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Investment adviser firms in California · Page 16

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: August 2026

SIDEPOCKET INCCRD 312031 · SAN FRANCISCO, CA
$914,547.00Regulatory AUM · August 2026
SIDOXIA CAPITAL MANAGEMENT, LLCCRD 145969 · NEWPORT BEACH, CA
$149,045,501.00Regulatory AUM · August 2026
SIERRA INVESTMENT MANAGEMENT, LLCCRD 106615 · SANTA MONICA, CA
$360,899,484.00Regulatory AUM · August 2026
SIERRA INVESTMENT PARTNERS, INC.CRD 110954 · WALNUT CREEK, CA
$5,502,015,006.00Regulatory AUM · August 2026
SIERRA OCEAN, LLCCRD 313829 · RIPON, CA
$544,561,375.00Regulatory AUM · August 2026
SIERRA PACIFIC PRIVATE WEALTH, LLCCRD 131738 · PLEASANTON, CA
$245,900,000.00Regulatory AUM · August 2026
SIGFIG WEALTH MANAGEMENT LLCCRD 158823 · SAN FRANCISCO, CA
$3,580,832,476.00Regulatory AUM · August 2026
SIGNALFIRE MANAGEMENT SERVICES, LLCCRD 194512 · SAN FRANCISCO, CA
$4,517,610,900.00Regulatory AUM · August 2026
SIGNATURE ESTATE & INVESTMENT ADVISORS LLCCRD 108163 · LOS ANGELES, CA
$22,537,603,576.00Regulatory AUM · August 2026
SIGNATURE INVESTMENT ADVISORS, LLCCRD 160715 · LOS ANGELES, CA
$6,756,261,030.00Regulatory AUM · August 2026
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCCRD 144069 · NEWPORT BEACH, CA
$303,917,192.00Regulatory AUM · August 2026
SIKORSKI WEALTH MANAGEMENT, LLCCRD 312805 · SAN DIEGO, CA
$139,584,563.00Regulatory AUM · August 2026
SILICON BEACH WEALTH, LLCCRD 310051 · MARINA DEL REY, CA
$190,094,257.00Regulatory AUM · August 2026
SILICON VALLEY CAPITAL PARTNERS, L.P.CRD 125114 · SAN JOSE, CA
$1,287,983,872.00Regulatory AUM · August 2026
SILICON VALLEY RETIREMENT SERVICES, LLCCRD 154756 · SAN JOSE, CA
$1,401,467,613.00Regulatory AUM · August 2026
SILVER COAST INVESTMENTS LLCCRD 167771 · SAN DIEGO, CA
$401,606,316.00Regulatory AUM · August 2026
SILVER LAKE TECHNOLOGY MANAGEMENT, LLCCRD 161206 · MENLO PARK, CA
$117,699,052,464.00Regulatory AUM · August 2026
SILVER OAK WEALTH ADVISORS SERVICES, LLCCRD 291645 · LOS ANGELES, CA
$299,962,641.00Regulatory AUM · August 2026
SILVER ROCK FINANCIAL LPCRD 283335 · LOS ANGELES, CA
$5,381,022,632.00Regulatory AUM · August 2026
SILVIA MCCOLL WEALTH MANAGEMENT, LLCCRD 295339 · SAN DIEGO, CA
$283,430,027.00Regulatory AUM · August 2026
SIMPLIFI, INC.CRD 154900 · SAN DIEGO, CA
$276,123,718.00Regulatory AUM · August 2026
SITRIN CAPITAL MANAGEMENT, LLCCRD 282436 · CENTURY CITY, CA
$351,082,807.00Regulatory AUM · August 2026
SITUATIONAL AWARENESS LPCRD 333011 · SAN FRANCISCO, CA
$9,278,344,000.00Regulatory AUM · August 2026
SIVIA CAPITAL PARTNERS, LLCCRD 170413 · MILL VALLEY, CA
$1,238,988,439.00Regulatory AUM · August 2026
SKBA CAPITAL MANAGEMENT, LLCCRD 108542 · SAN FRANCISCO, CA
$732,021,000.00Regulatory AUM · August 2026
SKY VISION WEALTH MANAGEMENT CORP.CRD 317320 · IRVINE, CA
$52,827,000.00Regulatory AUM · August 2026
SKYKNIGHT CAPITAL, L.P.CRD 281570 · BURLINGAME, CA
$4,428,460,525.00Regulatory AUM · August 2026
SKYLAR WEALTH MANAGEMENT, LLCCRD 341591 · PASADENA, CA
Not availableRegulatory AUM · August 2026
SLATED ANALYTICS, LLCCRD 281738 · LOS ANGELES, CA
Not availableRegulatory AUM · August 2026
SLOW CAPITAL, INC.CRD 286688 · GREENBRAE, CA
$953,269,475.00Regulatory AUM · August 2026
SLW MANAGEMENT COMPANY LLCCRD 329215 · SAN FRANCISCO, CA
$1,428,468,373.00Regulatory AUM · August 2026
SLWA, LLCCRD 309506 · SAN LUIS OBISPO, CA
$760,027,436.00Regulatory AUM · August 2026
SMARTADVISOR LLCCRD 319690 · SAN FRANCISCO, CA
$29,194,161.00Regulatory AUM · August 2026
SMASH VENTURES MANAGEMENT COMPANY LPCRD 299799 · WEST HOLLYWOOD, CA
$3,297,230,641.00Regulatory AUM · August 2026
SNYDER CAPITAL MANAGEMENT LPCRD 108518 · SAN FRANCISCO, CA
$6,093,953,500.00Regulatory AUM · August 2026
SOCIALTRADER.AI INC.CRD 326985 · SAN DIEGO, CA
$73,145.00Regulatory AUM · August 2026
SOCOTRA MANAGEMENT, INC.CRD 328954 · SACRAMENTO, CA
$388,502,152.00Regulatory AUM · August 2026
SOFI WEALTH LLCCRD 167958 · SAN FRANCISCO, CA
$2,047,338,985.00Regulatory AUM · August 2026
SOFINNOVA INVESTMENTS, INC.CRD 160297 · MENLO PARK, CA
$5,368,491,884.00Regulatory AUM · August 2026
SOLA IMPACT GROUP, LLCCRD 313748 · LOS ANGELES, CA
$232,123,725.00Regulatory AUM · August 2026
SOLACE CAPITAL PARTNERS, L.P.CRD 175319 · EL SEGUNDO, CA
$508,113,801.00Regulatory AUM · August 2026
SOLANO WEALTH INVESTMENT ADVISORS, LLCCRD 322037 · FAIRFIELD, CA
$331,919,831.00Regulatory AUM · August 2026
SOLSTEIN CAPITAL, LLCCRD 157888 · MENLO PARK, CA
$801,824,634.00Regulatory AUM · August 2026
SOMA EQUITY PARTNERS, LPCRD 283613 · SAN FRANCISCO, CA
$1,946,491,854.00Regulatory AUM · August 2026
SONEN CAPITAL LLCCRD 159461 · SAN FRANCISCO, CA
$1,136,785,878.00Regulatory AUM · August 2026
SONOMA ALLOCATIONS LLCCRD 335435 · SANTA ROSA, CA
$350,000,000.00Regulatory AUM · August 2026
SONOMA BRANDS PARTNERS II, LLCCRD 296285 · SONOMA, CA
$382,011,112.00Regulatory AUM · August 2026
SONOMA PRIVATE WEALTH LLCCRD 308547 · NOVATO, CA
$158,459,375.00Regulatory AUM · August 2026
SOUTH BAY FINANCIAL PARTNERS GROUP, INC.CRD 175015 · TORRANCE, CA
$114,824,594.00Regulatory AUM · August 2026
SOVRAN ADVISORS, LLCCRD 329415 · SAN DIEGO, CA
$1,874,347,252.00Regulatory AUM · August 2026
SP ASSET MANAGEMENT LLCCRD 323369 · CUPERTINO, CA
$1,895,375,366.00Regulatory AUM · August 2026
SPANOS BARBER JESSE & CO., LLCCRD 293841 · WALNUT CREEK, CA
$749,448,448.00Regulatory AUM · August 2026
SPECTRUM ASSET MANAGEMENT INCCRD 111007 · NEWPORT BEACH, CA
$657,266,993.00Regulatory AUM · August 2026
SPECTRUM PLANNING & ADVISORY SERVICES INC.CRD 170093 · SAN DIEGO, CA
$235,695,335.00Regulatory AUM · August 2026
SPECTRUM WEALTH ADVISORY GROUP, LLCCRD 298632 · GRANITE BAY, CA
$445,367,405.00Regulatory AUM · August 2026
SPIEGELMAN WEALTH MANAGEMENT, INC.CRD 336637 · WALNUT CREEK, CA
$442,974,405.00Regulatory AUM · August 2026
SPINNAKER INVESTMENT GROUP, LLCCRD 283414 · NEWPORT BEACH, CA
$1,072,851,920.00Regulatory AUM · August 2026
SPYGLASS CAPITAL MANAGEMENT, LLCCRD 281266 · GREENBRAE, CA
$2,017,152,259.00Regulatory AUM · August 2026
SQUARE NINE CAPITAL, LPCRD 336297 · LOS ANGELES, CA
$180,903,131.00Regulatory AUM · August 2026
SR ONE CAPITAL MANAGEMENT, LPCRD 306361 · REDWOOD CITY, CA
$2,435,935,604.00Regulatory AUM · August 2026
SSI INVESTMENT MANAGEMENT LLCCRD 104889 · LOS ANGELES, CA
$2,554,924,000.00Regulatory AUM · August 2026
SST BENEFITS CONSULTING & INSURANCE SERVICES, LLCCRD 288129 · ALISO VIEJO, CA
$524,070,498.00Regulatory AUM · August 2026
ST. CLAIR FINANCIAL LLCCRD 151251 · ROSEVILLE, CA
$141,302,317.00Regulatory AUM · August 2026
STAINES FINANCIAL, LLCCRD 299405 · ROSEVILLE, CA
$168,684,412.00Regulatory AUM · August 2026
STAMOS CAPITAL PARTNERS, L.P.CRD 134660 · MENLO PARK, CA
$7,636,498,100.00Regulatory AUM · August 2026
STATHEROS FINANCIAL SOLUTIONS, INC.CRD 306217 · EL DORADO HILLS, CA
$926,170,171.00Regulatory AUM · August 2026
STEADVIEW CAPITAL MANAGEMENT LLCCRD 164661 · SAN FRANCISCO, CA
$2,637,278,694.00Regulatory AUM · August 2026
STEELPEAK WEALTH, LLCCRD 165168 · LOS ANGELES, CA
$4,148,078,008.00Regulatory AUM · August 2026
STEP ADVISERS, LLCCRD 322349 · PALO ALTO, CA
Not availableRegulatory AUM · August 2026
STEPHENSON AND COMPANY, INC.CRD 111453 · SAN CLEMENTE, CA
$446,981,303.00Regulatory AUM · August 2026
STEPSTONE GROUP LPCRD 143635 · LA JOLLA, CA
$107,824,428,426.00Regulatory AUM · August 2026
STEPSTONE GROUP PRIVATE DEBT LLCCRD 323711 · LA JOLLA, CA
$5,791,992,870.00Regulatory AUM · August 2026
STEPSTONE GROUP REAL ASSETS LPCRD 281695 · LA JOLLA, CA
$41,482,551,889.00Regulatory AUM · August 2026
STEPSTONE GROUP REAL ESTATE LPCRD 281698 · LA JOLLA, CA
$17,212,566,630.00Regulatory AUM · August 2026
STERLING GROUP WEALTH MANAGEMENT, LLCCRD 111782 · PASADENA, CA
$471,344,505.00Regulatory AUM · August 2026
STERLING RETIREMENT GROUP OF SACRAMENTO INC.CRD 168397 · ROSEVILLE, CA
$253,000,000.00Regulatory AUM · August 2026
STEWART WEALTH MANAGEMENT, INC.CRD 143425 · SAN RAFAEL, CA
$581,542,155.00Regulatory AUM · August 2026
STG PARTNERS, LLCCRD 291048 · MENLO PARK, CA
$13,428,232,772.00Regulatory AUM · August 2026
STILLWATER CAPITAL MANAGEMENT, CORPCRD 313075 · CARMEL-BY-THE-SEA, CA
$102,463,339.00Regulatory AUM · August 2026
STITES FINANCIAL CONSULTINGCRD 293058 · WILTON, CA
$132,300,000.00Regulatory AUM · August 2026
STOCK FARM PARTNERS LLCCRD 300060 · PALO ALTO, CA
$137,742,593.00Regulatory AUM · August 2026
STOCKBRIDGE CAPITAL GROUP, LLCCRD 149002 · SAN FRANCISCO, CA
$21,548,034,803.00Regulatory AUM · August 2026
STOCKTALK INC.CRD 337818 · MENLO PARK, CA
Not availableRegulatory AUM · August 2026
STOIC POINT CAPITAL MANAGEMENT LLCCRD 297766 · PALO ALTO, CA
$119,496,738.00Regulatory AUM · August 2026
STOLPER & COMPANYCRD 6911 · SAN DIEGO, CA
$615,674,739.00Regulatory AUM · August 2026
STONE STEPS FINANCIAL, LLCCRD 175289 · ENCINITAS, CA
$146,585,773.00Regulatory AUM · August 2026
STONEBRIDGE CAPITAL MANAGEMENT INCCRD 106073 · LOS ANGELES, CA
$268,728,930.00Regulatory AUM · August 2026
STONEBRIDGE FINANCIAL GROUP, LLCCRD 340200 · SAN RAFAEL, CA
$895,995,473.00Regulatory AUM · August 2026
STRATEGIC GLOBAL ADVISORS, LLCCRD 286019 · NEWPORT BEACH, CA
$3,025,106,708.00Regulatory AUM · August 2026
STRATEGIC RETIREMENT ADVISORS, LLCCRD 142887 · ELK GROVE, CA
$216,909,859.00Regulatory AUM · August 2026
STRATEGIC WEALTH CAPITAL, LLCCRD 326299 · SAN FRANCISCO, CA
$238,395,849.00Regulatory AUM · August 2026
STRATEGY ASSET MANAGERS L.L.C.CRD 109939 · PASADENA, CA
$930,077,850.00Regulatory AUM · August 2026
STRATEGY CAPITAL LLCCRD 169007 · LOS ALTOS, CA
$1,344,508,676.00Regulatory AUM · August 2026
STRATTAM CAPITAL MANAGEMENT, LLCCRD 171845 · SAN FRANCISCO, CA
$938,675,790.00Regulatory AUM · August 2026
STRUCTURAL CAPITAL MANAGEMENT COMPANY II, LPCRD 284310 · MENLO PARK, CA
$495,769,967.00Regulatory AUM · August 2026
SUMERU EQUITY PARTNERS L.P.CRD 172955 · SAN MATEO, CA
$3,373,972,104.00Regulatory AUM · August 2026
SUMMIT WEALTH MANAGEMENT GROUP, INC.CRD 170029 · CAMARILLO, CA
$249,527,694.00Regulatory AUM · August 2026
SUMMITRY, LLCCRD 128586 · FOSTER CITY, CA
$3,350,458,062.00Regulatory AUM · August 2026
SUN GROUP WEALTH PARTNERS LLCCRD 166372 · IRVINE, CA
$224,450,529.00Regulatory AUM · August 2026
SUNSTONE ADVISORS, LLCCRD 324002 · IRVINE, CA
$122,826,584.00Regulatory AUM · August 2026