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FIRM PROFILE

RATHBONES INVESTMENT MANAGEMENT LIMITED

CRD 124925 · Source month: August 2026

Reported business facts

CRD number
124925Reported in SEC monthly data
Legal name
RATHBONES INVESTMENT MANAGEMENT LIMITEDReported in SEC monthly data
Regulatory assets under management
$135,087,393,955.00Reported in SEC monthly data
Employees
1,715Reported in SEC monthly data
Employees performing advisory functions
725Reported in SEC monthly data
Individual clients (other than high net worth)
95,035Reported in SEC monthly data
High net worth individual clients
20,366Reported in SEC monthly data
Banking or thrift institution clients
18Reported in SEC monthly data
Investment company clients
Not reportedObserved missing state
Business development company clients
Not reportedObserved missing state
Other pooled investment vehicle clients
Not reportedObserved missing state
Pension and profit-sharing plan clients
23,772Reported in SEC monthly data
Charitable organization clients
3,803Reported in SEC monthly data
State or municipal government clients
SuppressedReported in SEC monthly data
Other investment adviser clients
Not reportedObserved missing state
Insurance company clients
Not reportedObserved missing state
Sovereign wealth fund or foreign official clients
Not reportedObserved missing state
Corporation or other business clients
2,089Reported in SEC monthly data
Other clients
5,802Reported in SEC monthly data

Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.

Sources and verification

SEC monthly adviser data →

View current official adviser record →

This directory uses monthly snapshots. The current official record may contain newer filings or registration information.

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