All investment adviser firms · Page 36
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- CINCTIVE CAPITAL MANAGEMENT LPCRD 304726 · NEW YORK, NY$3,069,451,000.00Regulatory AUM · August 2026
- CINTRIFUSE FUND MANAGEMENT, LLCCRD 166973 · CINCINNATI, OH$180,103,766.00Regulatory AUM · August 2026
- CINVEN, INC.CRD 323534 · NEW YORK, NY$3,277,065,546.00Regulatory AUM · August 2026
- CIO CAPITAL GROUP LLCCRD 336490 · NEW YORK, NY$40,052,370.00Regulatory AUM · August 2026
- CION ARES MANAGEMENT, LLCCRD 284930 · NEW YORK, NY$8,000,300,197.00Regulatory AUM · August 2026
- CION GROSVENOR MANAGEMENT, LLCCRD 330199 · NEW YORK, NY$335,200,901.00Regulatory AUM · August 2026
- CION INVESTMENT MANAGEMENT II, LLCCRD 298441 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- CION INVESTMENT MANAGEMENT, LLCCRD 160386 · NEW YORK, NY$1,812,989,694.00Regulatory AUM · August 2026
- CIOVACCO CAPITAL MANAGEMENT LLCCRD 125071$217,305,940.00Regulatory AUM · August 2026
- CIP FUND MANAGEMENT LLCCRD 160700 · NEW YORK, NY$425,562,112.00Regulatory AUM · August 2026
- CIP PE ADVISORS, LLCCRD 338119 · WEST PALM BEACH, FL$1,920,476,487.00Regulatory AUM · August 2026
- CIRCLE ADVISERS INCCRD 110818 · NEW YORK, NY$868,162,745.00Regulatory AUM · August 2026
- CIRCLE N ADVISORS, LLCCRD 271027 · FISHKILL, NY$94,202,372.00Regulatory AUM · August 2026
- CIRCLE WEALTH MANAGEMENT, LLCCRD 142878 · SUMMIT, NJ$14,066,392,093.00Regulatory AUM · August 2026
- CIRO CAPITAL LLCCRD 329576 · JERSEY CITY, NJ$117,442,000.00Regulatory AUM · August 2026
- CIRRUS CAPITAL LLCCRD 288297 · BLOOMFIELD HILLS, MI$170,396,650.00Regulatory AUM · August 2026
- CIRRUS REAL ESTATE PARTNERS LPCRD 323210 · NEW YORK, NY$970,073,737.00Regulatory AUM · August 2026
- CITADEL ADVISORS LLCCRD 148826 · MIAMI, FL$570,621,709,022.00Regulatory AUM · August 2026
- CITADEL INVESTMENT ADVISORY INCCRD 110540$278,251,133.00Regulatory AUM · August 2026
- CITATION CAPITAL MANAGEMENT, LLCCRD 326828 · DALLAS, TX$1,359,925,253.00Regulatory AUM · August 2026
- CITIGROUP ALTERNATIVE INVESTMENTS LLCCRD 119537 · NEW YORK, NY$127,429,182.00Regulatory AUM · August 2026
- CITIGROUP GLOBAL MARKETS INC.CRD 7059 · NEW YORK, NY$56,006,655,920.00Regulatory AUM · August 2026
- CITIZENS PRIVATE WEALTH, LLCCRD 106743 · TARRYTOWN, NY$16,634,578,146.00Regulatory AUM · August 2026
- CITIZENS SECURITIES, INC.CRD 39550 · JOHNSTON, RI$12,868,719,975.00Regulatory AUM · August 2026
- CITRIN COOPERMAN WEALTH MANAGEMENT, LLCCRD 317528 · NEW YORK, NY$1,699,432,395.00Regulatory AUM · August 2026
- CITRINE CAPITAL, LLCCRD 171735 · SAN FRANCISCO, CA$346,706,774.00Regulatory AUM · August 2026
- CITY CENTER ADVISORS, LLCCRD 203513 · TROY, MI$160,230,555.00Regulatory AUM · August 2026
- CITY DIFFERENT HOLDINGS LPCRD 310982 · SANTA FE, NM$244,435,498.00Regulatory AUM · August 2026
- $6,842,617,648.00Regulatory AUM · August 2026
- CITYMARK CAPITAL MANAGEMENT COMPANY LLCCRD 291405 · CLEVELAND, OH$582,839,006.00Regulatory AUM · August 2026
- CITYVIEW MANAGEMENT SERVICES, LLCCRD 158370 · LOS ANGELES, CA$1,147,984,568.00Regulatory AUM · August 2026
- CIVC PARTNERS, L.P.CRD 157330 · CHICAGO, IL$2,334,419,100.00Regulatory AUM · August 2026
- CIVITAS CAPITAL MANAGEMENT, LLCCRD 319105 · DALLAS, TX$578,645,483.00Regulatory AUM · August 2026
- CJC WEALTH MANAGEMENT LLCCRD 325288$121,906,496.00Regulatory AUM · August 2026
- CJM WEALTH ADVISERS, LTD.CRD 107750 · FALLS CHURCH, VA$1,466,177,587.00Regulatory AUM · August 2026
- CK ADVISORS, LLCCRD 140062$96,656,470.00Regulatory AUM · August 2026
- CKC CAPITAL LLCCRD 168967 · NEW YORK, NY$843,705,066.00Regulatory AUM · August 2026
- CKW FINANCIAL GROUP, LLCCRD 152116 · HONOLULU, HI$2,526,532,799.00Regulatory AUM · August 2026
- CL WEALTH MANAGEMENT LLCCRD 134922 · SCHAUMBURG, IL$733,574,059.00Regulatory AUM · August 2026
- CLADIS INVESTMENT ADVISORY LLCCRD 153873 · BILLINGS, MT$242,614,579.00Regulatory AUM · August 2026
- CLAIRALPHA ADVISORS LLCCRD 342087 · FRISCO, TXNot availableRegulatory AUM · August 2026
- CLAIRMONT CAPITAL GROUP, LLCCRD 313639 · LOS ANGELES, CA$160,286,010.00Regulatory AUM · August 2026
- CLARAPHI ADVISORY NETWORK, LLCCRD 165868 · ALISO VIEJO, CA$382,500,156.00Regulatory AUM · August 2026
- CLARE MARKET INVESTMENTS, LLCCRD 217515 · DALLAS, TX$635,150,000.00Regulatory AUM · August 2026
- CLAREMONT CAPITAL MANAGEMENT, LLCCRD 155189 · PHOENIX, AZ$843,863,443.00Regulatory AUM · August 2026
- CLAREMONT FINANCIAL GROUP,INC.CRD 107806 · CLAREMONT, CA$139,962,948.00Regulatory AUM · August 2026
- CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLCCRD 336373 · NEW YORK, NY$277,852,586.00Regulatory AUM · August 2026
- CLARENDON CAPITAL, LLCCRD 298698 · TYSONS, VA$275,369,269.00Regulatory AUM · August 2026
- CLARENDON PRIVATE LLCCRD 316616 · BOSTON, MA$352,054,949.00Regulatory AUM · August 2026
- CLARET ASSET MANAGEMENT CORPCRD 110453$2,356,471,235.00Regulatory AUM · August 2026
- CLARION ADVISORS INC.CRD 131081 · AUBURN, CA$134,434,000.00Regulatory AUM · August 2026
- CLARION CALL CAPITAL LLCCRD 333446 · NEW YORK, NY$66,477,755.00Regulatory AUM · August 2026
- CLARION CAPITAL PARTNERS, LLCCRD 157038 · NEW YORK, NY$1,890,798,236.00Regulatory AUM · August 2026
- CLARION PARTNERS, LLCCRD 108803 · NEW YORK, NY$73,677,516,514.00Regulatory AUM · August 2026
- CLARION WEALTH MANAGEMENT PARTNERS, LLCCRD 334243 · FAIRFAX, VA$394,812,451.00Regulatory AUM · August 2026
- CLARIS ADVISORS, LLCCRD 117734 · ST. LOUIS, MO$911,128,071.00Regulatory AUM · August 2026
- CLARIS FINANCIAL, LLCCRD 168503 · GLEN ALLEN, VA$330,221,020.00Regulatory AUM · August 2026
- CLARITAS CAPITAL MANAGEMENT SERVICES, INC.CRD 329689 · NASHVILLE, TN$813,963,893.00Regulatory AUM · August 2026
- CLARITY ASSET MANAGEMENT, INC.CRD 115699 · AMES, IA$257,355,061.00Regulatory AUM · August 2026
- CLARITY CAPITAL ADVISORS, LLCCRD 282405 · LAKEWOOD RANCH, FL$406,339,770.00Regulatory AUM · August 2026
- CLARITY CAPITAL KCPS LTDCRD 160662$782,334,823.00Regulatory AUM · August 2026
- CLARITY CROSS BORDER INC.CRD 337443Not availableRegulatory AUM · August 2026
- CLARITY FINANCIAL ADVISORS LLCCRD 323321 · ST. PETERSBURG, FL$149,527,424.00Regulatory AUM · August 2026
- CLARITY FINANCIAL PLANNERS, LLCCRD 277114 · CLAYTON, MO$132,478,489.00Regulatory AUM · August 2026
- CLARITY FINANCIAL, LLCCRD 150661 · HOUSTON, TX$1,840,574,021.00Regulatory AUM · August 2026
- CLARITY INVESTMENTS + PLANNING LLCCRD 148888 · MOUNT KISCO, NY$141,470,960.00Regulatory AUM · August 2026
- CLARITY RETIREMENT & WEALTH, LLCCRD 337718 · NEW BEDFORD, MA$139,547,607.00Regulatory AUM · August 2026
- CLARITY WEALTH ADVISORS, LLCCRD 157913 · SAN JOSE, CA$732,949,271.00Regulatory AUM · August 2026
- CLARITY WEALTH DEVELOPMENT, LLCCRD 155103 · CORVALLIS, OR$208,615,945.00Regulatory AUM · August 2026
- CLARITY WEALTH MANAGEMENT, L.L.C.CRD 284874 · GILBERT, AZ$236,835,677.00Regulatory AUM · August 2026
- CLARIVEST ASSET MANAGEMENT LLCCRD 139785 · SAN DIEGO, CA$3,048,432,229.00Regulatory AUM · August 2026
- CLARIVOR LLCCRD 309994$4,407,725.00Regulatory AUM · August 2026
- CLARK & STUART INCCRD 107991 · PORTLAND, ME$195,585,257.00Regulatory AUM · August 2026
- CLARK ASSET MANAGEMENT, LLCCRD 284480$1,324,519,058.00Regulatory AUM · August 2026
- CLARK CAPITAL MANAGEMENT GROUP INCCRD 104796 · PHILADELPHIA, PA$35,687,719,134.00Regulatory AUM · August 2026
- CLARK FINANCIAL SERVICES GROUP INCCRD 110650 · CHESTERFIELD, MO$498,675,139.00Regulatory AUM · August 2026
- CLARK MONROE BLACKMAN L.L.C.CRD 139757$219,872,363.00Regulatory AUM · August 2026
- CLARK WEALTH PARTNERS, LLCCRD 321757 · O'FALLON, IL$259,876,181.00Regulatory AUM · August 2026
- CLARKSTON CAPITAL PARTNERS, LLCCRD 143456 · ROCHESTER, MI$1,711,067,610.00Regulatory AUM · August 2026
- CLARO ADVISORS INC.CRD 160294 · BOSTON, MA$1,407,659,698.00Regulatory AUM · August 2026
- CLAROS REIT MANAGEMENT LPCRD 292430 · NEW YORK, NY$4,762,301,000.00Regulatory AUM · August 2026
- CLARUS GROUP LLCCRD 310156 · NEW YORK, NY$157,960,513.00Regulatory AUM · August 2026
- CLARUS VENTURES, LLCCRD 160980 · CAMBRIDGE, MA$805,623,119.00Regulatory AUM · August 2026
- CLARUS WEALTH ADVISORS, LLCCRD 281160 · PEORIA, AZ$305,202,024.00Regulatory AUM · August 2026
- CLASS VI FAMILY OFFICE, LLCCRD 285035 · DENVER, CO$1,498,011,942.00Regulatory AUM · August 2026
- CLASS VI VENTURES, LLCCRD 328904 · DENVER, CO$14,904,815.00Regulatory AUM · August 2026
- CLASSIC ASSET MANAGEMENT, LLCCRD 122030 · FARGO, ND$189,148,000.00Regulatory AUM · August 2026
- CLASSIC FINANCIAL & INSURANCE SERVICES, INC.CRD 120228 · WESTLAKE VILLAGE, CA$151,645,327.00Regulatory AUM · August 2026
- CLAY NORTHAM WEALTH MANAGEMENT, LLCCRD 159002 · HUNTINGTON BEACH, CA$354,936,978.00Regulatory AUM · August 2026
- CLAYMORE CAPITAL PARTNERS, LLCCRD 309944 · CINCINNATI, OH$183,940,042.00Regulatory AUM · August 2026
- CLAYTON FINANCIAL GROUP, LLCCRD 226729 · ST. LOUIS, MO$793,758,079.00Regulatory AUM · August 2026
- CLAYTON FINANCIAL SERVICES INCCRD 105898 · TOPEKA, KS$909,816,483.00Regulatory AUM · August 2026
- CLAYTON PARTNERS LLCCRD 127546 · BERKELEY, CA$171,997,700.00Regulatory AUM · August 2026
- CLAYTON, DUBILIER & RICE, LLCCRD 160492 · NEW YORK, NY$87,354,069,056.00Regulatory AUM · August 2026
- $3,218,041,785.00Regulatory AUM · August 2026
- CLEAN ENERGY TRANSITION LLPCRD 315409$4,630,730,096.00Regulatory AUM · August 2026
- CLEAN YIELD GROUP INCCRD 104826 · NORWICH, VT$571,222,836.00Regulatory AUM · August 2026
- CLEAR BROOK ADVISORS, INC.CRD 132045 · BOSTON, MA$817,800,000.00Regulatory AUM · August 2026
- CLEAR CREEK FINANCIAL MANAGEMENT, LLCCRD 170602 · SILVERDALE, WA$1,859,317,368.00Regulatory AUM · August 2026
- CLEAR CREEK WEALTH MANAGEMENT, LLCCRD 288335 · DENVER, CO$722,477,179.00Regulatory AUM · August 2026