TRUST ADVISORS, LLCCRD 159189 · DENVER, CO$104,243,535,249.00Regulatory AUM · August 2026
- PUGH CAPITAL MANAGEMENT, INC.CRD 111765 · SEATTLE, WA$12,821,941,180.00Regulatory AUM · August 2026
- PURE FINANCIAL ADVISORS, LLCCRD 144316 · SAN DIEGO, CA$11,054,059,366.00Regulatory AUM · August 2026
- PUTNAM INVESTMENT MANAGEMENT, LLCCRD 106629 · BOSTON, MA$117,238,832,053.00Regulatory AUM · August 2026
- PZENA INVESTMENT MANAGEMENT LLCCRD 106847 · NEW YORK, NY$81,440,877,143.00Regulatory AUM · August 2026
- QEP ADVISERS, LLCCRD 174733 · HOUSTON, TX$28,772,157,615.00Regulatory AUM · August 2026
- QRG CAPITAL MANAGEMENT, INC.CRD 305277 · BERWYN, PA$11,407,143,461.00Regulatory AUM · August 2026
- QUADRATURE US INC.CRD 332328 · NEW YORK, NY$28,802,421,870.00Regulatory AUM · August 2026
- QUANTINNO CAPITAL MANAGEMENT LPCRD 298733 · NEW YORK, NY$60,907,944,122.00Regulatory AUM · August 2026
- RA CAPITAL MANAGEMENT, LPCRD 160174 · BOSTON, MA$16,401,931,385.00Regulatory AUM · August 2026
- RAFFERTY ASSET MANAGEMENT, LLCCRD 112526 · NEW YORK, NY$55,241,777,722.00Regulatory AUM · August 2026
- RAMIREZ ASSET MANAGEMENT, INC.CRD 110637 · NEW YORK, NY$12,269,846,700.00Regulatory AUM · August 2026
- RATHBONES INVESTMENT MANAGEMENT LIMITEDCRD 124925$135,087,393,955.00Regulatory AUM · August 2026
- RAYMOND JAMES & ASSOCIATES, INC.CRD 705 · ST. PETERSBURG, FL$500,955,604,975.00Regulatory AUM · August 2026
- RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD 149018 · SAINT PETERSBURG, FL$390,042,864,529.00Regulatory AUM · August 2026
- RBC CAPITAL MARKETS, LLCCRD 31194 · NEW YORK, NY$310,428,968,904.00Regulatory AUM · August 2026
- RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.CRD 107173 · MINNEAPOLIS, MN$104,487,615,868.00Regulatory AUM · August 2026
- RBC GLOBAL ASSET MANAGEMENT (UK) LIMITEDCRD 168551$178,013,003,869.00Regulatory AUM · August 2026
- RBC ROCHDALE, LLCCRD 117198 · NEW YORK, NY$72,960,498,578.00Regulatory AUM · August 2026
- RCP ADVISORS 2, LLCCRD 289963 · DALLAS, TX$18,206,802,931.00Regulatory AUM · August 2026
- READYSTATE ASSET MANAGEMENT LPCRD 317277 · CHICAGO, IL$10,255,413,976.00Regulatory AUM · August 2026
- REALTERM TRANSPORTATION LLCCRD 322689 · ANNAPOLIS, MD$10,868,413,000.00Regulatory AUM · August 2026
- RECORD CURRENCY MANAGEMENT (US) INCCRD 171338 · NEW YORK, NY$19,661,423,316.00Regulatory AUM · August 2026
- RECORD CURRENCY MANAGEMENT LIMITEDCRD 110893$114,157,868,775.00Regulatory AUM · August 2026
- REDBIRD CAPITAL PARTNERS MANAGEMENT LLCCRD 168862 · NEW YORK, NY$14,007,766,494.00Regulatory AUM · August 2026
- REDDING RIDGE ASSET MANAGEMENT (UK) LLPCRD 284256$13,226,122,808.00Regulatory AUM · August 2026
- REDDING RIDGE ASSET MANAGEMENT LLCCRD 283058 · NEW YORK, NY$33,323,339,623.00Regulatory AUM · August 2026
- REDWOOD CAPITAL MANAGEMENT, LLCCRD 158243 · NEW YORK, NY$10,959,742,443.00Regulatory AUM · August 2026
- REGIONS INVESTMENT MANAGEMENT, INC.CRD 111715 · BIRMINGHAM, AL$20,139,489,452.00Regulatory AUM · August 2026
- RELATED FUND MANAGEMENT, LLCCRD 156543 · NEW YORK, NY$14,022,715,669.00Regulatory AUM · August 2026
- RENAISSANCE TECHNOLOGIES LLCCRD 106661 · NEW YORK, NY$96,378,537,116.00Regulatory AUM · August 2026
- RESEARCH AFFILIATES, LLCCRD 120440 · NEWPORT BEACH, CA$27,844,764,168.00Regulatory AUM · August 2026
- REVERENCE CAPITAL PARTNERS, L.P.CRD 171471 · NEW YORK, NY$18,085,882,544.00Regulatory AUM · August 2026
- RHUMBLINE ADVISERS LTD PARTNERSHIPCRD 107151 · BOSTON, MA$136,475,186,874.00Regulatory AUM · August 2026
- RIALTO CAPITAL MANAGEMENT, LLCCRD 159998 · MIAMI, FL$21,734,263,139.00Regulatory AUM · August 2026
- RIBBIT MANAGEMENT COMPANY, LLCCRD 165308 · PALO ALTO, CA$20,775,390,188.00Regulatory AUM · August 2026
- RIDGEMONT PARTNERS MANAGEMENT, LLCCRD 157421 · CHARLOTTE, NC$10,260,108,839.00Regulatory AUM · August 2026
- RIVERSIDE PARTNERS, LLCCRD 160523 · NEW YORK, NY$13,530,141,526.00Regulatory AUM · August 2026
- ROARK CAPITAL MANAGEMENT, LLCCRD 160368 · ATLANTA, GA$34,177,087,625.00Regulatory AUM · August 2026
- ROBERT W. BAIRD & CO. INCORPORATEDCRD 8158 · MILWAUKEE, WI$394,068,801,480.00Regulatory AUM · August 2026
- ROCK CREEK GROUP LLCCRD 125409 · WASHINGTON, DC$18,384,608,002.00Regulatory AUM · August 2026
- ROCKEFELLER & CO. LLCCRD 294197 · NEW YORK, NY$36,764,098,197.00Regulatory AUM · August 2026
- ROCKEFELLER FINANCIAL LLCCRD 291361 · NEW YORK, NY$99,603,487,232.00Regulatory AUM · August 2026
- ROCKPOINT GROUP, L.L.C.CRD 156630 · BOSTON, MA$13,042,546,969.00Regulatory AUM · August 2026
- ROCKWOOD CAPITAL, LLCCRD 156663 · NEW YORK, NY$10,608,321,132.00Regulatory AUM · August 2026
- ROKOS CAPITAL MANAGEMENT (US) LPCRD 306046 · NEW YORK CITY, NY$20,195,507,416.00Regulatory AUM · August 2026
- ROKOS CAPITAL MANAGEMENT LLPCRD 281215$219,439,595,264.00Regulatory AUM · August 2026
- $28,474,632,132.00Regulatory AUM · August 2026
- ROYALTY PHARMA MANAGER, LLCCRD 334982 · NEW YORK, NY$18,541,246,135.00Regulatory AUM · August 2026
- ROYALTY PHARMA SUB-MANAGER, LLCCRD 335070 · NEW YORK, NY$19,638,739,455.00Regulatory AUM · August 2026
- ROYCE & ASSOCIATES, LPCRD 107689 · NEW YORK, NY$12,408,363,508.00Regulatory AUM · August 2026
- RPA FINANCIAL, LLCCRD 294105 · SAN RAFAEL, CA$10,881,431,334.00Regulatory AUM · August 2026
- RREEF AMERICA L.L.C.CRD 109596 · CHICAGO, IL$34,340,065,747.00Regulatory AUM · August 2026
- RTW INVESTMENTS LPCRD 153232 · NEW YORK, NY$14,137,925,887.00Regulatory AUM · August 2026
- RUANE, CUNNIFF & GOLDFARB L.P.CRD 285971 · NEW YORK, NY$10,525,505,890.00Regulatory AUM · August 2026
- RUFFER LLPCRD 309733$24,868,231,931.00Regulatory AUM · August 2026
- RUSSELL INVESTMENT MANAGEMENT, LLCCRD 105734 · SEATTLE, WA$68,603,687,893.00Regulatory AUM · August 2026
- RUSSELL INVESTMENTS CAPITAL, LLCCRD 37550 · SEATTLE, WA$35,029,180,603.00Regulatory AUM · August 2026
- RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLCCRD 329 · SEATTLE, WA$81,091,385,383.00Regulatory AUM · August 2026
- RWA WEALTH PARTNERS, LLCCRD 156984 · BOSTON, MA$19,795,286,684.00Regulatory AUM · August 2026
- RWC ASSET MANAGEMENT LLPCRD 168656$17,317,221,085.00Regulatory AUM · August 2026
- SABA CAPITAL MANAGEMENT, L.P.CRD 154362 · NEW YORK, NY$18,303,991,573.00Regulatory AUM · August 2026
- SAGE ADVISORY SERVICES LTD COCRD 106236 · AUSTIN, TX$28,427,771,682.00Regulatory AUM · August 2026
- SAGEVIEW ADVISORY GROUP, LLCCRD 126777 · NEWPORT BEACH, CA$37,502,470,791.00Regulatory AUM · August 2026
- SALI FUND MANAGEMENT, LLCCRD 124235 · AUSTIN, TX$41,716,443,368.00Regulatory AUM · August 2026
- SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLCCRD 321109 · WEST DES MOINES, IA$122,047,277,325.00Regulatory AUM · August 2026
- SAMSUNG ASSET MANAGEMENT COMPANY, LTD.CRD 158319$300,817,292,631.00Regulatory AUM · August 2026
- SANCTUARY ADVISORS, LLCCRD 226606 · MIAMI, FL$34,879,400,000.00Regulatory AUM · August 2026
- SANDERS CAPITAL, LLCCRD 151480 · WEST PALM BEACH, FL$122,179,654,000.00Regulatory AUM · August 2026
- SANDS CAPITAL MANAGEMENT, LLCCRD 137610 · ARLINGTON, VA$44,304,791,445.00Regulatory AUM · August 2026
- SANTANDER ASSET MANAGEMENT SA SGIICCRD 143883$159,860,026,382.00Regulatory AUM · August 2026
- SAPIENT CAPITAL LLCCRD 324899 · INDIANAPOLIS, IN$13,756,996,022.00Regulatory AUM · August 2026
- SAPPHIRE VENTURES, LPCRD 161558 · AUSTIN, TX$10,442,887,960.00Regulatory AUM · August 2026
- SAROFIM TRUST CO., LTACRD 106590 · HOUSTON, TX$12,959,991,253.00Regulatory AUM · August 2026