All investment adviser firms · Page 34
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- CENTRIC WEALTH MANAGEMENT, LLCCRD 133877 · CHICAGO, IL$792,857,735.00Regulatory AUM · August 2026
- CENTRICA WEALTH MANAGEMENT, LLCCRD 335042 · MIAMI, FL$627,395,464.00Regulatory AUM · August 2026
- CENTRICUS INVESTMENT ADVISORS (US) LLCCRD 341654 · BEVERLY HILLS, CA$1,021,000,000.00Regulatory AUM · August 2026
- CENTURIA CAPITAL PARTNERS LLCCRD 339596 · GUAYNABO, PRNot availableRegulatory AUM · August 2026
- CENTURION WEALTH MANAGEMENT, LLCCRD 317929 · MCLEAN, VA$784,007,566.00Regulatory AUM · August 2026
- CENTURY EQUITY PARTNERS LLCCRD 281939 · BOSTON, MA$378,255,855.00Regulatory AUM · August 2026
- CERASUS ADVISORS INCCRD 152113$130,091,708.00Regulatory AUM · August 2026
- CERBERUS CAPITAL MANAGEMENT, L.P.CRD 152175 · NEW YORK, NY$92,499,746,649.00Regulatory AUM · August 2026
- CERCANO MANAGEMENT LLCCRD 315897 · BELLEVUE, WA$7,281,283,635.00Regulatory AUM · August 2026
- CERDA MUNOZ ADVISORS, INCCRD 170784 · WHITTIER, CA$265,698,162.00Regulatory AUM · August 2026
- CEREDEX VALUE ADVISORS LLCCRD 146023 · WINTER PARK, FL$3,431,437,288.00Regulatory AUM · August 2026
- CERES PARTNERS, LLCCRD 290937 · SOUTH BEND, IN$1,955,021,758.00Regulatory AUM · August 2026
- CERITY PARTNERS LLCCRD 151559 · NEW YORK, NY$161,675,524,141.00Regulatory AUM · August 2026
- CERITY PARTNERS OCIO LLCCRD 151916 · NEW YORK, NY$21,132,697,705.00Regulatory AUM · August 2026
- CERITY PARTNERS RETIREMENT PLAN ADVISORS LLCCRD 164198 · NEW YORK, NY$40,253,232,272.00Regulatory AUM · August 2026
- CERRO PACIFIC WEALTH ADVISORS, LLCCRD 310825 · SAN LUIS OBISPO, CA$531,612,070.00Regulatory AUM · August 2026
- CERTARES MANAGEMENT LLCCRD 296928 · NEW YORK, NY$6,412,000,000.00Regulatory AUM · August 2026
- CERTIFIED ADVISORY CORPCRD 120990 · ALTAMONTE SPRINGS, FL$3,044,536,415.00Regulatory AUM · August 2026
- CERTIFIED FINANCIAL STRATEGIES CORPORATIONCRD 114361 · DALLAS, TX$133,298,670.00Regulatory AUM · August 2026
- CERTIFIED PLANNERS, INC.CRD 105364 · SAN RAMON, CA$196,622,285.00Regulatory AUM · August 2026
- CERTIFIED TAX SERVICE, INC.CRD 110960 · CHICAGO, IL$313,859,000.00Regulatory AUM · August 2026
- CERTIOR FINANCIAL GROUP, LLCCRD 285502 · KING OF PRUSSIA, PA$452,278,597.00Regulatory AUM · August 2026
- CERTIS CAPITAL MANAGEMENT, INC.CRD 144290 · SANTA BARBARA, CA$255,928,370.00Regulatory AUM · August 2026
- CERTUITY, LLCCRD 129505 · NORTH PALM BEACH, FL$3,301,613,248.00Regulatory AUM · August 2026
- CESTRIAN CAPITAL RESEARCH, INCCRD 291803Not availableRegulatory AUM · August 2026
- CETERA ADVISORY SERVICES LLCCRD 285648 · EL SEGUNDO, CANot availableRegulatory AUM · August 2026
- CETERA INVESTMENT ADVISERS LLCCRD 105644 · SCHAUMBURG, IL$256,813,748,739.00Regulatory AUM · August 2026
- CETERA INVESTMENT MANAGEMENT LLCCRD 165436 · SCHAMBURG, ILNot availableRegulatory AUM · August 2026
- CEVIAN CAPITAL II GP LIMITEDCRD 140659$17,848,889,007.00Regulatory AUM · August 2026
- CF CAPITAL LLCCRD 325287$195,623,004.00Regulatory AUM · August 2026
- CF PRIVATE EQUITY, INC.CRD 110657 · NORWALK, CT$15,778,084,865.00Regulatory AUM · August 2026
- CFC PLANNING COMPANY, LLCCRD 310603 · CICERO, IN$187,285,623.00Regulatory AUM · August 2026
- CFG WEALTH MANAGEMENT SERVICES INCCRD 108351 · INDIANAPOLIS, IN$110,201,914.00Regulatory AUM · August 2026
- CFI PARTNERS, LLCCRD 139531 · CHICAGO, IL$26,313,245,536.00Regulatory AUM · August 2026
- CFM ADVISORS INCCRD 111581 · HAUPPAUGE, NY$202,673,837.00Regulatory AUM · August 2026
- CFM WEALTH PARTNERS LLCCRD 305135 · AUSTIN, TX$885,842,605.00Regulatory AUM · August 2026
- CFO4LIFE GROUP, LLCCRD 287600 · COPPELL, TX$1,935,513,212.00Regulatory AUM · August 2026
- CFS INVESTMENT ADVISORY SERVICES LLCCRD 106577 · TOTOWA, NJ$2,730,118,221.00Regulatory AUM · August 2026
- CFS WEALTH MANAGEMENT, LLCCRD 135579 · MACON, GA$189,052,740.00Regulatory AUM · August 2026
- CFT CAPITAL MANAGEMENT, LLCCRD 319348 · LOS ANGELES, CA$3,746,558,965.00Regulatory AUM · August 2026
- CGC FINANCIAL SERVICES, LLCCRD 155446 · LAKE OSWEGO, OR$875,784,975.00Regulatory AUM · August 2026
- CGI PLAN ADVISORS, INC.CRD 311275 · FRAZER, PA$261,006,787.00Regulatory AUM · August 2026
- CGI WEALTH ADVISORS, INC.CRD 311273 · FRAZER, PA$129,392,723.00Regulatory AUM · August 2026
- CGN ADVISORS, LLCCRD 159359 · MANHATTAN, KS$1,600,884,203.00Regulatory AUM · August 2026
- CH GLOBAL CAPITAL MANAGEMENT, LLCCRD 283431 · NEW YORK, NY$529,133,499.00Regulatory AUM · August 2026
- CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLCCRD 154242 · GAINESVILLE, FL$90,324,490.00Regulatory AUM · August 2026
- CHADDS FORD WEALTH PARTNERS, LLCCRD 304159 · CHADDS FORD, PA$1,327,385,934.00Regulatory AUM · August 2026
- CHADLER INVESTMENT ADVISORY SOLUTIONS, LLCCRD 165763 · FAIRFIELD, NJ$231,981,091.00Regulatory AUM · August 2026
- CHALKSTREAM CAPITAL GROUP, L.P.CRD 153734$384,029,000.00Regulatory AUM · August 2026
- CHALLENGER WEALTH MANAGEMENTCRD 121498 · ALISO VIEJO, CA$275,547,380.00Regulatory AUM · August 2026
- CHAMBERLAIN LANE CAPITAL, LLCCRD 340063 · NASHVILLE, TN$100,000,010.00Regulatory AUM · August 2026
- CHAMBERS ENERGY MANAGEMENT, LPCRD 155906 · HOUSTON, TX$1,412,310,445.00Regulatory AUM · August 2026
- CHAMONIX PARTNERS CAPITAL MANAGEMENT LLCCRD 318867 · NEW YORK, NY$149,159,958.00Regulatory AUM · August 2026
- CHAMPION ADVISORS LLCCRD 149920$136,814,087.00Regulatory AUM · August 2026
- CHAMPLAIN INVESTMENT PARTNERS, LLCCRD 132474 · BURLINGTON, VT$10,175,097,502.00Regulatory AUM · August 2026
- CHANAKYA CAPITAL PARTNERSCRD 170697Not availableRegulatory AUM · August 2026
- CHANAKYA CAPITAL PARTNERS IFSC LLPCRD 337457$18,999,228.00Regulatory AUM · August 2026
- CHANCELLOR FINANCIAL GROUP LPCRD 159563 · WILKES-BARRE, PA$249,305,348.00Regulatory AUM · August 2026
- CHANCELLOR WEALTH MANAGEMENT, INC.CRD 112918 · ATLANTA, GA$173,973,072.00Regulatory AUM · August 2026
- CHANDLER ASSET MANAGEMENT INCCRD 107287 · SAN DIEGO, CA$45,311,900,938.00Regulatory AUM · August 2026
- CHANEY CAPITAL MANAGEMENT INC.CRD 116511 · LYNNWOOD, WA$455,536,320.00Regulatory AUM · August 2026
- CHANGE FORCES LLCCRD 333400 · PORTOLA VALLEY, CANot availableRegulatory AUM · July 2026
- CHANGE GLOBAL INVESTMENT, LLCCRD 167844 · NEW YORK, NY$226,000,000.00Regulatory AUM · August 2026
- CHANGING PARAMETERS, LLCCRD 132551 · LOS ALTOS, CA$105,384,876.00Regulatory AUM · August 2026
- CHANNEL INVESTMENT PARTNERS LLCCRD 308031$7,606,900.00Regulatory AUM · August 2026
- CHANNEL WEALTH, LLCCRD 323461 · SANTA BARBARA, CA$850,851,480.00Regulatory AUM · August 2026
- CHANNING CAPITAL MANAGEMENT, LLCCRD 128450 · CHICAGO, IL$4,248,267,824.00Regulatory AUM · August 2026
- CHANNING GLOBAL ADVISORS, LLCCRD 290893 · FORT LAUDERDALE, FL$1,110,391,098.00Regulatory AUM · August 2026
- CHAPEL BRIDGE WEALTH ADVISORS, LLCCRD 313295 · SAN JUAN, PR$273,603,001.00Regulatory AUM · August 2026
- CHAPEL HILL INVESTMENT ANALYSTS INCCRD 109511 · GREENSBURG, PA$435,952,707.00Regulatory AUM · August 2026
- CHAPIN DAVIS, INCCRD 28116 · BALTIMORE, MD$642,788,940.00Regulatory AUM · August 2026
- CHAPMAN & CHAPMAN ADVISORS LLCCRD 122655 · CHAGRIN FALLS, OH$145,584,757.00Regulatory AUM · August 2026
- CHAPMAN FINANCIAL GROUP, LLCCRD 168439$223,936,259.00Regulatory AUM · August 2026
- CHAPMAN INVESTMENT MANAGEMENT, LLCCRD 166826$200,089,304.00Regulatory AUM · August 2026
- CHAPPELWOOD FINANCIAL SERVICES CORP.CRD 134318 · EDMOND, OK$113,083,313.00Regulatory AUM · August 2026
- CHARBETH ADVISORY L.L.C.CRD 342682$370,000,000.00Regulatory AUM · August 2026
- CHARGER INVESTMENT PARTNERS LPCRD 307191 · EL SEGUNDO, CA$865,306,151.00Regulatory AUM · August 2026
- CHARIS LEGACY PARTNERS, LLCCRD 311968 · BRYAN, TX$132,695,803.00Regulatory AUM · August 2026
- CHARLES FISH INVESTMENTS, INC.CRD 110445 · IRVINE, CA$331,331,810.00Regulatory AUM · August 2026
- CHARLES PRATT & COMPANY, L.L.C.CRD 104864 · NEW YORK, NY$916,092,202.00Regulatory AUM · August 2026
- CHARLES RIVER WEALTH MANAGEMENT, LLCCRD 288017 · BURLINGTON, MA$110,312,780.00Regulatory AUM · August 2026
- CHARLES SCHWAB & CO., INC.CRD 5393 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- CHARLES SCHWAB INVESTMENT MANAGEMENT, INCCRD 106753 · SAN FRANCISCO, CA$1,721,025,914,896.00Regulatory AUM · August 2026
- CHARLESBANK CAPITAL PARTNERS, LLCCRD 160256 · BOSTON, MA$21,060,828,047.00Regulatory AUM · August 2026
- CHARLESBRIDGE ADVISORS, LLCCRD 341159 · DEDHAM, MANot availableRegulatory AUM · August 2026
- CHARLESTON FINANCIAL ADVISORS, LLCCRD 137536 · CHARLESTON, SC$262,433,656.00Regulatory AUM · August 2026
- CHARMARLINE WEALTH MANAGEMENT LLCCRD 336719 · LYNCHBURG, VA$118,804,541.00Regulatory AUM · August 2026
- CHARTER CAPITAL MANAGEMENT, LLCCRD 35919 · BROOKFIELD, WI$462,184,711.00Regulatory AUM · August 2026
- CHARTER OAK ADVISORS LPCRD 328387 · NEW YORK, NY$403,922,461.00Regulatory AUM · August 2026
- CHARTER OAK CAPITAL MANAGEMENT, LLCCRD 120870 · PORTSMOUTH, NH$1,569,586,056.00Regulatory AUM · August 2026
- CHARTER RESEARCH & INVESTMENT GROUP INCCRD 106452 · SOUTHPORT, CT$275,129,072.00Regulatory AUM · August 2026
- CHARTER WEALTH MANAGEMENT, INC.CRD 162299 · RALEIGH, NC$195,612,950.00Regulatory AUM · August 2026
- CHARTERED ADVISORY GROUP, INC.CRD 116517 · CHADDS FORD, PA$127,713,140.00Regulatory AUM · August 2026
- CHARTIST INCCRD 105072 · LONG BEACH, CA$169,706,684.00Regulatory AUM · August 2026
- CHARTWELL INVESTMENT PARTNERS, LLCCRD 170335 · BERWYN, PA$12,971,188,682.00Regulatory AUM · August 2026
- CHAS. P. SMITH & ASSOCIATES, PA, CPA'SCRD 104914 · LAKELAND, FL$2,888,320,155.00Regulatory AUM · August 2026
- CHASE INVESTMENT COUNSEL CORPORATIONCRD 104648 · CHARLOTTESVILLE, VA$509,811,884.00Regulatory AUM · August 2026
- CHASTAIN WEALTH MANAGEMENT, LLCCRD 285551$143,762,474.00Regulatory AUM · August 2026
- CHATHAM ASSET MANAGEMENT, LLCCRD 157517 · CHATHAM, NJ$8,271,746,913.00Regulatory AUM · August 2026
- CHATHAM CAPITAL GROUP INCCRD 106174 · SAVANNAH, GA$878,086,098.00Regulatory AUM · August 2026