Investment adviser firms in North Carolina
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
290 firms · Source months shown: August 2026
- A4 WEALTH ADVISORS LLCCRD 152397 · HUNTERSVILLE, NC$213,703,027.00Regulatory AUM · August 2026
- ABS LEGACY PARTNERS, LLCCRD 325604 · HICKORY, NC$670,793,536.00Regulatory AUM · August 2026
- ABSHER WEALTH MANAGEMENT, LLCCRD 304642 · CHAPEL HILL, NC$1,260,905,144.00Regulatory AUM · August 2026
- ACT ADVISORS, LLCCRD 173120 · ASHEVILLE, NC$498,875,199.00Regulatory AUM · August 2026
- ADVISORENGINE PORTFOLIO SOLUTIONS INC.CRD 336317 · RALEIGH, NC$176,392,715.00Regulatory AUM · August 2026
- ADVISORTRUST PARTNERS, LLCCRD 304967 · RALEIGH, NC$435,290,041.00Regulatory AUM · August 2026
- AIM ADVISORS, LLCCRD 325125 · RALEIGH, NC$158,201,404.00Regulatory AUM · August 2026
- ALIGHT FINANCIAL ADVISORS, LLCCRD 158744 · CHARLOTTE, NC$35,054,902,000.00Regulatory AUM · August 2026
- ALLEN WEALTH MANAGEMENT, LLCCRD 133038 · BOONE, NC$664,325,517.00Regulatory AUM · August 2026
- ALLSPRING FUNDS MANAGEMENT, LLCCRD 110841 · CHARLOTTE, NC$324,654,889,545.00Regulatory AUM · August 2026
- ALLSPRING GLOBAL INVESTMENTS, LLCCRD 104973 · CHARLOTTE, NC$475,780,527,170.00Regulatory AUM · August 2026
- ALLY INVEST ADVISORS INCCRD 170301 · CHARLOTTE, NC$1,726,325,664.00Regulatory AUM · August 2026
- ALPHA FINANCIAL ADVISORS, LLCCRD 122545 · CHARLOTTE, NC$619,320,059.00Regulatory AUM · August 2026
- ALPHASTAR CAPITAL MANAGEMENT, LLCCRD 157423 · CORNELIUS, NC$2,496,202,761.00Regulatory AUM · August 2026
- ALTAMONT CAPITAL MANAGEMENT, LLC.CRD 118979 · ASHEVILLE, NC$412,289,220.00Regulatory AUM · August 2026
- ALUMINA INVESTMENT MANAGEMENT, LLCCRD 164273 · CHARLOTTE, NC$5,262,418,590.00Regulatory AUM · August 2026
- AMI ENTERPRISES INC.CRD 342848 · RALEIGH, NCNot availableRegulatory AUM · August 2026
- AMPHORA WEALTH MANAGEMENT, LLCCRD 157968 · CHAPEL HILL, NC$196,205,424.00Regulatory AUM · August 2026
- ARBOR INVESTMENT ADVISORS, LLCCRD 111077 · WINSTON SALEM, NC$1,288,361,286.00Regulatory AUM · August 2026
- ARK ROYAL WEALTH MANAGEMENT LLCCRD 175151 · RALEIGH, NC$169,309,000.00Regulatory AUM · August 2026
- ARMOR INVESTMENT ADVISORS, LLCCRD 134200 · RALEIGH, NC$355,950,613.00Regulatory AUM · August 2026
- ASANA PARTNERS, LPCRD 284477 · CHARLOTTE, NC$8,352,269,105.00Regulatory AUM · August 2026
- ASCENDOR WEALTH, LLCCRD 148969 · WILMINGTON, NC$145,590,518.00Regulatory AUM · August 2026
- ASPIRE PRIVATE CAPITAL, LLCCRD 154116 · CORNELIUS, NC$509,707,463.00Regulatory AUM · August 2026
- ATLANTIC PRIVATE WEALTH, LLCCRD 311517 · CHAPEL HILL, NC$893,973,591.00Regulatory AUM · August 2026
- ATRIA INVESTMENTS, INC.CRD 143593 · CHARLOTTE, NC$11,048,554,773.00Regulatory AUM · August 2026
- AUCTUS ADVISORS LLCCRD 289489 · CHARLOTTE, NC$612,923,272.00Regulatory AUM · August 2026
- BARINGS LLCCRD 106006 · CHARLOTTE, NC$392,753,494,474.00Regulatory AUM · August 2026
- BD INVESTMENT PARTNERS, LLCCRD 309347 · RALEIGH, NC$223,653,189.00Regulatory AUM · August 2026
- BEACON FINANCIAL STRATEGIES CORP.CRD 132987 · RALEIGH, NC$309,434,084.00Regulatory AUM · August 2026
- BEACON WEALTHCARE LLCCRD 312556 · RALEIGH, NC$308,321,846.00Regulatory AUM · August 2026
- BELL PARTNERS INVESTMENT MANAGER, LLCCRD 329611 · GREENSBORO, NC$6,115,793,351.00Regulatory AUM · August 2026
- BILTMORE FAMILY OFFICE, LLCCRD 167174 · CHARLOTTE, NC$3,467,117,434.00Regulatory AUM · August 2026
- BLUE WATER CAPITAL MANAGEMENT, LLCCRD 127193 · APEX, NC$159,771,944.00Regulatory AUM · August 2026
- BLUE WEALTH INC.CRD 330324 · CHARLOTTE, NC$145,146,348.00Regulatory AUM · August 2026
- BLUEPRINT FINANCIAL ADVISORS LLCCRD 315570 · CHARLOTTE, NC$1,413,379,200.00Regulatory AUM · August 2026
- BLUEPRINT FUND MANAGEMENT LLCCRD 306419 · GREENSBORO, NC$340,457,862.00Regulatory AUM · August 2026
- BLUEPRINT INVESTMENT PARTNERS LLCCRD 170196 · GREENSBORO, NC$1,778,629,213.00Regulatory AUM · August 2026
- BLUESKY WEALTH ADVISORS, LLCCRD 116760 · NEW BERN, NC$1,004,497,065.00Regulatory AUM · August 2026
- BP ASSET MANAGEMENT INC.CRD 328276 · CHARLOTTE, NC$155,286,000.00Regulatory AUM · August 2026
- BRAGG FINANCIAL ADVISORS INCCRD 108780 · CHARLOTTE, NC$4,671,122,824.00Regulatory AUM · August 2026
- BRIGHTHOUSE INVESTMENT ADVISERS, LLCCRD 107312 · CHARLOTTE, NC$132,629,273,671.00Regulatory AUM · August 2026
- BROAD REACH CAPITAL LLCCRD 144686 · RALEIGH, NC$180,469,462.00Regulatory AUM · August 2026
- BROYHILL ASSET MANAGEMENT, LLCCRD 120462 · CHARLOTTE, NC$204,500,108.00Regulatory AUM · August 2026
- BUSINESS-OWNER STRATEGIES GROUP, LLCCRD 297243 · APEX, NC$134,763,000.00Regulatory AUM · August 2026
- CALAMITA WEALTH MANAGEMENT INC.CRD 153316 · CHARLOTTE, NC$138,154,787.00Regulatory AUM · August 2026
- CANNON ADVISORS, INC.CRD 293929 · CHARLOTTE, NC$181,589,754.00Regulatory AUM · August 2026
- CANNON WEALTH MANAGEMENT SERVICES, LLCCRD 323302 · WINSTON SALEM, NC$245,163,421.00Regulatory AUM · August 2026
- CAPFINANCIAL PARTNERS, LLCCRD 175112 · RALEIGH, NC$1,236,704,853,633.00Regulatory AUM · August 2026
- CAPITAL ADVISERS, INC.CRD 118442 · RALEIGH, NC$620,000,000.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD 149124 · RALEIGH, NC$2,393,599,531.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT COUNSEL INCCRD 104591 · RALEIGH, NC$1,023,436,471.00Regulatory AUM · August 2026
- CAPITAL MANAGEMENT LLCCRD 109416 · GREENSBORO, NC$382,964,479.00Regulatory AUM · August 2026
- CAPITALA PRIVATE ADVISORS, LLCCRD 283527 · CHARLOTTE, NC$505,135,000.00Regulatory AUM · August 2026
- CARDINAL CAPITAL MANAGEMENT INCCRD 108076 · RALEIGH, NC$1,025,998,835.00Regulatory AUM · August 2026
- CAROLINA FINANCIAL ADVISORS, INC.CRD 118823 · GREENSBORO, NC$240,885,264.00Regulatory AUM · August 2026
- CAROLINA WEALTH MANAGEMENT, INC.CRD 131393 · GREENVILLE, NC$798,455,655.00Regulatory AUM · August 2026
- CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.CRD 157822 · CHARLOTTE, NC$1,912,790,537.00Regulatory AUM · August 2026
- CASCADES CAPITAL ASSET MANAGEMENT, LLCCRD 167102 · GREENSBORO, NC$383,331,712.00Regulatory AUM · August 2026
- CASSIA CAPITAL PARTNERS LLCCRD 159911 · WINSTON SALEM, NC$251,207,843.00Regulatory AUM · August 2026
- CASTLE SECURITIES, LLCCRD 342075 · MOORESVILLE, NCNot availableRegulatory AUM · August 2026
- CC MANAGEMENT GP, LLCCRD 168693 · CHARLOTTE, NC$1,391,528,366.00Regulatory AUM · August 2026
- CHARTER WEALTH MANAGEMENT, INC.CRD 162299 · RALEIGH, NC$195,612,950.00Regulatory AUM · August 2026
- CHURCHILL INVESTMENT MANAGEMENT LLCCRD 305060 · CHARLOTTE, NC$12,143,283,506.00Regulatory AUM · August 2026
- COLLEGIATE CAPITAL MANAGEMENT, INC.CRD 118205 · RALEIGH, NC$652,988,757.00Regulatory AUM · August 2026
- COLLIE FINANCIAL PLANNING, INC.CRD 134884 · BLACK MOUNTAIN, NC$162,924,000.00Regulatory AUM · August 2026
- COLLWICK FUNDS GP, LLCCRD 162923 · CHARLOTTE, NC$439,629,958.00Regulatory AUM · August 2026
- COLONY FAMILY OFFICES, LLCCRD 167017 · CHARLOTTE, NC$3,362,394,020.00Regulatory AUM · August 2026
- COLTON GROOME FINANCIAL ADVISORS, LLCCRD 128365 · ASHEVILLE, NC$724,883,187.00Regulatory AUM · August 2026
- COMPERIO RETIREMENT CONSULTING, INC.CRD 140786 · CARY, NC$1,985,229,783.00Regulatory AUM · August 2026
- CORDGRASS CAPITAL ADVISORS, LLCCRD 311528 · RALEIGH, NC$729,946,694.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORS, LLCCRD 300891 · ASHEVILLE, NC$3,040,951,014.00Regulatory AUM · August 2026
- CORNERSTONE PLANNING, LLCCRD 166886 · CHARLOTTE, NC$485,905,211.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH GROUP, LLCCRD 289971 · HUNTERSVILLE, NC$2,487,042,824.00Regulatory AUM · August 2026
- COUNTERWEIGHT VENTURES, LLCCRD 327880 · WILMINGTON, NC$207,187,212.00Regulatory AUM · August 2026
- COURSE MANAGEMENT INVESTMENT ADVISORS, LLCCRD 306974 · PINEHURST, NC$100,326,180.00Regulatory AUM · August 2026
- CROSSGEN WEALTH LLCCRD 336270 · GREENVILLE, NC$222,779,471.00Regulatory AUM · August 2026
- CROWN WEALTH GROUP LLCCRD 299732 · CHARLOTTE, NC$437,507,251.00Regulatory AUM · August 2026
- DAVIDSON ADVISORY GROUP, LLCCRD 333090 · CHARLOTTE, NC$223,538,419.00Regulatory AUM · August 2026
- DAVIS INVESTMENT PARTNERS, LLCCRD 318783 · CHARLOTTE, NC$390,005,596.00Regulatory AUM · August 2026
- DEFENDER CAPITAL LLCCRD 159607 · CHARLOTTE, NC$510,000,000.00Regulatory AUM · August 2026
- DELEGATE ADVISORS, LLCCRD 159953 · CHAPEL HILL, NC$1,713,891,105.00Regulatory AUM · August 2026
- DOLAN CAPITAL ADVISORS, LLCCRD 269886 · CHARLOTTE, NC$179,147,870.00Regulatory AUM · August 2026
- DOVETAIL FINANCIAL GROUP LLCCRD 311298 · WILMINGTON, NC$298,927,453.00Regulatory AUM · August 2026
- EASTOVER INVESTMENT ADVISORS, LLCCRD 150821 · CHARLOTTE, NC$392,271,338.00Regulatory AUM · August 2026
- EMERALD ASSET MANAGEMENT, INC.CRD 174691 · ROCKY MOUNT, NC$120,761,226.00Regulatory AUM · August 2026
- EQV ADVISORY, LLCCRD 338271 · RALEIGH, NC$106,778,605.00Regulatory AUM · August 2026
- ETON ADVISORS GROUP, LLCCRD 289395 · CHAPEL HILL, NC$1,886,697,575.00Regulatory AUM · August 2026
- EVERGREEN WEALTH ADVISORSCRD 326535 · RALEIGH, NC$112,481,709.00Regulatory AUM · August 2026
- EVERSTAR ASSET MANAGEMENT, LLCCRD 313334 · MOORESVILLE, NC$336,741,565.00Regulatory AUM · August 2026
- FALFURRIAS MANAGEMENT PARTNERS LPCRD 163076 · CHARLOTTE, NC$3,712,074,667.00Regulatory AUM · August 2026
- FAMILY LEGACY FINANCIAL SOLUTIONS, LLCCRD 314351 · CARY, NC$174,530,000.00Regulatory AUM · August 2026
- FAMILY WEALTH PARTNERS, LLCCRD 317764 · MATTHEWS, NC$392,445,796.00Regulatory AUM · August 2026
- FC CAPITAL MANAGEMENT LLCCRD 161220 · CHARLOTTE, NC$1,608,234,854.00Regulatory AUM · August 2026
- FCA PARTNERS, LLCCRD 322393 · CHARLOTTE, NC$910,335,087.00Regulatory AUM · August 2026
- FINANCIAL SYMMETRY INCORPORATEDCRD 118443 · RALEIGH, NC$1,540,631,895.00Regulatory AUM · August 2026
- FINDICIA, INC.CRD 330609 · RALEIGH, NCNot availableRegulatory AUM · August 2026
- FIRST CITIZENS ASSET MANAGEMENT, INCCRD 140777 · RALEIGH, NC$465,065,299.00Regulatory AUM · August 2026
- FIRST CITIZENS INVESTOR SERVICES, INC.CRD 44430 · RALEIGH, NC$2,626,080,185.00Regulatory AUM · August 2026
- FIRST FINANCIAL GROUP CORPORATIONCRD 134006 · RALEIGH, NC$316,961,802.00Regulatory AUM · August 2026