Investment adviser firms: $10 billion and over in regulatory AUM · Page 10
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
1,367 firms · Source months shown: August 2026
- NORTHROCK PARTNERS, LLCCRD 167908 · MINNEAPOLIS, MN$12,185,185,517.00Regulatory AUM · August 2026
- NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLCCRD 307865 · MILWAUKEE, WI$323,078,339,738.00Regulatory AUM · August 2026
- NOVACAP MANAGEMENT INC.CRD 290100$13,171,477,720.00Regulatory AUM · August 2026
- NOVACAP MANAGEMENT US INC.CRD 327243$11,605,346,149.00Regulatory AUM · August 2026
- NUMERIC INVESTORS LLCCRD 131684 · BOSTON, MA$94,400,959,000.00Regulatory AUM · August 2026
- NUVEEN ALTERNATIVES ADVISORS LLCCRD 160255 · NEW YORK, NY$142,021,005,985.00Regulatory AUM · August 2026
- NUVEEN ASSET MANAGEMENT, LLCCRD 155584 · CHICAGO, IL$280,484,645,970.00Regulatory AUM · August 2026
- NUVEEN FUND ADVISORS, LLCCRD 104626 · CHICAGO, IL$186,250,952,275.00Regulatory AUM · August 2026
- NYL INVESTORS LLCCRD 169553 · NEW YORK, NY$329,199,595,529.00Regulatory AUM · August 2026
- O'CONNOR ALTERNATIVE INVESTMENTS, LLCCRD 336332 · NEW YORK, NY$16,368,611,483.00Regulatory AUM · August 2026
- O'SHAUGHNESSY ASSET MANAGEMENT, LLCCRD 144594 · STAMFORD, CT$19,782,138,121.00Regulatory AUM · August 2026
- OAK HILL ADVISORS, L.P.CRD 125352 · NEW YORK, NY$100,716,569,239.00Regulatory AUM · August 2026
- OAK HILL CAPITAL MANAGEMENT, LLCCRD 136656 · NEW YORK, NY$13,928,883,994.00Regulatory AUM · August 2026
- OAKTREE CAPITAL MANAGEMENT, L.P.CRD 106793 · LOS ANGELES, CA$183,286,850,212.00Regulatory AUM · August 2026
- OAKTREE FUND ADVISORS, LLCCRD 290193 · LOS ANGELES, CA$14,102,172,484.00Regulatory AUM · August 2026
- OASIS CAPITAL PARTNERS (TEXAS) INC.CRD 171703 · AUSTIN, TX$12,395,878,460.00Regulatory AUM · August 2026
- OC INVESTMENT MANAGEMENT LPCRD 314948 · MIAMI, FL$75,934,420,848.00Regulatory AUM · August 2026
- OCTAGON CREDIT INVESTORS, LLCCRD 155336 · NEW YORK, NY$35,050,029,659.00Regulatory AUM · August 2026
- OEP CAPITAL ADVISORS, L.P.CRD 173626 · NEW YORK, NY$15,731,527,353.00Regulatory AUM · August 2026
- OFFIT CAPITAL ADVISORS LLCCRD 144474 · NEW YORK, NY$20,603,877,707.00Regulatory AUM · August 2026
- OLIVE STREET INVESTMENT ADVISERS, LLCCRD 166710 · ST. LOUIS, MO$203,755,416,203.00Regulatory AUM · August 2026
- OMERS INFRASTRUCTURE US LIMITEDCRD 170309 · NEW YORK, NY$17,829,243,528.00Regulatory AUM · August 2026
- ONE INVESTMENT MANAGEMENT US LLCCRD 323617 · NEW YORK, NY$10,084,914,979.00Regulatory AUM · August 2026
- ONE QUEEN CAPITAL INC.CRD 315926$15,897,415,644.00Regulatory AUM · August 2026
- ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.CRD 150522 · NEW YORK, NY$11,302,484,622.00Regulatory AUM · August 2026
- ONEAMERICA ASSET MANAGEMENT, LLCCRD 165929 · INDIANAPOLIS, IN$24,424,414,533.00Regulatory AUM · August 2026
- ONEDIGITAL INVESTMENT ADVISORS LLCCRD 106766 · OVERLAND PARK, KS$155,409,677,415.00Regulatory AUM · August 2026
- ONEX CREDIT PARTNERS, LLCCRD 138941 · ENGLEWOOD CLIFFS, NJ$30,137,809,845.00Regulatory AUM · August 2026
- ONEX PARTNERS MANAGER LPCRD 160923$22,473,000,000.00Regulatory AUM · August 2026
- OPENARC CORPORATE ADVISORY, LLCCRD 336837 · ATLANTA, GA$10,094,562,750.00Regulatory AUM · August 2026
- OPPENHEIMER & CO. INC.CRD 249 · NEW YORK, NY$36,710,705,748.00Regulatory AUM · August 2026
- OPPENHEIMER ASSET MANAGEMENT INC.CRD 105559 · NEW YORK, NY$21,327,096,828.00Regulatory AUM · August 2026
- ORBIMED ADVISORS LLCCRD 118608 · NEW YORK, NY$20,607,970,000.00Regulatory AUM · August 2026
- ORCHARD GLOBAL ASSET MANAGEMENT LLPCRD 287599$11,283,147,691.00Regulatory AUM · August 2026
- ORION PORTFOLIO SOLUTIONS, LLCCRD 107975 · OMAHA, NE$64,842,135,351.00Regulatory AUM · August 2026
- OSAIC ADVISORY SERVICES, LLCCRD 171070 · ATLANTA, GA$15,479,826,382.00Regulatory AUM · August 2026
- OSAIC WEALTH, INC.CRD 23131 · SCOTTSDALE, AZ$234,858,518,740.00Regulatory AUM · August 2026
- OTTAWA AVENUE PRIVATE CAPITAL, LLCCRD 282516 · GRAND RAPIDS, MI$22,946,378,989.00Regulatory AUM · August 2026
- OXFORD FINANCIAL GROUP, LTD. LLCCRD 105303 · CARMEL, IN$23,330,849,733.00Regulatory AUM · August 2026
- PAAMCO PRISMA, LLCCRD 108989 · NEWPORT BEACH, CA$14,451,096,438.00Regulatory AUM · August 2026
- PACER ADVISORS, INC.CRD 137381 · MALVERN, PA$38,636,106,771.00Regulatory AUM · August 2026
- PACIFIC CAPITAL PARTNERS LIMITEDCRD 305066$12,880,793,087.00Regulatory AUM · August 2026
- PACIFIC INVESTMENT MANAGEMENT COMPANY LLCCRD 104559 · NEWPORT BEACH, CA$3,666,935,101,247.00Regulatory AUM · August 2026
- PACIFIC LIFE FUND ADVISORS LLCCRD 105169 · NEWPORT BEACH, CA$42,805,749,398.00Regulatory AUM · August 2026
- PACIFIC PRIVATE FUND ADVISORS LLCCRD 168830 · NEWPORT BEACH, CA$12,236,752,285.00Regulatory AUM · August 2026
- PACIFIC WAY CAPITAL MANAGEMENT, LLCCRD 334551 · NEW YORK, NY$33,566,528,692.00Regulatory AUM · August 2026
- PALMER SQUARE CAPITAL MANAGEMENT LLCCRD 155697 · MISSION WOODS, KS$25,590,582,955.00Regulatory AUM · August 2026
- PALOMA PARTNERS MANAGEMENT COMPANYCRD 138460 · GREENWICH, CT$30,288,572,376.00Regulatory AUM · August 2026
- PANAGORA ASSET MANAGEMENT INCCRD 105201 · BOSTON, MA$44,129,364,870.00Regulatory AUM · August 2026
- PANTHEON VENTURES (US) LPCRD 153425 · SAN FRANCISCO, CA$87,688,577,202.00Regulatory AUM · August 2026
- PARADIGM OPERATIONS LPCRD 299210 · SAN FRANCISCO, CA$11,869,698,738.00Regulatory AUM · August 2026
- PARALLEL ADVISORS, LLCCRD 140800 · SAN FRANCISCO, CA$10,307,545,581.00Regulatory AUM · August 2026
- PARAMETRIC PORTFOLIO ASSOCIATES LLCCRD 114310 · SEATTLE, WA$684,777,137,029.00Regulatory AUM · August 2026
- PARK AVENUE INSTITUTIONAL ADVISERS LLCCRD 175101 · NEW YORK, NY$82,001,617,114.00Regulatory AUM · August 2026
- PARK AVENUE SECURITIES LLCCRD 46173 · NEW YORK, NY$19,575,765,851.00Regulatory AUM · August 2026
- PARK SQUARE CAPITAL USA LPCRD 338573 · NEW YORK, NY$18,895,427,062.00Regulatory AUM · August 2026
- PARNASSUS INVESTMENTS, LLCCRD 316904 · SAN FRANCISCO, CA$41,094,551,521.00Regulatory AUM · August 2026
- PARTNERS CAPITAL INVESTMENT GROUP, LLPCRD 120663 · BOSTON, MA$50,507,169,290.00Regulatory AUM · August 2026
- PARTNERS ENTERPRISE CAPITAL LLCCRD 304667 · CHICAGO, IL$13,475,252,029.00Regulatory AUM · August 2026
- PARTNERS GROUP (USA) INC.CRD 145228 · NEW YORK, NY$29,119,490,972.00Regulatory AUM · August 2026
- PARVUS ASSET MANAGEMENT JERSEY LIMITEDCRD 174027$11,309,414,000.00Regulatory AUM · August 2026
- PATHSTONE FAMILY OFFICE, LLCCRD 151736 · ENGLEWOOD, NJ$110,295,873,738.00Regulatory AUM · August 2026
- PATHWAY CAPITAL MANAGEMENT, LPCRD 108016 · IRVINE, CA$97,818,354,930.00Regulatory AUM · August 2026
- PATIENT SQUARE CAPITAL, LPCRD 312203 · MENLO PARK, CA$17,512,552,081.00Regulatory AUM · August 2026
- PAYDEN & RYGELCRD 107160 · LOS ANGELES, CA$158,227,256,697.00Regulatory AUM · August 2026
- PCCP, LLCCRD 157505 · LOS ANGELES, CA$20,104,271,033.00Regulatory AUM · August 2026
- PCP MANAGERS, L.P.CRD 157398 · SAN FRANCISCO, CA$13,353,835,498.00Regulatory AUM · August 2026
- PDT PARTNERS, LLCCRD 163776 · NEW YORK, NY$19,177,662,795.00Regulatory AUM · August 2026
- PEAK XV PARTNERS OPERATIONS LLCCRD 305299$15,297,944,217.00Regulatory AUM · August 2026
- PEMBERTON CAPITAL ADVISORS LLPCRD 282621$25,063,074,176.00Regulatory AUM · August 2026
- PENN MUTUAL ASSET MANAGEMENT, LLCCRD 107518 · CONSHOHOCKEN, PA$42,286,743,213.00Regulatory AUM · August 2026
- PENNYMAC CAPITAL MANAGEMENT, LLCCRD 147101 · WESTLAKE VILLAGE, CA$21,346,882,000.00Regulatory AUM · August 2026
- PENSERRA CAPITAL MANAGEMENT LLCCRD 159042 · ORINDA, CA$17,500,000,000.00Regulatory AUM · August 2026
- PENTWATER CAPITAL MANAGEMENT LPCRD 156873 · NAPLES, FL$19,263,985,072.00Regulatory AUM · August 2026
- PERCEPTIVE ADVISORS LLC.CRD 154703 · NEW YORK, NY$11,765,315,630.00Regulatory AUM · August 2026
- PERIGON WEALTH MANAGEMENT, LLCCRD 131037 · SAN FRANCISCO, CA$11,294,013,832.00Regulatory AUM · August 2026
- PERSHING SQUARE CAPITAL MANAGEMENT, L.P.CRD 132982 · NEW YORK, NY$25,061,606,673.00Regulatory AUM · August 2026
- PFS INVESTMENTS INC.CRD 10111 · DULUTH, GA$15,536,099,534.00Regulatory AUM · August 2026
- PGIM INVESTMENTS LLCCRD 105670 · NEWARK, NJ$344,842,705,228.00Regulatory AUM · August 2026
- PGIM LIMITEDCRD 160005$76,451,725,569.00Regulatory AUM · August 2026
- PGIM LUXEMBOURG S.A.CRD 281562$18,626,276,683.00Regulatory AUM · August 2026
- PGIM PRIVATE PLACEMENT INVESTORS, L.P.CRD 106442 · NEWARK, NJ$24,444,402,198.00Regulatory AUM · August 2026
- PGIM QUANTITATIVE SOLUTIONS LLCCRD 129752 · NEWARK, NJ$110,949,337,206.00Regulatory AUM · August 2026
- PGIM, INC.CRD 105676 · NEWARK, NJ$1,131,638,605,327.00Regulatory AUM · August 2026
- PHARO MANAGEMENT, INC.CRD 141216 · NEW YORK, NY$14,616,287,000.00Regulatory AUM · August 2026
- PICTET ASSET MANAGEMENT LIMITEDCRD 105205$24,402,650,973.00Regulatory AUM · August 2026
- PICTET ASSET MANAGEMENT SACRD 140074$330,703,687,815.00Regulatory AUM · August 2026
- PINE RIDGE ADVISERS LLCCRD 296362 · NEW YORK, NY$14,416,008,054.00Regulatory AUM · August 2026
- PINE RIVER CAPITAL MANAGEMENT L.P.CRD 133720 · MINNETONKA, MN$46,868,139,376.00Regulatory AUM · August 2026
- PINEBRIDGE INVESTMENTS LLCCRD 285211 · NEW YORK, NY$76,728,853,847.00Regulatory AUM · August 2026
- PINEGROVE VENTURE PARTNERS, LLCCRD 326747 · MENLO PARK, CA$13,717,473,648.00Regulatory AUM · August 2026
- PINESTONE ASSET MANAGEMENT INC.CRD 317431$54,134,531,229.00Regulatory AUM · August 2026
- PINNACLE ASSOCIATES, LTD.CRD 110631 · NEW YORK, NY$10,386,022,125.00Regulatory AUM · August 2026
- PLANMEMBER SECURITIES CORPORATIONCRD 11869 · CARPINTERIA, CA$10,120,552,229.00Regulatory AUM · August 2026
- PLANTE MORAN FINANCIAL ADVISORS, LLCCRD 112158 · SOUTHFIELD, MI$25,117,897,108.00Regulatory AUM · August 2026
- PLATINUM EQUITY ADVISORS, LLCCRD 161491 · BEVERLY HILLS, CA$47,724,299,453.00Regulatory AUM · August 2026
- PNC CAPITAL ADVISORS LLCCRD 151829 · BALTIMORE, MD$50,879,088,797.00Regulatory AUM · August 2026
- PNC WEALTH MANAGEMENTCRD 129052 · PITTSBURGH, PA$30,273,072,662.00Regulatory AUM · August 2026
- POINT72 ASSET MANAGEMENT, L.P.CRD 283077 · STAMFORD, CT$274,097,656,261.00Regulatory AUM · August 2026
- POINTSTATE CAPITAL LPCRD 161110 · NEW YORK, NY$11,975,930,864.00Regulatory AUM · August 2026