Investment adviser firms in North Carolina · Page 2
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
290 firms · Source months shown: August 2026
- FIRST OAK WEALTH MANAGEMENT, LLCCRD 288316 · RALEIGH, NC$316,173,544.00Regulatory AUM · August 2026
- FIVE POINTS CAPITAL LLCCRD 160792 · WINSTON-SALEM, NC$1,445,310,400.00Regulatory AUM · August 2026
- FOREST CAPITAL OPERATING COMPANY LLCCRD 325514 · CHARLOTTE, NC$143,151,940.00Regulatory AUM · August 2026
- FORTRESS PRIVATE LEDGER, LLCCRD 290298 · RALEIGH, NC$583,977,291.00Regulatory AUM · August 2026
- FOUNDERS FINANCIAL ALLIANCE, LLCCRD 173011 · RALEIGH, NC$1,185,963,782.00Regulatory AUM · August 2026
- FPF FA L.L.C.CRD 311329 · CHARLOTTE, NC$181,283,949.00Regulatory AUM · August 2026
- FRANKLIN STREET ADVISORS, INC.CRD 106275 · CHAPEL HILL, NC$4,530,294,967.00Regulatory AUM · August 2026
- FRAZIER FINANCIAL CONSULTANTS, LLCCRD 112897 · CHAPEL HILL, NC$196,037,319.00Regulatory AUM · August 2026
- FTA ASSET MANAGEMENT, LLCCRD 332377 · CHARLOTTE, NC$1,010,934,630.00Regulatory AUM · August 2026
- FUND DIRECT ADVISORS INC.CRD 155363 · GREENSBORO, NC$593,000,000.00Regulatory AUM · August 2026
- GARDEN CITY MANAGEMENT, LLCCRD 310518 · CHARLOTTE, NC$343,753,242.00Regulatory AUM · August 2026
- GIBERT WEALTH MANAGEMENT, LLCCRD 341458 · CHARLOTTE, NC$315,989,002.00Regulatory AUM · August 2026
- GLASGOW & ASSOCIATES, LLCCRD 145151 · WILMINGTON, NC$206,479,807.00Regulatory AUM · August 2026
- GLOBAL ENDOWMENT MANAGEMENT, LPCRD 157772 · CHARLOTTE, NC$12,883,817,810.00Regulatory AUM · August 2026
- GOUWS CAPITAL LLCCRD 153812 · CHARLOTTE, NC$209,933,675.00Regulatory AUM · August 2026
- GRAGG & GRAGG, L.L.P.CRD 110592 · SHELBY, NC$215,357,909.00Regulatory AUM · August 2026
- GRANADA WEALTH MANAGEMENT, LLCCRD 285812 · DAVIDSON, NC$171,378,044.00Regulatory AUM · August 2026
- GRANVILLE CAPITAL, INC.CRD 126679 · GREENSBORO, NC$1,373,940,477.00Regulatory AUM · August 2026
- GREENWAY WEALTH ADVISORS, LLCCRD 290727 · CHARLOTTE, NC$184,545,281.00Regulatory AUM · August 2026
- GUARDIAN WEALTH ADVISORS, LLCCRD 305412 · RALEIGH, NC$2,743,175,603.00Regulatory AUM · August 2026
- H. L. ORMOND & COMPANY, LLCCRD 313593 · GREENVILLE, NC$401,376,690.00Regulatory AUM · August 2026
- H. S. DREHER CAPITAL MANAGEMENT, LLCCRD 104537 · SOUTHERN PINES, NC$148,240,000.00Regulatory AUM · August 2026
- HALE PARTNERSHIP CAPITAL MANAGEMENT, LLCCRD 297174 · CHARLOTTE, NC$788,285,666.00Regulatory AUM · August 2026
- HALIFAX INVESTMENT MANAGEMENT, L.L.C.CRD 152789 · RALEIGH, NC$1,898,839,346.00Regulatory AUM · August 2026
- HAMILTON POINT INVESTMENT ADVISORS, LLCCRD 144534 · CHAPEL HILL, NC$1,211,268,079.00Regulatory AUM · August 2026
- HARBER CAPITAL LLCCRD 158939 · ASHEVILLE, NC$492,692,363.00Regulatory AUM · August 2026
- HATTERAS INVESTMENT PARTNERS, LPCRD 170628 · RALEIGH, NC$114,765,846.00Regulatory AUM · August 2026
- HAVEN CAPITAL ADVISORS, LLCCRD 338419 · CHARLOTTE, NC$5,400,000.00Regulatory AUM · August 2026
- HAYDEN HARPER WEALTH ADVISORY, LLCCRD 152091 · CHARLOTTE, NC$171,126,193.00Regulatory AUM · August 2026
- HCG FUND MANAGEMENT LPCRD 281615 · RALEIGH, NC$347,291,670.00Regulatory AUM · August 2026
- HICKS & ASSOCIATES WEALTH MANAGEMENT, LLCCRD 323171 · CARY, NC$119,572,858.00Regulatory AUM · August 2026
- HILLTOP WEALTH ADVISORS, LLCCRD 283014 · CHAPEL HILL, NC$635,538,564.00Regulatory AUM · August 2026
- HOBART PRIVATE CAPITAL, LLCCRD 168494 · CHARLOTTE, NC$558,230,116.00Regulatory AUM · August 2026
- HOLDERNESS INVESTMENTS COCRD 106530 · GREENSBORO, NC$660,715,759.00Regulatory AUM · August 2026
- HOLLINGSWORTH AVENT AVERRE & PURVIS, PACRD 118943 · RALEIGH, NC$177,409,470.00Regulatory AUM · August 2026
- HORIZON FINANCIAL SERVICES, LLCCRD 158798 · WINSTON SALEM, NC$262,446,082.00Regulatory AUM · August 2026
- HORIZON INVESTMENTS LLCCRD 109552 · CHARLOTTE, NC$8,471,813,621.00Regulatory AUM · August 2026
- HORIZONS WEALTH MANAGEMENT, INC.CRD 127457 · ASHEVILLE, NC$258,228,931.00Regulatory AUM · August 2026
- HUNTER STREET INVESTMENT ADVISORS LLCCRD 145334 · APEX, NC$166,377,939.00Regulatory AUM · August 2026
- IA NETWORK, LLCCRD 319096 · CHARLOTTE, NC$199,538,173.00Regulatory AUM · August 2026
- IFC CORE INVESTMENT MANAGEMENT LLCCRD 302090 · RALEIGH, NC$742,448,008.00Regulatory AUM · August 2026
- IFC INVESTMENT MANAGEMENT, LLCCRD 305377 · RALEIGH, NCNot availableRegulatory AUM · August 2026
- INDEPENDENT ADVISOR ALLIANCE, LLCCRD 168267 · CHARLOTTE, NC$17,233,280,665.00Regulatory AUM · August 2026
- INDEPENDENT WEALTH ADVISORS, LLCCRD 328786 · CARY, NC$195,338,422.00Regulatory AUM · August 2026
- INDEXPERTS, LLCCRD 314858 · CHARLOTTE, NC$100,888,502.00Regulatory AUM · August 2026
- INNOVATION PARTNERS LLC.CRD 146344 · CHARLOTTE, NC$21,681,537.00Regulatory AUM · August 2026
- INSIGHT FOLIOS INCCRD 174411 · CHARLOTTE, NC$331,267,908.00Regulatory AUM · August 2026
- INTEGRATED WEALTHCARE, LLCCRD 312929 · DURHAM, NC$218,160,219.00Regulatory AUM · August 2026
- INTEGRATIVE PLANNING, INC.CRD 336307 · CORNELIUS, NC$101,384,621.00Regulatory AUM · August 2026
- INTERCAROLINA FINANCIAL SERVICES, INC.CRD 19475 · GREENSBORO, NC$85,370,900.00Regulatory AUM · August 2026
- INVESTOR ADVISORY GROUP, LLCCRD 106837 · CHARLOTTE, NC$172,053,936.00Regulatory AUM · August 2026
- IP FINANCIAL ADVISORY SERVICES LLCCRD 305772 · CHARLOTTE, NC$481,397,453.00Regulatory AUM · August 2026
- IRONSIDES ASSET ADVISORS, LLCCRD 161683 · ROCKY MOUNT, NC$1,423,876,452.00Regulatory AUM · August 2026
- JOEL ADAMS AND ASSOCIATES INC.CRD 319379 · ASHEVILLE, NC$305,575,796.00Regulatory AUM · August 2026
- KANBRICK LLCCRD 309288 · CHARLOTTE, NC$362,244,319.00Regulatory AUM · August 2026
- KENNETH FRENKE & CO., INC.CRD 109352 · ARDEN, NC$206,511,505.00Regulatory AUM · August 2026
- KENSINGTON FINANCIAL GROUP, INC.CRD 127658 · WINSTON-SALEM, NC$169,515,660.00Regulatory AUM · August 2026
- KERUSSO CAPITAL MANAGEMENT, LLCCRD 316352 · WINSTON-SALEM, NC$222,350,929.00Regulatory AUM · August 2026
- KIAN CAPITAL PARTNERS, LLCCRD 329179 · CHARLOTTE, NC$1,104,633,769.00Regulatory AUM · August 2026
- KUCHARO WEALTH, LLCCRD 329601 · CHARLOTTE, NC$123,656,801.00Regulatory AUM · August 2026
- KUHN ADVISORS, INC.CRD 117816 · DURHAM, NC$800,783,297.00Regulatory AUM · August 2026
- LAUREL WEALTH ADVISORS, LLCCRD 118469 · CHARLOTTE, NC$1,106,882,815.00Regulatory AUM · August 2026
- LEVEL WEALTH MANAGEMENT LLCCRD 301381 · GREENSBORO, NC$236,530,307.00Regulatory AUM · August 2026
- LEWIS FINANCIAL MANAGEMENT, LLCCRD 116344 · RALEIGH, NC$338,732,555.00Regulatory AUM · August 2026
- LIFEPLAN INVESTMENT ADVISORS, INCCRD 144157 · RALEIGH, NC$325,994,818.00Regulatory AUM · August 2026
- LINDEN THOMAS ADVISORY SERVICES, LLCCRD 288557 · CHARLOTTE, NC$1,771,455,363.00Regulatory AUM · August 2026
- LIVE OAK PRIVATE WEALTH, LLCCRD 297904 · WILMINGTON, NC$1,320,408,330.00Regulatory AUM · August 2026
- LUMINA WEALTH MANAGEMENT, LLCCRD 291548 · WILMINGTON, NC$240,235,234.00Regulatory AUM · August 2026
- LYON WEALTH ADVISORS GROUP, LLCCRD 325041 · CHARLOTTE, NC$311,416,264.00Regulatory AUM · August 2026
- MAUNEY-PITT FINANCIAL MANAGEMENT, INC.CRD 337870 · SHELBY, NC$418,000,000.00Regulatory AUM · August 2026
- MBL WEALTH, LLCCRD 305176 · CHARLOTTE, NC$1,422,868,828.00Regulatory AUM · August 2026
- MCGRATH & ASSOCIATES, INC.CRD 121197 · ASHEVILLE, NC$155,898,135.00Regulatory AUM · August 2026
- MILESTONE INVESTMENTS, INC.CRD 47090 · CHARLOTTE, NC$277,303,959.00Regulatory AUM · August 2026
- MILL CAPITAL MANAGEMENT, LLCCRD 312798 · CONCORD, NC$1,493,124,380.00Regulatory AUM · August 2026
- MILLBANK DARTMOOR PORTSMOUTH LLCCRD 311046 · ASHEVILLE, NC$263,173,121.00Regulatory AUM · August 2026
- MODERN CAPITAL ADVISORS, LLCCRD 131117 · RALEIGH, NC$254,815,027.00Regulatory AUM · August 2026
- MORGAN CREEK CAPITAL MANAGEMENT, LLCCRD 138401 · CHAPEL HILL, NC$1,790,209,792.00Regulatory AUM · August 2026
- MUIRFIELD WEALTH ADVISORS LLCCRD 316071 · CHARLOTTE, NC$255,776,091.00Regulatory AUM · August 2026
- NAPLES ASSET MANAGEMENT CO., LLCCRD 133978 · MOORESVILLE, NC$404,329,984.00Regulatory AUM · August 2026
- NAPLES PRIVATE CAPITAL, LLCCRD 341626 · MOORESVILLE, NCNot availableRegulatory AUM · August 2026
- NEW REPUBLIC CAPITAL, LLCCRD 310907 · CHARLOTTE, NC$3,029,540,560.00Regulatory AUM · August 2026
- NOVARE CAPITAL MANAGEMENTCRD 117949 · CHARLOTTE, NC$1,917,148,677.00Regulatory AUM · August 2026
- OAK CITY CONSULTING, LLCCRD 162220 · WAKE FOREST, NC$1,431,568,150.00Regulatory AUM · August 2026
- OBP CAPITAL LLCCRD 167619 · ROCKY MOUNT, NC$168,840,607.00Regulatory AUM · August 2026
- OCTAGON ASSET MANAGEMENT, LLCCRD 286248 · CHARLOTTE, NC$221,219,912.00Regulatory AUM · August 2026
- OLD NORTH STATE WEALTH MANAGEMENT, LLCCRD 148659 · WILMINGTON, NC$452,559,489.00Regulatory AUM · August 2026
- OLD PEAK FINANCE LLCCRD 154804 · CHAPEL HILL, NC$714,051,916.00Regulatory AUM · August 2026
- OMNISTAR FINANCIAL GROUP, INC.CRD 138515 · WILMINGTON, NC$285,730,273.00Regulatory AUM · August 2026
- ONE8ZERO8, LLCCRD 332702 · GREENSBORO, NC$644,556,885.00Regulatory AUM · August 2026
- PAMLICO CAPITAL MANAGEMENT, LPCRD 157532 · CHARLOTTE, NC$5,299,384,975.00Regulatory AUM · August 2026
- PASSPORT WEALTH MANAGEMENT LLCCRD 297449 · CORNELIUS, NC$115,333,521.00Regulatory AUM · August 2026
- PENDLETON FINANCIAL, LLCCRD 325303 · RALEIGH, NC$160,032,334.00Regulatory AUM · August 2026
- PHOENIX WEALTH ADVISORS INC.CRD 118412 · CHAPEL HILL, NC$641,416,303.00Regulatory AUM · August 2026
- PHYSICIANS FINANCIAL SERVICES, INC.CRD 118519 · RALEIGH, NC$482,279,486.00Regulatory AUM · August 2026
- PIEDMONT CAPITAL MANAGEMENT, LLCCRD 155682 · GREENBORO, NC$495,622,727.00Regulatory AUM · August 2026
- PINAFORE WEALTH COUNSEL INC.CRD 170540 · DURHAM, NC$173,580,768.00Regulatory AUM · August 2026
- PLEXUS CAPITAL, LLCCRD 310241 · RALEIGH, NC$3,771,979,381.00Regulatory AUM · August 2026
- POM INVESTMENT STRATEGIES, LLCCRD 317067 · RALEIGH, NC$283,345,420.00Regulatory AUM · August 2026
- PORTUS WEALTH ADVISORS, LLCCRD 300558 · CHARLOTTE, NC$204,131,262.00Regulatory AUM · August 2026
- POWELL FINANCIAL, INC.CRD 144230 · CORNELIUS, NC$229,200,273.00Regulatory AUM · August 2026