All investment adviser firms · Page 35
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- CHATHAM CAPITAL MANAGEMENT, LLCCRD 160961 · ATLANTA, GA$288,850,000.00Regulatory AUM · August 2026
- CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.CRD 132295 · ANAHEIM, CA$1,328,162,191.00Regulatory AUM · August 2026
- CHECCHI CAPITAL ADVISERS, LLCCRD 143478 · BEVERLY HILLS, CA$2,594,388,278.00Regulatory AUM · August 2026
- CHECK CAPITAL MANAGEMENT INCCRD 107058 · COSTA MESA, CA$2,370,626,516.00Regulatory AUM · August 2026
- $169,004,205.00Regulatory AUM · August 2026
- CHECKPOINT CAPITAL L.P.CRD 325763 · SAN FRANCISCO, CA$333,777,310.00Regulatory AUM · August 2026
- CHECKS & BALANCES, INC.CRD 112145 · ATLANTA, GA$251,093,751.00Regulatory AUM · August 2026
- CHELSEA ADVISORY SERVICES, INCCRD 150791 · STATEN ISLAND, NY$147,350,970.00Regulatory AUM · August 2026
- CHELSEA COUNSEL COMPANYCRD 110399 · WOODLAND HILLS, CA$517,022,106.00Regulatory AUM · August 2026
- CHEMISTRY WEALTH MANAGEMENT LLCCRD 316069 · NEW YORK, NY$1,264,270,138.00Regulatory AUM · August 2026
- CHENAVARI CREDIT PARTNERS LLPCRD 158713$5,787,749,778.00Regulatory AUM · August 2026
- CHEQUERS FINANCIAL MANAGEMENT LLCCRD 175209 · SAN FRANCISCO, CA$1,314,341,351.00Regulatory AUM · August 2026
- CHEROKEE & WALKER MANAGEMENT, LLCCRD 160962 · SALT LAKE CITY, UT$100,817,540.00Regulatory AUM · August 2026
- CHERRY CREEK FAMILY OFFICES, LLCCRD 156310 · DENVER, CO$2,022,261,509.00Regulatory AUM · August 2026
- CHERRY CREEK INVESTMENT ADVISORS INCCRD 107426 · ENGLEWOOD, CO$351,940,264.00Regulatory AUM · August 2026
- CHERRY TREE WEALTH MANAGEMENT, LLCCRD 151406 · MINNETONKA, MN$673,466,155.00Regulatory AUM · August 2026
- CHERRYDALE WEALTH MANAGEMENT, LLCCRD 171541 · MONTCLAIR, NJ$495,485,499.00Regulatory AUM · August 2026
- CHESAPEAKE ASSET MANAGEMENT LLCCRD 108994 · NEW YORK, NY$468,792,768.00Regulatory AUM · August 2026
- CHESAPEAKE CAPITAL CORPORATIONCRD 282099 · TAMPA, FL$171,860,247.00Regulatory AUM · August 2026
- CHESAPEAKE INVESTMENT MANAGEMENT LLCCRD 119010 · MCLEAN, VA$205,000,000.00Regulatory AUM · August 2026
- CHESLEY, TAFT & ASSOCIATES, LLCCRD 111578 · CHICAGO, IL$3,013,514,015.00Regulatory AUM · August 2026
- CHESTNUT STREET INVESTMENT COUNSEL, LLCCRD 309741 · LANCASTER, PA$119,527,897.00Regulatory AUM · August 2026
- CHEVIOT VALUE MANAGEMENT, LLCCRD 166291 · BEVERLY HILLS, CA$1,170,417,135.00Regulatory AUM · August 2026
- CHEVY CHASE TRUST COMPANYCRD 110742 · BETHESDA, MD$44,925,270,699.00Regulatory AUM · August 2026
- CHEYNE CAPITAL MANAGEMENT (UK) LLPCRD 158991$39,916,675,702.00Regulatory AUM · August 2026
- CHI-RHO FINANCIAL, LLCCRD 138947 · ATLANTA, GA$1,353,770,190.00Regulatory AUM · August 2026
- CHICAGO ATLANTIC ADVISERS, LLCCRD 311619 · CHICAGO, IL$970,286,524.00Regulatory AUM · August 2026
- CHICAGO ATLANTIC BDC ADVISERS, LLCCRD 312723 · NEW YORK, NY$341,996,454.00Regulatory AUM · August 2026
- CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCCRD 123483 · LISLE, IL$135,217,000.00Regulatory AUM · August 2026
- CHICAGO CAPITAL MANAGEMENT, LLCCRD 175453 · CHICAGO, IL$202,818,473.00Regulatory AUM · August 2026
- CHICAGO CAPITAL, LLCCRD 291624 · CHICAGO, IL$4,823,333,873.00Regulatory AUM · August 2026
- CHICAGO INVESTMENT ADVISORY COUNCIL, INC.CRD 123243 · ST. CHARLES, IL$230,000,000.00Regulatory AUM · August 2026
- CHICAGO PACIFIC CAPITAL, L.P.CRD 172960 · CHICAGO, IL$7,067,462,833.00Regulatory AUM · August 2026
- CHICAGO PARTNERS INVESTMENT GROUP LLCCRD 147662 · CHICAGO, IL$7,469,533,024.00Regulatory AUM · August 2026
- CHICAGO WEALTH MANAGEMENT, INC.CRD 112271 · CHICAGO, IL$365,707,162.00Regulatory AUM · August 2026
- CHICKASAW CAPITAL MANAGEMENT, LLCCRD 127398 · MEMPHIS, TN$2,545,885,165.00Regulatory AUM · August 2026
- CHICO WEALTH RIA, INC.CRD 162562 · CHICO, CA$491,976,672.00Regulatory AUM · August 2026
- CHILDFREE WEALTH, LLCCRD 316489$20,713,228.00Regulatory AUM · August 2026
- CHILDRESS & CO LLCCRD 341213Not availableRegulatory AUM · August 2026
- CHILDRESS CAPITAL ADVISORS, LLCCRD 310277 · HOUSTON, TX$1,205,051,875.00Regulatory AUM · August 2026
- CHILTON CAPITAL MANAGEMENT LLCCRD 104592 · HOUSTON, TX$3,233,678,496.00Regulatory AUM · August 2026
- CHILTON INVESTMENT COMPANY, INC.CRD 120107 · STAMFORD, CT$1,323,235,000.00Regulatory AUM · August 2026
- CHILTON INVESTMENT SERVICES, LLCCRD 159306 · STAMFORD, CT$8,150,127,000.00Regulatory AUM · August 2026
- $23,904,220,265.00Regulatory AUM · August 2026
- CHIPSER WEALTH MANAGEMENT, LLCCRD 306396 · DESTIN, FL$140,000,000.00Regulatory AUM · August 2026
- CHIRON CAPITAL MANAGEMENT, LLCCRD 308286 · TALLAHASSEE, FL$242,635,477.00Regulatory AUM · August 2026
- CHLASTAWA, ALLAN FRANKCRD 288859$67,244,269.00Regulatory AUM · August 2026
- CHOATE INVESTMENT ADVISORS LLCCRD 106109 · BOSTON, MA$10,047,919,310.00Regulatory AUM · August 2026
- CHOICE WEALTH ADVISORS LLCCRD 297745 · WATERVILLE, ME$323,340,166.00Regulatory AUM · August 2026
- CHOREO PARTNER ALLIANCE, LLCCRD 325238 · ROCKFORD, ILNot availableRegulatory AUM · August 2026
- CHOREO, LLCCRD 111221 · ROCKFORD, IL$19,138,746,524.00Regulatory AUM · August 2026
- CHRIS BULMAN INC.CRD 313552 · ROSEVILLE, CA$283,014,568.00Regulatory AUM · August 2026
- CHRISTENSEN GROUP FINANCIAL, LLCCRD 318144 · EDEN PRAIRIE, MN$24,816,321.00Regulatory AUM · August 2026
- CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.CRD 116556 · RICHLAND, WA$294,261,730.00Regulatory AUM · August 2026
- CHRISTIAN BROTHERS INVESTMENT SERVICES, INC.CRD 104604 · CHICAGO, IL$11,939,916,933.00Regulatory AUM · August 2026
- CHRISTIAN INVESTMENT ADVISORS, INC.CRD 165811 · NEW BRAUNFELS, TX$218,723,686.00Regulatory AUM · August 2026
- CHRISTINE MESSMER, P.C.CRD 121202 · COLLEGEVILLE, PA$240,559,205.00Regulatory AUM · August 2026
- CHRISTMAS CORPORATIONCRD 282245$4,176,795.00Regulatory AUM · August 2026
- CHRISTOFFERSON, ROBB & COMPANY, LLCCRD 121299 · NEW YORK, NY$11,270,331,692.00Regulatory AUM · August 2026
- CHRISTOPHER & CO., LLCCRD 325504 · AUSTIN, TX$913,826,552.00Regulatory AUM · August 2026
- CHRISTY CAPITAL MANAGEMENT, INC.CRD 149313 · MACON, GA$376,298,631.00Regulatory AUM · August 2026
- CHROMECORE, LLCCRD 311539 · SAN FRANCISCO, CA$152,000,000.00Regulatory AUM · August 2026
- CHRONIM INVESTMENTS INC.CRD 120943 · IRVING, TX$228,137,320.00Regulatory AUM · August 2026
- CHRONOMETER PARTNERS LPCRD 339929 · PITTSBURGH, PA$308,447,340.00Regulatory AUM · August 2026
- CHRONOS CAPITAL ADVISORS LLCCRD 283639 · MIAMI, FL$181,078,654.00Regulatory AUM · August 2026
- CHRONOS WEALTH MANAGEMENT, L.L.C.CRD 299782 · CLEARWATER, FL$274,039,062.00Regulatory AUM · August 2026
- CHUNG WU INVESTMENT GROUP, LLCCRD 170362 · SUGAR LAND, TX$147,478,605.00Regulatory AUM · August 2026
- CHURCHILL ASSET MANAGEMENT LLCCRD 175092 · NEW YORK, NY$55,662,946,430.00Regulatory AUM · August 2026
- CHURCHILL DLC ADVISOR LLCCRD 304945 · NEW YORK, NY$2,054,468,628.00Regulatory AUM · August 2026
- CHURCHILL FINANCIAL ADVISORS, LLCCRD 333071 · LOUISVILLE, KY$522,862,170.00Regulatory AUM · August 2026
- CHURCHILL INVESTMENT MANAGEMENT LLCCRD 305060 · CHARLOTTE, NC$12,143,283,506.00Regulatory AUM · August 2026
- CHURCHILL NCPE ADVISOR LLCCRD 338431 · NEW YORK, NY$259,466,592.00Regulatory AUM · August 2026
- CHURCHILL PCIF ADVISOR LLCCRD 329140 · NEW YORK, NY$2,229,214,555.00Regulatory AUM · August 2026
- CI CAPITAL PARTNERS LLCCRD 156863$329,194,020.00Regulatory AUM · August 2026
- CI GLOBAL INVESTMENTS INC.CRD 156752 · OAKLAND, CA$14,736,159,117.00Regulatory AUM · August 2026
- CIBC ASSET MANAGEMENT INC.CRD 106508$162,844,839,654.00Regulatory AUM · August 2026
- CIBC PRIVATE WEALTH ADVISORS, INC.CRD 109644 · CHICAGO, IL$67,840,284,252.00Regulatory AUM · August 2026
- CIBEST CAPITAL ADVISORY SERVICES LLCCRD 317663 · MIAMI, FL$374,843,073.00Regulatory AUM · August 2026
- CIBOLO ENERGY PARTNERS, LLCCRD 287596 · HOUSTON, TX$541,525,797.00Regulatory AUM · August 2026
- CIBRA CAPITAL LLCCRD 334678$263,000,000.00Regulatory AUM · August 2026
- CIC PARTNERS MANAGEMENT LLCCRD 158019 · DALLAS, TX$438,027,176.00Regulatory AUM · August 2026
- CIC, LLCCRD 311969 · MARCO ISLAND, FL$299,750,855.00Regulatory AUM · August 2026
- CICC ALPHA INVESTMENT MANAGEMENT (USA), LLCCRD 289848 · NEW YORK, NY$175,080,280.00Regulatory AUM · August 2026
- CICCARELLI ADVISORY SERVICES INCCRD 110904 · NAPLES, FL$1,586,316,444.00Regulatory AUM · August 2026
- CID CAPITAL II, INC.CRD 160776 · CARMEL, IN$515,788,887.00Regulatory AUM · August 2026
- CIDEL ASSET MANAGEMENT INCCRD 172640$4,802,310,706.00Regulatory AUM · August 2026
- CIFC ASSET MANAGEMENT LLCCRD 159172 · MIAMI, FL$44,575,860,272.00Regulatory AUM · August 2026
- CIFC INVESTMENT MANAGEMENT LLCCRD 107050 · MIAMI, FL$1,043,121,736.00Regulatory AUM · August 2026
- CIFC PRIVATE CREDIT MANAGEMENT LLCCRD 334020 · MIAMI, FL$289,866,588.00Regulatory AUM · August 2026
- CIFUENTES WEALTH PARTNERS, LLCCRD 139610 · HOLLYWOOD, FL$173,094,626.00Regulatory AUM · August 2026
- CIG ASSET MANAGEMENT, INC.CRD 123609 · SOUTHFIELD, MI$192,479,928.00Regulatory AUM · August 2026
- CIGNA INVESTMENTS, INC.CRD 105811 · BLOOMFIELD, CT$25,759,202,502.00Regulatory AUM · August 2026
- CIM CAPITAL IC MANAGEMENT, LLCCRD 301416 · LOS ANGELES, CA$1,080,486,889.00Regulatory AUM · August 2026
- CIM CAPITAL SA MANAGEMENT, LLCCRD 306166 · LOS ANGELES, CA$134,218,190.00Regulatory AUM · August 2026
- CIM CAPITAL, LLCCRD 277038 · LOS ANGELES, CA$2,681,721,445.00Regulatory AUM · August 2026
- CIM INVESTMENT MANAGEMENT INCCRD 106292 · PITTSBURGH, PA$1,275,342,290.00Regulatory AUM · August 2026
- CIM, LLCCRD 132136 · ALBANY, NY$804,251,910.00Regulatory AUM · August 2026
- CIMARRON HEALTHCARE CAPITAL, LLCCRD 282387 · SALT LAKE CITY, UT$532,721,959.00Regulatory AUM · August 2026
- CIMARRON WEALTH MANAGEMENT, INC.CRD 299627 · MONTROSE, CO$327,341,067.00Regulatory AUM · August 2026
- CINCINNATI ASSET MANAGEMENT INCCRD 104946 · CINCINNATI, OH$2,531,546,094.00Regulatory AUM · August 2026