Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 98
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- WHITE & COMPANY FINANCIAL PLANNING, INC.CRD 115326 · SUNNYSIDE, WA$149,805,946.00Regulatory AUM · August 2026
- WHITE DEER MANAGEMENT LLCCRD 161361 · HOUSTON, TX$960,846,750.00Regulatory AUM · August 2026
- WHITE HAT CAPITAL PARTNERS LPCRD 288059 · NEW YORK, NY$171,442,952.00Regulatory AUM · August 2026
- WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLCCRD 302098 · LAWRENCEVILLE, NJ$207,367,471.00Regulatory AUM · August 2026
- $104,539,000.00Regulatory AUM · August 2026
- $918,642,000.00Regulatory AUM · August 2026
- WHITE OAK FINANCIAL MANAGEMENT, INCCRD 142615 · ASHEVILLE, NC$143,496,066.00Regulatory AUM · August 2026
- WHITE OAKS INVESTMENT MANAGEMENT, INCCRD 170016 · SARASOTA, FL$496,135,160.00Regulatory AUM · August 2026
- WHITE OAKS WEALTH ADVISORS, INC.CRD 173522 · MINNEAPOLIS, MN$618,305,647.00Regulatory AUM · August 2026
- WHITE PINE CAPITAL LLCCRD 108417 · BLOOMINGTON, MN$430,613,034.00Regulatory AUM · August 2026
- WHITE PINE INVESTMENT COMPANYCRD 111556 · LIVONIA, MI$532,280,488.00Regulatory AUM · August 2026
- WHITE ROCK CAPITAL MANAGEMENT, L.P.CRD 114877 · DALLAS, TX$217,400,628.00Regulatory AUM · August 2026
- WHITE ROCK OIL & GAS HOLDINGS, LLCCRD 165255 · PLANO, TX$205,147,357.00Regulatory AUM · August 2026
- WHITE SAND WEALTH MANAGEMENT, LLCCRD 304614 · LIBERTY, MO$172,416,408.00Regulatory AUM · August 2026
- WHITE WING WEALTH MANAGEMENT, LLCCRD 226524 · THE WOODLANDS, TX$182,823,009.00Regulatory AUM · August 2026
- WHITE WOLF CAPITAL ADVISORS, LLCCRD 311816 · MIAMI, FL$566,799,471.00Regulatory AUM · August 2026
- WHITEBARK INVESTORS LPCRD 331803 · INCLINE VILLAGE, NV$292,445,448.00Regulatory AUM · August 2026
- WHITEGATE INVESTMENT COUNSELORS, INC.CRD 107732 · CONCORD, NH$545,385,675.00Regulatory AUM · August 2026
- WHITENER CAPITAL MANAGEMENT, INCCRD 106865 · ROCKY MOUNT, NC$598,471,988.00Regulatory AUM · August 2026
- WHITESTAR ADVISORS, LLCCRD 124627 · BOCA RATON, FL$454,480,753.00Regulatory AUM · August 2026
- WHITWELL & CO, LLCCRD 331958$116,800,554.00Regulatory AUM · August 2026
- WICK CAPITAL PARTNERS, LLCCRD 299194 · WAYNE, PA$929,693,259.00Regulatory AUM · August 2026
- WICKHAM FINANCIAL GROUP, INC.CRD 307299 · MARIETTA, GA$192,959,153.00Regulatory AUM · August 2026
- WIDMANN FINANCIAL SERVICES, INC.CRD 289106 · BOWIE, MD$466,800,704.00Regulatory AUM · August 2026
- WILDES FINANCIAL STRATEGIES, INCCRD 289496 · GEORGETOWN, SC$138,266,494.00Regulatory AUM · August 2026
- WILHELM FINANCIAL SERVICES, PLLCCRD 117504$171,253,014.00Regulatory AUM · August 2026
- WILKERSON ADVISORY GROUP LLCCRD 334668 · COLUMBIA, MO$326,936,574.00Regulatory AUM · August 2026
- WILKINS MILLER WEALTH MANAGEMENT, LLCCRD 162222 · MOBILE, AL$257,491,633.00Regulatory AUM · August 2026
- WILKINSON WEALTH MANAGEMENT, LLCCRD 317741 · TUCSON, AZ$164,703,534.00Regulatory AUM · August 2026
- WILLAMETTE FINANCIAL ADVISORS, LLCCRD 173482 · PORTLAND, OR$117,489,047.00Regulatory AUM · August 2026
- WILLIAM B. WALKUP & ASSOCIATES, INC.CRD 135533 · COLUMBIA, SC$178,309,872.00Regulatory AUM · August 2026
- WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.CRD 105959 · MEMPHIS, TN$342,051,314.00Regulatory AUM · August 2026
- WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.CRD 226535 · BRISTOL, CT$694,256,348.00Regulatory AUM · August 2026
- WILLIAM MADISON ADVISORS, INC.CRD 294782 · ABILENE, TX$497,702,053.00Regulatory AUM · August 2026
- WILLIAMS & ASSOCIATES, INC.CRD 338196 · COLUMBIA, MD$661,067,873.00Regulatory AUM · August 2026
- WILLIAMS & NOVAK WEALTH MANAGEMENT, LLCCRD 324173 · WESTLAKE VILLAGE, CA$342,843,364.00Regulatory AUM · August 2026
- WILLIAMS AND SCHILLER WEALTH MANAGEMENT, LLCCRD 143049 · SANDPOINT, ID$120,669,000.00Regulatory AUM · August 2026
- WILLIAMS CAPITAL MANAGEMENT COMPANYCRD 109412 · WILMETTE, IL$225,556,373.00Regulatory AUM · August 2026
- WILLIAMS FINANCIAL, LLCCRD 137038 · NORTH BENNINGTON, VT$209,922,715.00Regulatory AUM · August 2026
- WILLIAMS WEALTH MANAGEMENT GROUP, INC.CRD 147341 · BRADENTON, FL$161,048,000.00Regulatory AUM · August 2026
- WILLIAMS, GARTH ALANCRD 142563$161,750,740.00Regulatory AUM · August 2026
- WILLIAMSON LEGACY GROUP, LLCCRD 318629$183,062,559.00Regulatory AUM · August 2026
- WILLING CAPITAL MANAGEMENT LIMITEDCRD 310353$806,253,399.00Regulatory AUM · August 2026
- WILLIS ASSET FINANCE MANAGEMENT LLCCRD 337254 · COCONUT CREEK, FL$349,020,000.00Regulatory AUM · August 2026
- WILLNER & HELLER LLCCRD 135406 · ENCINO, CA$193,073,919.00Regulatory AUM · August 2026
- WILLOW CREEK CAPITAL MANAGEMENT, INC.CRD 333911 · MISSOULA, MT$280,030,435.00Regulatory AUM · August 2026
- WILLOW FINANCIAL LLCCRD 325785 · ROGERS, AR$127,638,991.00Regulatory AUM · August 2026
- WILLOW GROVE ADVISORS, LLCCRD 151993 · BERKELEY, CA$369,783,619.00Regulatory AUM · August 2026
- WILLS FINANCIAL GROUP, LLCCRD 334431 · RICHMOND, VA$385,729,154.00Regulatory AUM · August 2026
- WILMINGTON CAPITAL SECURITIES, LLCCRD 133839 · GARDEN CITY, NY$277,120,242.00Regulatory AUM · August 2026
- WILMINGTON TRUST ASSET MANAGEMENT, LLCCRD 325489 · WILMINGTON, DE$271,387,847.00Regulatory AUM · August 2026
- WILMINGTON TRUST INVESTMENT MANAGEMENT LLCCRD 19396 · WILMINGTON, DE$140,845,836.00Regulatory AUM · August 2026
- WILSEY ASSET MANAGEMENT INCORPORATEDCRD 130482 · SAN DIEGO, CA$768,472,183.00Regulatory AUM · August 2026
- WILSHIRE QUINN CAPITAL, INC.CRD 148012 · SAN DIEGO, CA$188,421,541.00Regulatory AUM · August 2026
- WILSON & BOUCHER CAPITAL MANAGEMENT, LLCCRD 134076$280,368,909.00Regulatory AUM · August 2026
- WILSON GROUP FINANCIAL MANAGEMENT, LLCCRD 339651 · ORLANDO, FL$125,094,769.00Regulatory AUM · August 2026
- WILSQUARE CAPITAL LLCCRD 296504 · ST. LOUIS, MO$171,174,074.00Regulatory AUM · August 2026
- WIMMER ASSOCIATES I, LLCCRD 125243 · PASADENA, CA$475,945,000.00Regulatory AUM · August 2026
- WIN ADVISORS, INCCRD 300351 · PALM BEACH GARDENS, FL$266,840,858.00Regulatory AUM · August 2026
- WINANS INTERNATIONALCRD 107125 · LAS VEGAS, NV$305,600,000.00Regulatory AUM · August 2026
- WINCAP FINANCIAL LLCCRD 315798 · BOSTON, MA$223,102,763.00Regulatory AUM · August 2026
- WINCH ADVISORY SERVICES, LLCCRD 110194 · APPLETON, WI$580,178,144.00Regulatory AUM · August 2026
- WINCHESTER ASSET MANAGEMENT, LLCCRD 322300 · CHICAGO, IL$154,039,490.00Regulatory AUM · August 2026
- WINDLE WEALTH, LLCCRD 285653 · OKLAHOMA CITY, OK$251,046,200.00Regulatory AUM · August 2026
- WINDMARK INVESTMENT PARTNERS, INC.CRD 131880 · WILMINGTON, DE$233,287,932.00Regulatory AUM · August 2026
- WINDROCK WEALTH MANAGEMENT LLCCRD 166124 · NAPERVILLE, IL$363,227,815.00Regulatory AUM · August 2026
- WINDSOR CAPITAL MANAGEMENT, LLCCRD 116593 · PHOENIX, AZ$703,402,834.00Regulatory AUM · August 2026
- WINDWARD MANAGEMENT LPCRD 316224 · MIAMI BEACH, FL$110,546,701.00Regulatory AUM · August 2026
- WINDWARD PRIVATE WEALTH MANAGEMENT INC.CRD 113761 · OVERLAND PARK, KS$309,587,600.00Regulatory AUM · August 2026
- WINDWARD WEALTH STRATEGIES, INC.CRD 175126 · OSHKOSH, WI$251,236,133.00Regulatory AUM · August 2026
- WINEBRENNER CAPITAL MANAGEMENT LLCCRD 154708 · LOUISVILLE, KY$260,471,771.00Regulatory AUM · August 2026
- WINFOREST LLCCRD 329673$201,426,485.00Regulatory AUM · August 2026
- WINNACLE WEALTH, LLCCRD 317181 · WACO, TX$144,958,007.00Regulatory AUM · August 2026
- WINNING POINTS ADVISORS, L.L.C.CRD 118077 · BOCA RATON, FL$173,114,072.00Regulatory AUM · August 2026
- WINONA CAPITAL MANAGEMENT, LLCCRD 162882 · CHICAGO, IL$255,644,015.00Regulatory AUM · August 2026
- WINSLOW ASSET MANAGEMENT INCCRD 106337 · BEACHWOOD, OH$626,694,797.00Regulatory AUM · August 2026
- WINTER & ASSOCIATES, INC.CRD 310349 · ST. PAUL, MN$179,734,556.00Regulatory AUM · August 2026
- WINTERS FINANCIAL GROUP, INC.CRD 309549 · WESTLAKE VILLAGE, CA$252,299,559.00Regulatory AUM · August 2026
- WINTHROP PARTNERS - WNY, LLCCRD 282100 · ORCHARD, NY$186,229,903.00Regulatory AUM · August 2026
- WINTHROP SQUARE CAPITAL, L.P.CRD 321630 · BOSTON, MA$166,772,846.00Regulatory AUM · August 2026
- WIREGRASS INVESTMENT MANAGEMENT LLCCRD 284608 · THOMASVILLE, GA$159,669,174.00Regulatory AUM · August 2026
- WISCONSIN CAPITAL MANAGEMENT, LLCCRD 110394 · MADISON, WI$256,585,053.00Regulatory AUM · August 2026
- WISCONSIN WEALTH ADVISORS, LLCCRD 145946 · SUN PRAIRIE, WI$157,595,325.00Regulatory AUM · August 2026
- WISDOM FINANCIAL SERVICES, L.L.C.CRD 127385 · GENESEO, IL$779,162,589.00Regulatory AUM · August 2026
- WISDOM INDEX ADVISORS, LLCCRD 132567 · PROSPER, TX$221,288,915.00Regulatory AUM · August 2026
- WISDOM WEALTH INVESTMENT ADVISORS LLCCRD 170536 · PHOENIX, AZ$138,796,319.00Regulatory AUM · August 2026
- WISDOM WEALTH STRATEGIES, LLCCRD 170230 · GREENWOOD VILLAGE, CO$190,454,507.00Regulatory AUM · August 2026
- WISDOMTREE DIGITAL MANAGEMENT, INC.CRD 322139 · NEW YORK, NY$766,045,400.00Regulatory AUM · August 2026
- WISE PLANNING, INC.CRD 123821$610,253,304.00Regulatory AUM · August 2026
- WISE WEALTH MANAGEMENT, LLCCRD 133614 · NEW YORK, NY$130,102,202.00Regulatory AUM · August 2026
- WISE WEALTH PARTNERS, LLCCRD 311639 · PHOENIX, AZ$153,452,564.00Regulatory AUM · August 2026
- WISER ADVISOR GROUP LLCCRD 326579$127,790,495.00Regulatory AUM · August 2026
- WISER WEALTH MANAGEMENT, INCCRD 125282 · MARIETTA, GA$513,631,706.00Regulatory AUM · August 2026
- WISNIEWSKI WEALTH MANAGEMENT LLCCRD 150264 · DALLAS, TX$266,149,431.00Regulatory AUM · August 2026
- WITT FINANCIAL GROUP, LLCCRD 156462 · CROSSVILLE, TN$160,466,246.00Regulatory AUM · August 2026
- WITTENBERG INVESTMENT MANAGEMENT INCCRD 105792$385,175,214.00Regulatory AUM · August 2026
- WJ FINANCIAL ADVISORS, LLCCRD 142761 · KILLINGWORTH, CT$203,354,827.00Regulatory AUM · August 2026
- WJ INTERESTS, LLCCRD 114381 · SUGAR LAND, TX$633,500,000.00Regulatory AUM · August 2026
- WJ WEALTH MANAGEMENT, LLCCRD 170181 · GLENDALE, AZ$261,532,091.00Regulatory AUM · August 2026
- WL ROSS & CO. LLCCRD 141854 · DALLAS, TX$224,585,127.00Regulatory AUM · August 2026