Investment adviser firms in RALEIGH, North Carolina
Firms grouped by their reported public principal-office city. Additional offices and notice filings do not determine membership.
57 firms · Source months shown: August 2026
- ADVISORENGINE PORTFOLIO SOLUTIONS INC.CRD 336317 · RALEIGH, NC$176,392,715.00Regulatory AUM · August 2026
- ADVISORTRUST PARTNERS, LLCCRD 304967 · RALEIGH, NC$435,290,041.00Regulatory AUM · August 2026
- AIM ADVISORS, LLCCRD 325125 · RALEIGH, NC$158,201,404.00Regulatory AUM · August 2026
- AMI ENTERPRISES INC.CRD 342848 · RALEIGH, NCNot availableRegulatory AUM · August 2026
- ARK ROYAL WEALTH MANAGEMENT LLCCRD 175151 · RALEIGH, NC$169,309,000.00Regulatory AUM · August 2026
- ARMOR INVESTMENT ADVISORS, LLCCRD 134200 · RALEIGH, NC$355,950,613.00Regulatory AUM · August 2026
- BD INVESTMENT PARTNERS, LLCCRD 309347 · RALEIGH, NC$223,653,189.00Regulatory AUM · August 2026
- BEACON FINANCIAL STRATEGIES CORP.CRD 132987 · RALEIGH, NC$309,434,084.00Regulatory AUM · August 2026
- BEACON WEALTHCARE LLCCRD 312556 · RALEIGH, NC$308,321,846.00Regulatory AUM · August 2026
- BROAD REACH CAPITAL LLCCRD 144686 · RALEIGH, NC$180,469,462.00Regulatory AUM · August 2026
- CAPFINANCIAL PARTNERS, LLCCRD 175112 · RALEIGH, NC$1,236,704,853,633.00Regulatory AUM · August 2026
- CAPITAL ADVISERS, INC.CRD 118442 · RALEIGH, NC$620,000,000.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD 149124 · RALEIGH, NC$2,393,599,531.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT COUNSEL INCCRD 104591 · RALEIGH, NC$1,023,436,471.00Regulatory AUM · August 2026
- CARDINAL CAPITAL MANAGEMENT INCCRD 108076 · RALEIGH, NC$1,025,998,835.00Regulatory AUM · August 2026
- CHARTER WEALTH MANAGEMENT, INC.CRD 162299 · RALEIGH, NC$195,612,950.00Regulatory AUM · August 2026
- COLLEGIATE CAPITAL MANAGEMENT, INC.CRD 118205 · RALEIGH, NC$652,988,757.00Regulatory AUM · August 2026
- CORDGRASS CAPITAL ADVISORS, LLCCRD 311528 · RALEIGH, NC$729,946,694.00Regulatory AUM · August 2026
- EQV ADVISORY, LLCCRD 338271 · RALEIGH, NC$106,778,605.00Regulatory AUM · August 2026
- EVERGREEN WEALTH ADVISORSCRD 326535 · RALEIGH, NC$112,481,709.00Regulatory AUM · August 2026
- FINANCIAL SYMMETRY INCORPORATEDCRD 118443 · RALEIGH, NC$1,540,631,895.00Regulatory AUM · August 2026
- FINDICIA, INC.CRD 330609 · RALEIGH, NCNot availableRegulatory AUM · August 2026
- FIRST CITIZENS ASSET MANAGEMENT, INCCRD 140777 · RALEIGH, NC$465,065,299.00Regulatory AUM · August 2026
- FIRST CITIZENS INVESTOR SERVICES, INC.CRD 44430 · RALEIGH, NC$2,626,080,185.00Regulatory AUM · August 2026
- FIRST FINANCIAL GROUP CORPORATIONCRD 134006 · RALEIGH, NC$316,961,802.00Regulatory AUM · August 2026
- FIRST OAK WEALTH MANAGEMENT, LLCCRD 288316 · RALEIGH, NC$316,173,544.00Regulatory AUM · August 2026
- FORTRESS PRIVATE LEDGER, LLCCRD 290298 · RALEIGH, NC$583,977,291.00Regulatory AUM · August 2026
- FOUNDERS FINANCIAL ALLIANCE, LLCCRD 173011 · RALEIGH, NC$1,185,963,782.00Regulatory AUM · August 2026
- GUARDIAN WEALTH ADVISORS, LLCCRD 305412 · RALEIGH, NC$2,743,175,603.00Regulatory AUM · August 2026
- HALIFAX INVESTMENT MANAGEMENT, L.L.C.CRD 152789 · RALEIGH, NC$1,898,839,346.00Regulatory AUM · August 2026
- HATTERAS INVESTMENT PARTNERS, LPCRD 170628 · RALEIGH, NC$114,765,846.00Regulatory AUM · August 2026
- HCG FUND MANAGEMENT LPCRD 281615 · RALEIGH, NC$347,291,670.00Regulatory AUM · August 2026
- HOLLINGSWORTH AVENT AVERRE & PURVIS, PACRD 118943 · RALEIGH, NC$177,409,470.00Regulatory AUM · August 2026
- IFC CORE INVESTMENT MANAGEMENT LLCCRD 302090 · RALEIGH, NC$742,448,008.00Regulatory AUM · August 2026
- IFC INVESTMENT MANAGEMENT, LLCCRD 305377 · RALEIGH, NCNot availableRegulatory AUM · August 2026
- LEWIS FINANCIAL MANAGEMENT, LLCCRD 116344 · RALEIGH, NC$338,732,555.00Regulatory AUM · August 2026
- LIFEPLAN INVESTMENT ADVISORS, INCCRD 144157 · RALEIGH, NC$325,994,818.00Regulatory AUM · August 2026
- MODERN CAPITAL ADVISORS, LLCCRD 131117 · RALEIGH, NC$254,815,027.00Regulatory AUM · August 2026
- PENDLETON FINANCIAL, LLCCRD 325303 · RALEIGH, NC$160,032,334.00Regulatory AUM · August 2026
- PHYSICIANS FINANCIAL SERVICES, INC.CRD 118519 · RALEIGH, NC$482,279,486.00Regulatory AUM · August 2026
- PLEXUS CAPITAL, LLCCRD 310241 · RALEIGH, NC$3,771,979,381.00Regulatory AUM · August 2026
- POM INVESTMENT STRATEGIES, LLCCRD 317067 · RALEIGH, NC$283,345,420.00Regulatory AUM · August 2026
- PURSUIT WEALTH MANAGEMENT, LLCCRD 337709 · RALEIGH, NC$457,453,266.00Regulatory AUM · August 2026
- QHP CAPITAL, L.P.CRD 311710 · RALEIGH, NC$4,568,233,295.00Regulatory AUM · August 2026
- REH WEALTH ADVISORS LLCCRD 153826 · RALEIGH, NC$110,469,354.00Regulatory AUM · August 2026
- RIDGELINE WEALTH ADVISORS, LLC.CRD 284843 · RALEIGH, NC$189,030,298.00Regulatory AUM · August 2026
- SHAH CAPITAL MANAGEMENT, INCCRD 133941 · RALEIGH, NC$768,017,626.00Regulatory AUM · August 2026
- SHARPVUE CAPITAL, LLCCRD 304746 · RALEIGH, NC$465,240,739.00Regulatory AUM · August 2026
- SOUND FINANCIAL MANAGEMENT, INC.CRD 122670 · RALEIGH, NC$134,079,243.00Regulatory AUM · August 2026
- THE TURLINGTON GROUP, INC.CRD 317324 · RALEIGH, NC$110,460,071.00Regulatory AUM · August 2026
- THE WEALTH GROUP, LTDCRD 154106 · RALEIGH, NC$160,185,546.00Regulatory AUM · August 2026
- TIVERTON ADVISORS, LLCCRD 305331 · RALEIGH, NC$2,143,537,247.00Regulatory AUM · August 2026
- TOLLEY FINANCIAL GROUP, LLCCRD 302115 · RALEIGH, NC$121,857,197.00Regulatory AUM · August 2026
- TOWNSEND ASSET MANAGEMENT CORP.CRD 108216 · RALEIGH, NC$479,589,639.00Regulatory AUM · August 2026
- TRADEWINDS, LLCCRD 316415 · RALEIGH, NC$659,399,150.00Regulatory AUM · August 2026
- TRG CAPITAL MANAGEMENT INCORPORATEDCRD 146674 · RALEIGH, NC$118,233,904.00Regulatory AUM · August 2026
- TRIANGLE SECURITIES WEALTH MANAGEMENT, INCCRD 148156 · RALEIGH, NC$1,290,721,266.00Regulatory AUM · August 2026