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Investment adviser firms in California · Page 15

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: July 2026 and August 2026

RITTMANN CAPITAL MANAGEMENT COCRD 108762 · MORAGA, CA
$142,436,898.00Regulatory AUM · August 2026
RIVERWOOD CAPITAL MANAGEMENT L.P.CRD 158267 · MENLO PARK, CA
$6,165,990,843.00Regulatory AUM · August 2026
RJ PATTERSON CAPITAL INVESTMENT GROUP INC.CRD 281752 · SAN DIEGO, CA
$142,396,919.00Regulatory AUM · August 2026
RMR CAPITAL MANAGEMENT LLCCRD 285334 · TUSTIN, CA
$170,842,000.00Regulatory AUM · August 2026
RNC CAPITAL MANAGEMENT LLCCRD 108618 · LOS ANGELES, CA
$5,098,100,479.00Regulatory AUM · August 2026
ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATESCRD 109766 · PASADENA, CA
$510,925,781.00Regulatory AUM · August 2026
ROBERTS WEALTH ADVISORS, LLCCRD 308827 · MENLO PARK, CA
$445,994,091.00Regulatory AUM · August 2026
ROBERTSON STEPHENS WEALTH MANAGEMENT, LLCCRD 289977 · SAN FRANCISCO, CA
$8,763,969,974.00Regulatory AUM · August 2026
ROBINHOOD ASSET MANAGEMENT, LLCCRD 323736 · MENLO PARK, CA
$1,518,264,544.00Regulatory AUM · August 2026
ROBINHOOD VENTURES DE, LLCCRD 339165 · MENLO PARK, CA
$655,315,945.00Regulatory AUM · August 2026
ROOF EIDAM MAYCOCK PERALTA LLCCRD 106696 · SAN FRANCISCO, CA
$804,912,358.00Regulatory AUM · August 2026
ROSENBLUM SILVERMAN SUTTON SF INCCRD 105774 · SAN FRANCISCO, CA
$486,644,882.00Regulatory AUM · August 2026
ROSENWALD CAPITAL MANAGEMENT, INC.CRD 290118 · REDONDO BEACH, CA
$248,122,453.00Regulatory AUM · August 2026
ROUND HILL ASSET MANAGEMENT INCCRD 107069 · PASADENA, CA
$271,348,002.00Regulatory AUM · August 2026
ROUTE ONE INVESTMENT COMPANY, L.P.CRD 156398 · SAN FRANCISCO, CA
$4,681,719,383.00Regulatory AUM · August 2026
ROW ASSET MANAGEMENT, LLCCRD 168336 · NEWPORT BEACH, CA
$2,548,819,118.00Regulatory AUM · August 2026
ROWLING & ASSOCIATES LLCCRD 308292 · SAN DIEGO, CA
$582,973,248.00Regulatory AUM · August 2026
RPA FINANCIAL, LLCCRD 294105 · SAN RAFAEL, CA
$10,881,431,334.00Regulatory AUM · August 2026
RPG INVESTMENT ADVISORY, LLCCRD 172173 · PLEASANTON, CA
$1,043,868,256.00Regulatory AUM · August 2026
RRG CAPITAL MANAGEMENT LLCCRD 291853 · LOS ANGELES, CA
$2,893,808,083.00Regulatory AUM · August 2026
RSC ASSET MANAGEMENT GROUP, LLCCRD 312211 · STUDIO CITY, CA
$129,213,941.00Regulatory AUM · August 2026
RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLCCRD 324467 · STUDIO CITY, CA
Not availableRegulatory AUM · August 2026
RUBICON ADVISORS, GPCRD 174447 · REDDING, CA
$420,724,128.00Regulatory AUM · August 2026
RUDNEY ASSOCIATES, INC.CRD 110235 · ALAMO, CA
$940,194,476.00Regulatory AUM · August 2026
RUNNING POINT CAPITAL ADVISORS LLCCRD 306275 · EL SEGUNDO, CA
$745,625,302.00Regulatory AUM · August 2026
RVW WEALTH LLCCRD 140451 · LOS ANGELES, CA
$1,936,575,507.00Regulatory AUM · August 2026
RWWM, INC.CRD 148221 · ROCKLIN, CA
$1,537,322,279.00Regulatory AUM · August 2026
SABAL INVESTMENT ADVISORS, LLCCRD 169572 · IRVINE, CA
$5,830,687,813.00Regulatory AUM · August 2026
SACKETT WEALTH ADVISORS, INC.CRD 289950 · BREA, CA
$212,277,685.00Regulatory AUM · August 2026
SAFEGUARD INVESTMENT ADVISORY GROUP, LLCCRD 146132 · CORONA, CA
$702,274,833.00Regulatory AUM · August 2026
SAGE RHINO CAPITAL LLCCRD 290148 · MENLO PARK, CA
$883,702,842.00Regulatory AUM · August 2026
SAGE STONE WEALTH MANAGEMENT LLCCRD 155477 · LA JOLLA, CA
$261,444,674.00Regulatory AUM · August 2026
SAGENT WEALTH MANAGEMENTCRD 147890 · LAGUNA BEACH, CA
$100,411,403.00Regulatory AUM · August 2026
SAGEVIEW ADVISORY GROUP, LLCCRD 126777 · NEWPORT BEACH, CA
$37,502,470,791.00Regulatory AUM · August 2026
SALEM PARTNERS WEALTH MANAGEMENT, LLCCRD 131359 · LOS ANGELES, CA
$1,497,133,263.00Regulatory AUM · August 2026
SAM ADVISORS, LLCCRD 108685 · OAKHURST, CA
$462,261,459.00Regulatory AUM · August 2026
SANCUS CAPITAL MANAGEMENT LPCRD 157121 · LOS ANGELES, CA
$618,907,823.00Regulatory AUM · August 2026
SAND HILL GLOBAL ADVISORS, LLCCRD 111295 · PALO ALTO, CA
$4,390,631,813.00Regulatory AUM · August 2026
SANDBRIDGE INVESTMENT MANAGEMENT, LLCCRD 169112 · LOS ANGELES, CA
$281,608,083.00Regulatory AUM · August 2026
SANDEEP VARMA WEALTH STRATEGIES, LLCCRD 137705 · SAN DIEGO, CA
$383,571,666.00Regulatory AUM · August 2026
SANDENA, INC.CRD 322947 · SAN DIEGO, CA
$148,779,499.00Regulatory AUM · August 2026
SARATOGA RESEARCH & INVESTMENT MANAGEMENTCRD 110506 · SARATOGA, CA
$2,509,313,823.00Regulatory AUM · August 2026
SAS FINANCIAL ADVISORS, LLC.CRD 288015 · SAN FRANCISCO, CA
$166,998,844.00Regulatory AUM · August 2026
SASSER INVESTMENT MANAGEMENT, INC.CRD 110886 · BERKELEY, CA
$120,092,164.00Regulatory AUM · August 2026
SAVANT PARTNERS, LLCCRD 312567 · SAN MATEO, CA
$309,505,362.00Regulatory AUM · August 2026
SAXON SECURITIES LLCCRD 155168 · SAN FRANCISCO, CA
$94,631,605.00Regulatory AUM · August 2026
SAYBROOK FUND ADVISORS, LLCCRD 158634 · SANTA MONICA, CA
$461,209,006.00Regulatory AUM · August 2026
SB INVESTMENT ADVISERS (US) INC.CRD 286323 · MENLO PARK, CA
$53,472,500,786.00Regulatory AUM · August 2026
SCENIC MANAGEMENT LLCCRD 315808 · SAN FRANCISCO, CA
$144,587,687.00Regulatory AUM · August 2026
SCGE MANAGEMENT, L.P.CRD 157402 · MENLO PARK, CA
$10,395,355,198.00Regulatory AUM · August 2026
SCHARF INVESTMENTS, LLCCRD 105508 · LOS GATOS, CA
$4,211,323,528.00Regulatory AUM · August 2026
SCHAUER INVESTMENT MANAGEMENT, INC.CRD 283119 · NORTHRIDGE, CA
$119,744,010.00Regulatory AUM · August 2026
SCHMITZ CAPITAL PARTNERS, LLCCRD 105702 · MILL VALLEY, CA
$131,993,452.00Regulatory AUM · August 2026
SCHNIEDERS CAPITAL MANAGEMENT, LLC.CRD 120952 · PASADENA, CA
$1,061,760,422.00Regulatory AUM · August 2026
SCHWAB WEALTH ADVISORY, INC.CRD 159035 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
SCI CAPITAL PARTNERS LPCRD 332592 · LOS ANGELES, CA
$4,371,630,000.00Regulatory AUM · August 2026
SCOUT WEALTH ADVISORS LLCCRD 338629 · PASADENA, CA
Not availableRegulatory AUM · July 2026
SDS REAL ESTATE ADVISORSCRD 309932 · LOS ANGELES, CA
$473,755,680.00Regulatory AUM · August 2026
SEA CLIFF PARTNERS MANAGEMENT, LPCRD 316909 · SAN FRANCISCO, CA
$239,398,693.00Regulatory AUM · August 2026
SEABIRD FINANCIAL CORPORATIONCRD 284125 · SAN DIEGO, CA
$419,136,366.00Regulatory AUM · August 2026
SEAFARER CAPITAL PARTNERS, LLCCRD 158671 · LARKSPUR, CA
$3,381,788,479.00Regulatory AUM · August 2026
SEASIDE EQUITY PARTNERS, LLCCRD 307171 · SAN DIEGO, CA
$1,367,116,915.00Regulatory AUM · August 2026
SEASIDE WEALTH MANAGEMENT, INC.CRD 271039 · CARLSBAD, CA
$459,283,506.00Regulatory AUM · August 2026
SECOND 50 FINANCIAL LLCCRD 318626 · MANHATTAN BEACH, CA
$341,645,342.00Regulatory AUM · August 2026
SECTION PARTNERS MANAGEMENT, LLCCRD 314618 · PALO ALTO, CA
$590,032,567.00Regulatory AUM · August 2026
SECURA FINANCIAL, LLCCRD 137324 · ORANGE, CA
$319,926,000.00Regulatory AUM · August 2026
SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.CRD 132777 · SAN RAMON, CA
$101,995,843.00Regulatory AUM · August 2026
SECURED PRINCIPAL ADVISORS LLCCRD 339795 · SANTA MONICA, CA
Not availableRegulatory AUM · July 2026
SEEK FIRST INC.CRD 312546 · CAMPBELL, CA
$251,000,000.00Regulatory AUM · August 2026
SEIDLER KUTSENDA MANAGEMENT COMPANY, LLCCRD 156909 · MARINA DEL REY, CA
$5,941,442,507.00Regulatory AUM · August 2026
SELBY WEALTH MANAGEMENT, LLCCRD 334084 · EMERYVILLE, CA
$544,790,253.00Regulatory AUM · August 2026
SELDON CAPITAL LPCRD 300755 · SAN FRANCISCO, CA
$517,751,325.00Regulatory AUM · August 2026
SELECT MONEY MANAGEMENT, INC.CRD 153256 · LOS ANGELES, CA
$1,804,636,978.00Regulatory AUM · August 2026
SENECA PRIVATE WEALTH, LLCCRD 334161 · LOS ANGELES, CA
$29,863,050.00Regulatory AUM · August 2026
SENTINEL DOME PARTNERS, LLCCRD 172019 · BURLINGAME, CA
$1,592,156,440.00Regulatory AUM · August 2026
SENTINEL GLOBAL LPCRD 326444 · SAN FRANCISCO, CA
$210,293,919.00Regulatory AUM · August 2026
SENTINEL ROCK REALTY TRUST INC.CRD 337421 · MODESTO, CA
$273,456,874.00Regulatory AUM · August 2026
SENTRY ADVISORS, LLCCRD 174042 · SAN FRANCISCO, CA
$2,409,025,524.00Regulatory AUM · August 2026
SEPULVEDA MANAGEMENT LLCCRD 284290 · LOS ANGELES, CA
$355,077,780.00Regulatory AUM · August 2026
SEQUOIA CAPITAL OPERATIONS, LLCCRD 157373 · MENLO PARK, CA
$82,165,771,068.00Regulatory AUM · August 2026
SER CAPITAL PARTNERS MANAGEMENT, LPCRD 307713 · REDWOOD CITY, CA
$685,810,665.00Regulatory AUM · August 2026
SERENT CAPITAL MANAGEMENT COMPANY, L.L.C.CRD 160292 · SAN FRANCISCO, CA
$5,107,577,050.00Regulatory AUM · August 2026
SERENUS WEALTH ADVISORS, LLCCRD 332034 · SANTA MONICA, CA
$1,473,292,464.00Regulatory AUM · August 2026
SESTANTE WEALTH MANAGEMENT, LLCCRD 335152 · CORONADO, CA
$433,884,051.00Regulatory AUM · August 2026
SEVEN POST INVESTMENT OFFICE LPCRD 157435 · SAN FRANCISCO, CA
$9,605,722,671.00Regulatory AUM · August 2026
SF EQUITY PARTNERS MANAGEMENT, LLCCRD 162396 · SAN FRANCISCO, CA
$555,962,008.00Regulatory AUM · August 2026
SFE INVESTMENT COUNSEL INC.CRD 145530 · LOS ANGELES, CA
$748,352,379.00Regulatory AUM · August 2026
SHAH WEALTH ADVISORS, LLCCRD 340644 · CHINO HILLS, CA
$606,152,179.00Regulatory AUM · August 2026
SHAMROCK CAPITAL ADVISORS, LLCCRD 153100 · LOS ANGELES, CA
$6,729,359,558.00Regulatory AUM · August 2026
SHARPER & GRANITE LLCCRD 136719 · EL SEGUNDO, CA
$366,363,877.00Regulatory AUM · August 2026
SHEPHERD STREET ADVISORS LLCCRD 306021 · LARKSPUR, CA
$126,244,796.00Regulatory AUM · August 2026
SHERMAN ASSET MANAGEMENT, INC.CRD 170861 · VENTURA, CA
$140,759,518.00Regulatory AUM · August 2026
SHERWOOD FINANCIAL PARTNERS, LLCCRD 301329 · WESTLAKE VILLAGE, CA
$293,848,203.00Regulatory AUM · August 2026
SHIMA CAPITAL MANAGEMENT LLCCRD 320929 · IRVINE, CA
$164,638,011.00Regulatory AUM · August 2026
SHIRA RIDGE WEALTH MANAGEMENTCRD 117627 · SAN RAFAEL, CA
$366,404,410.00Regulatory AUM · August 2026
SHORECLIFF ASSET MANAGEMENT COMPANY LLCCRD 324111 · NEWPORT BEACH, CA
$1,411,696,853.00Regulatory AUM · August 2026
SHORENSTEIN INVESTMENT ADVISERS LLCCRD 328584 · SAN FRANCISCO, CA
$787,525,356.00Regulatory AUM · August 2026
SHRIER WEALTH MANAGEMENT, LLCCRD 332673 · LOS ANGELES, CA
$390,598,453.00Regulatory AUM · August 2026
SHUM FINANCIAL GROUP, INC.CRD 285426 · ALAMEDA, CA
$321,953,763.00Regulatory AUM · August 2026
SHUSTER ADVISORY GROUP, LLCCRD 170233 · PASADENA, CA
$10,318,497,572.00Regulatory AUM · August 2026