Investment adviser firms in CHARLOTTE, North Carolina
Firms grouped by their reported public principal-office city. Additional offices and notice filings do not determine membership.
93 firms · Source months shown: August 2026
- ALIGHT FINANCIAL ADVISORS, LLCCRD 158744 · CHARLOTTE, NC$35,054,902,000.00Regulatory AUM · August 2026
- ALLSPRING FUNDS MANAGEMENT, LLCCRD 110841 · CHARLOTTE, NC$324,654,889,545.00Regulatory AUM · August 2026
- ALLSPRING GLOBAL INVESTMENTS, LLCCRD 104973 · CHARLOTTE, NC$475,780,527,170.00Regulatory AUM · August 2026
- ALLY INVEST ADVISORS INCCRD 170301 · CHARLOTTE, NC$1,726,325,664.00Regulatory AUM · August 2026
- ALPHA FINANCIAL ADVISORS, LLCCRD 122545 · CHARLOTTE, NC$619,320,059.00Regulatory AUM · August 2026
- ALUMINA INVESTMENT MANAGEMENT, LLCCRD 164273 · CHARLOTTE, NC$5,262,418,590.00Regulatory AUM · August 2026
- ASANA PARTNERS, LPCRD 284477 · CHARLOTTE, NC$8,352,269,105.00Regulatory AUM · August 2026
- ATRIA INVESTMENTS, INC.CRD 143593 · CHARLOTTE, NC$11,048,554,773.00Regulatory AUM · August 2026
- AUCTUS ADVISORS LLCCRD 289489 · CHARLOTTE, NC$612,923,272.00Regulatory AUM · August 2026
- BARINGS LLCCRD 106006 · CHARLOTTE, NC$392,753,494,474.00Regulatory AUM · August 2026
- BILTMORE FAMILY OFFICE, LLCCRD 167174 · CHARLOTTE, NC$3,467,117,434.00Regulatory AUM · August 2026
- BLUE WEALTH INC.CRD 330324 · CHARLOTTE, NC$145,146,348.00Regulatory AUM · August 2026
- BLUEPRINT FINANCIAL ADVISORS LLCCRD 315570 · CHARLOTTE, NC$1,413,379,200.00Regulatory AUM · August 2026
- BP ASSET MANAGEMENT INC.CRD 328276 · CHARLOTTE, NC$155,286,000.00Regulatory AUM · August 2026
- BRAGG FINANCIAL ADVISORS INCCRD 108780 · CHARLOTTE, NC$4,671,122,824.00Regulatory AUM · August 2026
- BRIGHTHOUSE INVESTMENT ADVISERS, LLCCRD 107312 · CHARLOTTE, NC$132,629,273,671.00Regulatory AUM · August 2026
- BROYHILL ASSET MANAGEMENT, LLCCRD 120462 · CHARLOTTE, NC$204,500,108.00Regulatory AUM · August 2026
- CALAMITA WEALTH MANAGEMENT INC.CRD 153316 · CHARLOTTE, NC$138,154,787.00Regulatory AUM · August 2026
- CANNON ADVISORS, INC.CRD 293929 · CHARLOTTE, NC$181,589,754.00Regulatory AUM · August 2026
- CAPITALA PRIVATE ADVISORS, LLCCRD 283527 · CHARLOTTE, NC$505,135,000.00Regulatory AUM · August 2026
- CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.CRD 157822 · CHARLOTTE, NC$1,912,790,537.00Regulatory AUM · August 2026
- CC MANAGEMENT GP, LLCCRD 168693 · CHARLOTTE, NC$1,391,528,366.00Regulatory AUM · August 2026
- CHURCHILL INVESTMENT MANAGEMENT LLCCRD 305060 · CHARLOTTE, NC$12,143,283,506.00Regulatory AUM · August 2026
- COLLWICK FUNDS GP, LLCCRD 162923 · CHARLOTTE, NC$439,629,958.00Regulatory AUM · August 2026
- COLONY FAMILY OFFICES, LLCCRD 167017 · CHARLOTTE, NC$3,362,394,020.00Regulatory AUM · August 2026
- CORNERSTONE PLANNING, LLCCRD 166886 · CHARLOTTE, NC$485,905,211.00Regulatory AUM · August 2026
- CROWN WEALTH GROUP LLCCRD 299732 · CHARLOTTE, NC$437,507,251.00Regulatory AUM · August 2026
- DAVIDSON ADVISORY GROUP, LLCCRD 333090 · CHARLOTTE, NC$223,538,419.00Regulatory AUM · August 2026
- DAVIS INVESTMENT PARTNERS, LLCCRD 318783 · CHARLOTTE, NC$390,005,596.00Regulatory AUM · August 2026
- DEFENDER CAPITAL LLCCRD 159607 · CHARLOTTE, NC$510,000,000.00Regulatory AUM · August 2026
- DOLAN CAPITAL ADVISORS, LLCCRD 269886 · CHARLOTTE, NC$179,147,870.00Regulatory AUM · August 2026
- EASTOVER INVESTMENT ADVISORS, LLCCRD 150821 · CHARLOTTE, NC$392,271,338.00Regulatory AUM · August 2026
- FALFURRIAS MANAGEMENT PARTNERS LPCRD 163076 · CHARLOTTE, NC$3,712,074,667.00Regulatory AUM · August 2026
- FC CAPITAL MANAGEMENT LLCCRD 161220 · CHARLOTTE, NC$1,608,234,854.00Regulatory AUM · August 2026
- FCA PARTNERS, LLCCRD 322393 · CHARLOTTE, NC$910,335,087.00Regulatory AUM · August 2026
- FOREST CAPITAL OPERATING COMPANY LLCCRD 325514 · CHARLOTTE, NC$143,151,940.00Regulatory AUM · August 2026
- FPF FA L.L.C.CRD 311329 · CHARLOTTE, NC$181,283,949.00Regulatory AUM · August 2026
- FTA ASSET MANAGEMENT, LLCCRD 332377 · CHARLOTTE, NC$1,010,934,630.00Regulatory AUM · August 2026
- GARDEN CITY MANAGEMENT, LLCCRD 310518 · CHARLOTTE, NC$343,753,242.00Regulatory AUM · August 2026
- GIBERT WEALTH MANAGEMENT, LLCCRD 341458 · CHARLOTTE, NC$315,989,002.00Regulatory AUM · August 2026
- GLOBAL ENDOWMENT MANAGEMENT, LPCRD 157772 · CHARLOTTE, NC$12,883,817,810.00Regulatory AUM · August 2026
- GOUWS CAPITAL LLCCRD 153812 · CHARLOTTE, NC$209,933,675.00Regulatory AUM · August 2026
- GREENWAY WEALTH ADVISORS, LLCCRD 290727 · CHARLOTTE, NC$184,545,281.00Regulatory AUM · August 2026
- HALE PARTNERSHIP CAPITAL MANAGEMENT, LLCCRD 297174 · CHARLOTTE, NC$788,285,666.00Regulatory AUM · August 2026
- HAVEN CAPITAL ADVISORS, LLCCRD 338419 · CHARLOTTE, NC$5,400,000.00Regulatory AUM · August 2026
- HAYDEN HARPER WEALTH ADVISORY, LLCCRD 152091 · CHARLOTTE, NC$171,126,193.00Regulatory AUM · August 2026
- HOBART PRIVATE CAPITAL, LLCCRD 168494 · CHARLOTTE, NC$558,230,116.00Regulatory AUM · August 2026
- HORIZON INVESTMENTS LLCCRD 109552 · CHARLOTTE, NC$8,471,813,621.00Regulatory AUM · August 2026
- IA NETWORK, LLCCRD 319096 · CHARLOTTE, NC$199,538,173.00Regulatory AUM · August 2026
- INDEPENDENT ADVISOR ALLIANCE, LLCCRD 168267 · CHARLOTTE, NC$17,233,280,665.00Regulatory AUM · August 2026
- INDEXPERTS, LLCCRD 314858 · CHARLOTTE, NC$100,888,502.00Regulatory AUM · August 2026
- INNOVATION PARTNERS LLC.CRD 146344 · CHARLOTTE, NC$21,681,537.00Regulatory AUM · August 2026
- INSIGHT FOLIOS INCCRD 174411 · CHARLOTTE, NC$331,267,908.00Regulatory AUM · August 2026
- INVESTOR ADVISORY GROUP, LLCCRD 106837 · CHARLOTTE, NC$172,053,936.00Regulatory AUM · August 2026
- IP FINANCIAL ADVISORY SERVICES LLCCRD 305772 · CHARLOTTE, NC$481,397,453.00Regulatory AUM · August 2026
- KANBRICK LLCCRD 309288 · CHARLOTTE, NC$362,244,319.00Regulatory AUM · August 2026
- KIAN CAPITAL PARTNERS, LLCCRD 329179 · CHARLOTTE, NC$1,104,633,769.00Regulatory AUM · August 2026
- KUCHARO WEALTH, LLCCRD 329601 · CHARLOTTE, NC$123,656,801.00Regulatory AUM · August 2026
- LAUREL WEALTH ADVISORS, LLCCRD 118469 · CHARLOTTE, NC$1,106,882,815.00Regulatory AUM · August 2026
- LINDEN THOMAS ADVISORY SERVICES, LLCCRD 288557 · CHARLOTTE, NC$1,771,455,363.00Regulatory AUM · August 2026
- LYON WEALTH ADVISORS GROUP, LLCCRD 325041 · CHARLOTTE, NC$311,416,264.00Regulatory AUM · August 2026
- MBL WEALTH, LLCCRD 305176 · CHARLOTTE, NC$1,422,868,828.00Regulatory AUM · August 2026
- MILESTONE INVESTMENTS, INC.CRD 47090 · CHARLOTTE, NC$277,303,959.00Regulatory AUM · August 2026
- MUIRFIELD WEALTH ADVISORS LLCCRD 316071 · CHARLOTTE, NC$255,776,091.00Regulatory AUM · August 2026
- NEW REPUBLIC CAPITAL, LLCCRD 310907 · CHARLOTTE, NC$3,029,540,560.00Regulatory AUM · August 2026
- NOVARE CAPITAL MANAGEMENTCRD 117949 · CHARLOTTE, NC$1,917,148,677.00Regulatory AUM · August 2026
- OCTAGON ASSET MANAGEMENT, LLCCRD 286248 · CHARLOTTE, NC$221,219,912.00Regulatory AUM · August 2026
- PAMLICO CAPITAL MANAGEMENT, LPCRD 157532 · CHARLOTTE, NC$5,299,384,975.00Regulatory AUM · August 2026
- PORTUS WEALTH ADVISORS, LLCCRD 300558 · CHARLOTTE, NC$204,131,262.00Regulatory AUM · August 2026
- PROVIDENCE CAPITAL ADVISORS, LLCCRD 174631 · CHARLOTTE, NC$1,072,053,984.00Regulatory AUM · August 2026
- QUANTITATIVE PROCESS, LLCCRD 165699 · CHARLOTTE, NC$502,114,653.00Regulatory AUM · August 2026
- REICHARD CAPITAL, LLCCRD 305695 · CHARLOTTE, NC$341,048,577.00Regulatory AUM · August 2026
- RIDGEMONT PARTNERS MANAGEMENT, LLCCRD 157421 · CHARLOTTE, NC$10,260,108,839.00Regulatory AUM · August 2026
- SHERCLAR, INCCRD 166812 · CHARLOTTE, NC$182,360,237.00Regulatory AUM · August 2026
- SPP MANAGEMENT SERVICES, LLCCRD 164078 · CHARLOTTE, NC$623,629,612.00Regulatory AUM · August 2026
- STEELE CREEK INVESTMENT MANAGEMENT LLCCRD 170209 · CHARLOTTE, NC$1,737,996,053.00Regulatory AUM · August 2026
- STEPSTONE GROUP PRIVATE WEALTH LLCCRD 305881 · CHARLOTTE, NC$17,933,992,646.00Regulatory AUM · August 2026
- STERLING CAPITAL MANAGEMENT LLCCRD 135405 · CHARLOTTE, NC$69,234,190,434.00Regulatory AUM · August 2026
- STRATHMORE CAPITAL ADVISORS, INC.CRD 135008 · CHARLOTTE, NC$805,034,607.00Regulatory AUM · August 2026
- TAGSTONE CAPITAL, INC.CRD 158864 · CHARLOTTE, NC$368,884,462.00Regulatory AUM · August 2026
- TANNIN CAPITAL, LLCCRD 304238 · CHARLOTTE, NC$824,879,157.00Regulatory AUM · August 2026
- THE FINANCIAL LEGACY GROUP, LLCCRD 287632 · CHARLOTTE, NC$107,292,807.00Regulatory AUM · August 2026
- TOPSAIL WEALTH MANAGEMENT LLCCRD 331098 · CHARLOTTE, NC$1,309,690,152.00Regulatory AUM · August 2026
- TOTAL SOLUTIONS ENTERPRISE LLCCRD 318036 · CHARLOTTE, NC$315,814,477.00Regulatory AUM · August 2026
- TRICAPITAL WEALTH MANAGEMENT, INC.CRD 118788 · CHARLOTTE, NC$132,704,661.00Regulatory AUM · August 2026
- VARIANT PERCEPTION, LLCCRD 334510 · CHARLOTTE, NC$31,890,778.00Regulatory AUM · August 2026
- VERUM PARTNERS LLCCRD 301058 · CHARLOTTE, NC$1,014,129,210.00Regulatory AUM · August 2026
- WEDGE CAPITAL MANAGEMENT LLPCRD 106234 · CHARLOTTE, NC$7,755,000,000.00Regulatory AUM · August 2026
- WELLS FARGO INVESTMENT INSTITUTE, INC.CRD 133204 · CHARLOTTE, NC$42,995,068,741.00Regulatory AUM · August 2026
- WESTEND ADVISORS, LLCCRD 133279 · CHARLOTTE, NC$1,868,015,699.00Regulatory AUM · August 2026
- WMS ADVISORS, LLCCRD 122224 · CHARLOTTE, NC$280,924,601.00Regulatory AUM · August 2026
- WORTH FINANCIAL ADVISORY GROUP, LLCCRD 156564 · CHARLOTTE, NC$280,745,134.00Regulatory AUM · August 2026
- WSC & COMPANY, LLCCRD 289138 · CHARLOTTE, NC$320,355,422.00Regulatory AUM · August 2026