EXPLORE THE DIRECTORY

Investment adviser firms in California · Page 17

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: August 2026

SUNSTONE PARTNERS MANAGEMENT, LLCCRD 305064 · SAN MATEO, CA
$1,586,963,155.00Regulatory AUM · August 2026
SUPERBLOOM PARTNERS MANAGEMENT LLCCRD 330218 · VENICE, CA
$278,688,225.00Regulatory AUM · August 2026
SUPERIOR PLANNING, LLCCRD 130711 · SAN DIEGO, CA
$349,553,158.00Regulatory AUM · August 2026
SVB ASSET MANAGEMENTCRD 124567 · SAN FRANCISCO, CA
$32,316,444,668.00Regulatory AUM · August 2026
SVOF/MM, LLCCRD 132205 · SANTA MONICA, CA
$16,352,050.00Regulatory AUM · August 2026
SWEENEY & MICHEL, LLCCRD 282595 · CHICO, CA
$752,618,512.00Regulatory AUM · August 2026
SWEETWATER INVESTMENT MANAGEMENT LLCCRD 297613 · ENCINITAS, CA
$1,580,323,645.00Regulatory AUM · August 2026
SWP FINANCIAL LLCCRD 327885 · ENCINITAS, CA
$239,389,499.00Regulatory AUM · August 2026
SYLEBRA CAPITAL LLCCRD 316856 · PALO ALTO, CA
$2,900,778,000.00Regulatory AUM · August 2026
SYMBIOTIC CAPITAL MANAGEMENT CO. LLCCRD 325844 · LOS ANGELES, CA
$1,134,521,879.00Regulatory AUM · August 2026
SYMPHONY TECHNOLOGY GROUP, LLCCRD 160676 · MENLO PARK, CA
$307,319,280.00Regulatory AUM · August 2026
SYNDICATED CAPITAL, INC.CRD 29037 · DIAMOND BAR, CA
$141,993,039.00Regulatory AUM · August 2026
SYNTHETICFI LLCCRD 330200 · SAN FRANCISCO, CA
$992,895,205.00Regulatory AUM · August 2026
SYON CAPITAL LLCCRD 322776 · SAN FRANCISCO, CA
$4,379,631,229.00Regulatory AUM · August 2026
SYRIOS WEALTH MANAGEMENT GROUP, INC.CRD 332139 · LA JOLLA, CA
$424,571,594.00Regulatory AUM · August 2026
TABR CAPITAL MANAGEMENT, LLCCRD 129959 · ORANGE, CA
$241,230,314.00Regulatory AUM · August 2026
TAMAR SECURITIES, LLCCRD 153991 · WOODLAND HILLS, CA
$1,521,678,938.00Regulatory AUM · August 2026
TANG ERIC M P INCCRD 106135 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
TANO CAPITAL, LLCCRD 160367 · SAN MATEO, CA
$138,029,335.00Regulatory AUM · August 2026
TARBOX FAMILY OFFICE, INC.CRD 106079 · NEWPORT BEACH, CA
$953,740,765.00Regulatory AUM · August 2026
TATE WEALTH MANAGEMENTCRD 120938 · SACRAMENTO, CA
$293,356,007.00Regulatory AUM · August 2026
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.CRD 146778 · COSTA MESA, CA
$148,259,042.00Regulatory AUM · August 2026
TAYLOR WEALTH MANAGEMENT, LLCCRD 132955 · TORRANCE, CA
$170,536,938.00Regulatory AUM · August 2026
TCFG INVESTMENT ADVISORS, LLCCRD 166606 · LAGUNA NIGUEL, CA
$639,411,822.00Regulatory AUM · August 2026
TCG CAPITAL MANAGEMENT, LPCRD 298007 · PLAYA VISTA, CA
$2,648,514,065.00Regulatory AUM · August 2026
TCG CROSSOVER MANAGEMENT, LLCCRD 311718 · PALO ALTO, CA
$5,055,348,555.00Regulatory AUM · August 2026
TCMI, INC.CRD 160389 · MENLO PARK, CA
$22,506,060,259.00Regulatory AUM · August 2026
TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLCCRD 332802 · LOS ANGELES, CA
$424,957,601.00Regulatory AUM · August 2026
TCW ASSET MANAGEMENT COMPANY LLCCRD 105742 · LOS ANGELES, CA
$81,175,239,986.00Regulatory AUM · August 2026
TCW INVESTMENT MANAGEMENT COMPANY LLCCRD 106546 · LOS ANGELES, CA
$38,819,514,389.00Regulatory AUM · August 2026
TCW PT MANAGEMENT COMPANY LLCCRD 333068 · LOS ANGELES, CA
$2,698,413,884.00Regulatory AUM · August 2026
TDA, INC.CRD 112016 · SAN MATEO, CA
$969,343,920.00Regulatory AUM · August 2026
TEAM FINANCIAL GROUP, LLCCRD 309411 · TEMECULA, CA
$251,054,808.00Regulatory AUM · August 2026
TEAM HEWINS, LLCCRD 291194 · FOSTER CITY, CA
$3,966,070,638.00Regulatory AUM · August 2026
TECHBLOOM INC.CRD 333007 · MOUNTAIN VIEW, CA
Not availableRegulatory AUM · August 2026
TED BUCHAN & COMPANY, LLCCRD 140722 · SAN DIEGO, CA
$413,227,292.00Regulatory AUM · August 2026
TELESCOPE PARTNERS LLCCRD 286637 · SAN FRANCISCO, CA
$933,955,126.00Regulatory AUM · August 2026
TELOS CAPITAL MANAGEMENT, INC.CRD 149108 · SAN DIEGO, CA
$1,625,227,036.00Regulatory AUM · August 2026
TEMPUS WEALTH PLANNING, LLCCRD 285349 · IRVINE, CA
$699,383,573.00Regulatory AUM · August 2026
TENNENBAUM CAPITAL PARTNERS, LLCCRD 113203 · SANTA MONICA, CA
$3,156,595,256.00Regulatory AUM · August 2026
TENSILE CAPITAL MANAGEMENT LPCRD 164161 · LARKSPUR, CA
$1,796,045,985.00Regulatory AUM · August 2026
TENZING GLOBAL MANAGEMENT LLCCRD 159696 · SAN FRANCISCO, CA
$228,082,424.00Regulatory AUM · August 2026
TERRA FIRMA ASSET MANAGEMENT LLCCRD 306765 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
TERRAFIRMA WEALTH PARTNERS LLCCRD 331568 · WALNUT CREEK, CA
$118,465,077.00Regulatory AUM · August 2026
THE ADVISORY GROUP OF SAN FRANCISCO, LLCCRD 108110 · SAN FRANCISCO, CA
$809,864,230.00Regulatory AUM · August 2026
THE CYPRESS FUNDS LLCCRD 107502 · LOS ANGELES, CA
$723,184,760.00Regulatory AUM · August 2026
THE EHRLICH GROUP LLCCRD 325595 · LAGUNA NIGUEL, CA
$250,145,300.00Regulatory AUM · August 2026
THE FINANCIAL ZEN GROUP, INC.CRD 282230 · SAN FRANCISCO, CA
$167,610,372.00Regulatory AUM · August 2026
THE GORES GROUP, LLCCRD 160598 · BEVERLY HILLS, CA
$287,179,020.00Regulatory AUM · August 2026
THE INFORMED MOMENTUM COMPANY LLCCRD 144908 · SOLANA BEACH, CA
$1,493,859,551.00Regulatory AUM · August 2026
THE INVESTMENT HOUSE LLCCRD 163493 · REDONDO BEACH, CA
$2,202,989,900.00Regulatory AUM · August 2026
THE KOCEN FINANCIAL GROUP, INC.CRD 112129 · RANCHO MIRAGE, CA
$185,854,186.00Regulatory AUM · August 2026
THE LITIGATION FUND MANAGER, LLCCRD 330517 · MILL VALLEY, CA
$289,700,597.00Regulatory AUM · August 2026
THE PACIFIC CENTER FOR FINANCIAL SERVICESCRD 104557 · DANVILLE, CA
$960,563,329.00Regulatory AUM · August 2026
THE PARTNERS WEALTH MANAGEMENT, LLCCRD 314816 · CARMEL BY THE SEA, CA
$1,183,999,769.00Regulatory AUM · August 2026
THE PUTNEY FINANCIAL GROUP LLCCRD 111639 · SAN RAFAEL, CA
$205,409,186.00Regulatory AUM · August 2026
THE ROXBOROUGH GROUP, LLCCRD 310949 · SAN FRANCISCO, CA
$636,049,978.00Regulatory AUM · August 2026
THE WEALTH COLLABORATIVE, INC.CRD 142618 · CORONA DEL MAR, CA
$791,560,364.00Regulatory AUM · August 2026
THE WEALTHGARDEN F.S. LLCCRD 311927 · EL SEGUNDO, CA
$227,595,909.00Regulatory AUM · August 2026
THE WEIL COMPANYCRD 22090 · SAN DIEGO, CA
$896,242,185.00Regulatory AUM · August 2026
THIELEN CAPITAL CORPORATIONCRD 169139 · LADERA RANCH, CA
$126,020,017.00Regulatory AUM · August 2026
THINK INVESTMENTS LPCRD 169347 · SAN FRANCISCO, CA
$4,304,694,194.00Regulatory AUM · August 2026
THOROFARE, LLCCRD 171293 · EL SEGUNDO, CA
$1,403,774,527.00Regulatory AUM · August 2026
THREE ARCH WEALTH MANAGEMENT LLCCRD 333733 · IRVINE, CA
$662,439,902.00Regulatory AUM · August 2026
THREE BRIDGE WEALTH ADVISORS, LLCCRD 150460 · LOS ALTOS, CA
$1,045,756,051.00Regulatory AUM · August 2026
THRYVE WEALTH MANAGEMENT LLCCRD 335920 · SANTA BARBARA, CA
$303,985,008.00Regulatory AUM · August 2026
TICINO WEALTH LLCCRD 335808 · MISSION VIEJO, CA
$400,242,629.00Regulatory AUM · August 2026
TIDE ROCK LEVERAGECO MANAGER, LLCCRD 342458 · SOLANA BEACH, CA
Not availableRegulatory AUM · August 2026
TIDECREST WEALTH MANAGEMENT, LLCCRD 332422 · NEWPORT BEACH, CA
$249,671,442.00Regulatory AUM · August 2026
TIDEMARK MANAGEMENT COMPANY LPCRD 313541 · MENLO PARK, CA
$699,630,004.00Regulatory AUM · August 2026
TIDEMARK, LLCCRD 327611 · SAN DIEGO, CA
$462,503,256.00Regulatory AUM · August 2026
TIDWELL WEALTH MANAGEMENT LLCCRD 309109 · ROCKLIN, CA
$116,655,745.00Regulatory AUM · August 2026
TIEMANN INVESTMENT ADVISORS, LLCCRD 125360 · MENLO PARK, CA
$341,143,700.00Regulatory AUM · August 2026
TILLER PARTNERS, LLCCRD 170429 · BEVERLY HILLS, CA
$261,477,780.00Regulatory AUM · August 2026
TME FINANCIAL, INC.CRD 322851 · HUNTINGTON BEACH, CA
$153,059,326.00Regulatory AUM · August 2026
TOP TIER CAPITAL PARTNERS, LLCCRD 144546 · SAN FRANCISCO, CA
$7,269,691,312.00Regulatory AUM · August 2026
TOPEL & DISTASI WEALTH MANAGEMENT, LLCCRD 285538 · BERKELEY, CA
$312,109,603.00Regulatory AUM · August 2026
TOPTURN CAPITAL, LLCCRD 151464 · CARMEL, CA
$187,362,358.00Regulatory AUM · August 2026
TORONADO PARTNERS LLCCRD 283612 · SAN FRANCISCO, CA
$253,749,496.00Regulatory AUM · August 2026
TORREN MANAGEMENT, LLCCRD 329263 · SAN DIEGO, CA
$373,498,620.00Regulatory AUM · August 2026
TORREY GROWTH & INCOME ADVISORS, LLCCRD 139940 · DEL MAR, CA
$328,358,441.00Regulatory AUM · August 2026
TORREY WEALTH, LLCCRD 310688 · SAN DIEGO, CA
$176,749,096.00Regulatory AUM · August 2026
TORREY-PAYNE WEALTH MANAGEMENT, LLCCRD 336703 · PASADENA, CA
$184,754,039.00Regulatory AUM · August 2026
TORREYANA CAPITAL, LLCCRD 329075 · LA JOLLA, CA
$837,410,743.00Regulatory AUM · August 2026
TORTUGA ADVISERS LLCCRD 137514 · SIMI VALLEY, CA
$563,537,021.00Regulatory AUM · August 2026
TORTUGA WEALTH MANAGEMENT, INC.CRD 153737 · TORRANCE, CA
$222,882,492.00Regulatory AUM · August 2026
TOTAL WEALTH SERVICES, LLCCRD 331833 · WESTLAKE VILLAGE, CA
$186,079,681.00Regulatory AUM · August 2026
TOTAL WEALTH SOLUTIONS, INC.CRD 327794 · LOS ALTOS, CA
$148,000,000.00Regulatory AUM · August 2026
TOWERPOINT WEALTH, LLCCRD 288593 · SACRAMENTO, CA
$561,286,844.00Regulatory AUM · August 2026
TOWNELEY CAPITAL MANAGEMENT, INC.CRD 169863 · LAGUNA HILLS, CA
$1,093,527,901.00Regulatory AUM · August 2026
TRAN CAPITAL MANAGEMENT, L.P.CRD 107049 · SAN RAFAEL, CA
$890,294,385.00Regulatory AUM · August 2026
TRANSGLOBAL ADVISORY, LLCCRD 168709 · MONROVIA, CA
$58,340,309.00Regulatory AUM · August 2026
TRANSOM CAPITAL GROUP, LLCCRD 170459 · EL SEGUNDO, CA
$1,678,057,168.00Regulatory AUM · August 2026
TRAVEKA WEALTH, LLCCRD 328421 · LOS ALTOS, CA
$730,770,162.00Regulatory AUM · August 2026
TREE LINE CAPITAL PARTNERS, LLCCRD 173784 · SAN FRANCISCO, CA
$3,847,683,975.00Regulatory AUM · August 2026
TRELLIS WEALTH ADVISORS, LLCCRD 154861 · SAN LUIS OBISPO, CA
$479,836,174.00Regulatory AUM · August 2026
TREND TRADE PRO, LLCCRD 328383 · PASADENA, CA
$298,313,852.00Regulatory AUM · August 2026
TRI-AD CAPITAL MANAGEMENT I, LLCCRD 324364 · ESCONDIDO, CA
$618,950,543.00Regulatory AUM · August 2026
TRIAD INVESTMENT MANAGEMENT, LLCCRD 146786 · NEWPORT BEACH, CA
$119,542,078.00Regulatory AUM · August 2026
TRIAGEN WEALTH MANAGEMENT LLCCRD 308457 · CALABASAS, CA
$535,202,455.00Regulatory AUM · August 2026