Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 97
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- WEALTHTRUST AXIOM, LLCCRD 145186 · WAYNE, PA$899,555,956.00Regulatory AUM · August 2026
- WEALTHVALUES, LLCCRD 140004 · REDWOOD CITY, CA$466,520,722.00Regulatory AUM · August 2026
- WEALTHVIEW CAPITAL, LLCCRD 149476 · JACKSON, MS$319,473,403.00Regulatory AUM · August 2026
- WEALTHWAY FINANCIAL ADVISORSCRD 108824 · NORFOLK, VA$245,569,000.00Regulatory AUM · August 2026
- WEATHERVANE ASSET MANAGEMENT LLCCRD 312424 · FORT LAUDERDALE, FL$384,119,258.00Regulatory AUM · August 2026
- WEAVER CAPITAL MANAGEMENT, LLCCRD 135037 · SUWANEE, GA$537,758,883.00Regulatory AUM · August 2026
- WEBB ADVISORS INCORPORATEDCRD 106617 · BLOOMINGTON, MN$397,200,000.00Regulatory AUM · August 2026
- WEBER ASSET MANAGEMENT, INC.CRD 106267 · LAKE SUCCESS, NY$651,500,529.00Regulatory AUM · August 2026
- WEBER CAPITAL MANAGEMENT LLCCRD 109624$120,225,941.00Regulatory AUM · August 2026
- WEBER CONTRACTING, LLCCRD 133181 · CHANHASSEN, MN$120,611,435.00Regulatory AUM · August 2026
- WEBER HARTMANN VRIJHOF & PARTNERS LTD.CRD 156928$235,195,917.00Regulatory AUM · August 2026
- WEBSTER STREET INVESTMENT ADVISORS LLCCRD 298027$113,737,962.00Regulatory AUM · August 2026
- WEBSTERROGERS FINANCIAL ADVISORS, LLCCRD 121006 · FLORENCE, SC$460,501,525.00Regulatory AUM · August 2026
- WEDGEWOOD ASSET MANAGEMENT, LLCCRD 312054 · REDONDO BEACH, CA$174,534,906.00Regulatory AUM · August 2026
- WEDGEWOOD INVESTORS INCCRD 104834 · ERIE, PA$215,846,291.00Regulatory AUM · August 2026
- WEDGEWOOD PARTNERS, INC.CRD 21923 · ST LOUIS, MO$560,727,211.00Regulatory AUM · August 2026
- WEIK CAPITAL MANAGEMENT, INCCRD 107068 · WYOMISSING, PA$334,697,063.00Regulatory AUM · August 2026
- WEINAND FINANCIAL, INC.CRD 328590 · LACEY, WA$610,380,000.00Regulatory AUM · August 2026
- WEINBERGER ASSET MANAGEMENT, INCCRD 106176 · LOS ANGELES, CA$503,567,038.00Regulatory AUM · August 2026
- WEINGARTEN ASSOCIATES, L.L.C.CRD 127718 · LAWRENCEVILLE, NJ$200,271,700.00Regulatory AUM · August 2026
- WEINSTAT WEALTH MANAGEMENT, INC.CRD 125626$130,710,000.00Regulatory AUM · August 2026
- WEIS ADVISORY, LLCCRD 217517 · CLIVE, IA$225,636,308.00Regulatory AUM · August 2026
- WEITZEL FINANCIAL SERVICES, INC.CRD 27346 · DUBUQUE, IA$327,771,408.00Regulatory AUM · August 2026
- WELCH CAPITAL PARTNERS LLCCRD 106721 · HARRISON, NY$506,166,407.00Regulatory AUM · August 2026
- WELCH FINANCIAL PLANNING, LLCCRD 329418 · BOULDER, CO$198,095,637.00Regulatory AUM · August 2026
- WELCH INVESTMENT GROUP, LLCCRD 131006 · GRANTS PASS, OR$263,795,723.00Regulatory AUM · August 2026
- WELCY CAPITAL ADVISORS LLCCRD 154782 · MIAMI, FL$225,737,911.00Regulatory AUM · August 2026
- WELLACRE WEALTH MANAGEMENT, LLCCRD 306770 · SANTA MONICA, CA$104,340,000.00Regulatory AUM · August 2026
- WELLINGTON SHIELDS & CO., LLCCRD 149021 · NEW YORK, NY$545,964,414.00Regulatory AUM · August 2026
- WELLINGTON-ALTUS USA INC.CRD 297314$146,247,096.00Regulatory AUM · August 2026
- WELLS FINANCIAL ADVISORS, INC.CRD 125209 · FRAMINGHAM, MA$279,258,283.00Regulatory AUM · August 2026
- WELLS FINANCIAL MANAGEMENT, LLCCRD 158030 · ASHEVILLE, NC$132,662,488.00Regulatory AUM · August 2026
- WELLS GLOBAL INVESTMENT ADVISERS LLCCRD 150139 · WINTER HAVEN, FL$101,300,000.00Regulatory AUM · August 2026
- WELLSPRING ADVISORS, INC.CRD 147861 · HILLSBORO, OR$152,174,077.00Regulatory AUM · August 2026
- WELLSPRING CAPITAL MANAGEMENT LLCCRD 161184 · NEW YORK, NY$208,118,748.00Regulatory AUM · August 2026
- WELLSPRING GBL, LLCCRD 312017 · NEW YORK, NY$300,457,407.00Regulatory AUM · August 2026
- WELLSPRING WEALTH MANAGEMENT LLCCRD 134834 · ALPHARETTA, GA$584,815,363.00Regulatory AUM · August 2026
- WELTON INVESTMENT PARTNERS LLCCRD 172452 · CARMEL, CA$330,020,247.00Regulatory AUM · August 2026
- WEMBLEY STRATEGIC ADVISORY LLCCRD 305692 · NEW YORK, NY$695,200,453.00Regulatory AUM · August 2026
- WERLEMANN SECURITIES LLCCRD 317777 · NEWPORT BEACH, CA$110,000,000.00Regulatory AUM · August 2026
- WERLINICH ASSET MANAGEMENT, L.L.C.CRD 125663$209,000,000.00Regulatory AUM · August 2026
- WERNAU ASSET MANAGEMENT INC.CRD 129473 · GLOUCESTER, MA$202,609,112.00Regulatory AUM · August 2026
- WESBANCO BANK, INC.CRD 111907 · WHEELING, WV$892,606,781.00Regulatory AUM · August 2026
- WESBANCO SECURITIES, INC.CRD 43276 · ST CLAIRSVILLE, OH$285,875,773.00Regulatory AUM · August 2026
- WESPAC ADVISORS SOCAL, LLCCRD 158413 · PASADENA, CA$609,836,124.00Regulatory AUM · August 2026
- WEST ADVISORS, INCORPORATEDCRD 157236$636,661,966.00Regulatory AUM · August 2026
- WEST BRANCH CAPITAL LLCCRD 133813 · AMHERST, MA$690,090,610.00Regulatory AUM · August 2026
- WEST ELK CAPITAL, LLCCRD 292743 · ATLANTA, GA$152,309,963.00Regulatory AUM · August 2026
- WEST END WEALTH MANAGEMENT, LLCCRD 234791 · DENVER, CO$170,387,515.00Regulatory AUM · August 2026
- WEST FINANCIAL ADVISORS, L.L.C.CRD 142265 · DES MOINES, IA$674,186,917.00Regulatory AUM · August 2026
- WEST FINANCIAL STRATEGIES, INC.CRD 118241 · SANFORD, NC$121,014,544.00Regulatory AUM · August 2026
- WEST HORIZON CAPITAL, LLCCRD 337734 · PRINCETON, NJ$282,757,021.00Regulatory AUM · August 2026
- WEST RIDGE ADVISORS, LLCCRD 282718 · HENDERSON, NV$396,019,216.00Regulatory AUM · August 2026
- WEST TOWER GROUP, LLCCRD 323520 · RICHMOND, VA$142,029,046.00Regulatory AUM · August 2026
- WEST WEALTH GROUP, LLCCRD 316644 · IRVINE, CA$616,733,224.00Regulatory AUM · August 2026
- WESTBECK CAPITAL MANAGEMENT LLPCRD 324606$404,179,476.00Regulatory AUM · August 2026
- WESTBOUND EQUITY MANAGEMENT, LLCCRD 306955 · PALO ALTO, CA$146,180,175.00Regulatory AUM · August 2026
- WESTBOURNE INVESTMENT ADVISORS INC.CRD 144571 · ANNAPOLIS, MD$448,793,999.00Regulatory AUM · August 2026
- WESTBOURNE INVESTMENTS, INC.CRD 37499 · ALEXANDRIA, VA$276,365,058.00Regulatory AUM · August 2026
- WESTCHESTER CAPITAL MANAGEMENT INCCRD 110961 · OMAHA, NE$556,302,985.00Regulatory AUM · August 2026
- WESTCO ADVISORY SERVICES, INC.CRD 120755 · LYNBROOK, NY$254,021,232.00Regulatory AUM · August 2026
- WESTEND CAPITAL MANAGEMENT, LLC.CRD 120545 · SAUSALITO, CA$436,222,715.00Regulatory AUM · August 2026
- WESTERLY CAPITAL MANAGEMENT LLCCRD 140089 · SAN FRANCISCO, CA$488,905,268.00Regulatory AUM · August 2026
- WESTERN FINANCIAL CORPORATIONCRD 6118 · SAN DIEGO, CA$309,189,116.00Regulatory AUM · August 2026
- WESTERN PACIFIC WEALTH MANAGEMENT, LPCRD 152714 · LAKE FOREST, IL$205,539,281.00Regulatory AUM · August 2026
- WESTERN RESERVE CAPITAL MANAGEMENT, LLCCRD 329811 · HUDSON, OH$120,226,420.00Regulatory AUM · August 2026
- WESTERN STANDARD, LLCCRD 147864 · LOS ANGELES, CA$574,905,356.00Regulatory AUM · August 2026
- WESTHAMPTON CAPITAL, LLCCRD 119176 · WINSTON-SALEM, NC$238,519,094.00Regulatory AUM · August 2026
- WESTHILL FINANCIAL ADVISORS, INC.CRD 152506 · SAN RAFAEL, CA$789,441,128.00Regulatory AUM · August 2026
- WESTMARK WEALTH MANAGEMENT, LLCCRD 334109 · PHOENIX, AZ$195,353,027.00Regulatory AUM · August 2026
- WESTOVER CAPITAL ADVISORS, LLCCRD 126520 · WILMINGTON, DE$652,907,439.00Regulatory AUM · August 2026
- WESTPARK WEALTH ADVISORS, INC.CRD 130914 · HOUSTON, TX$254,318,418.00Regulatory AUM · August 2026
- WESTPOINT WEALTH MANAGEMENT, LLCCRD 310883 · BEREA, OH$106,000,000.00Regulatory AUM · August 2026
- WESTRIVER MANAGEMENT, LLCCRD 161921 · SEATTLE, WA$444,377,118.00Regulatory AUM · August 2026
- WESTROCK ASSET MANAGEMENT, LLCCRD 174408 · LITTLE ROCK, AR$162,736,093.00Regulatory AUM · August 2026
- WESTSHORE WEALTH, LLCCRD 283843 · NEWPORT BEACH, CA$662,386,166.00Regulatory AUM · August 2026
- WESTSIDE INVESTMENT MANAGEMENT, LLCCRD 154522 · SANTA MONICA, CA$888,776,410.00Regulatory AUM · August 2026
- WESTVIEW MANAGEMENT LLCCRD 305655 · BURLINGTON, VT$228,645,287.00Regulatory AUM · August 2026
- WESTWARD INVESTMENT ADVISORY, LLCCRD 281742 · MISSION, KS$571,508,980.00Regulatory AUM · August 2026
- WESTWARD MANAGEMENT COMPANY II LLCCRD 300994 · SEATTLE, WA$374,040,003.00Regulatory AUM · August 2026
- WESTWIND CAPITALCRD 106802 · LAS CRUCES, NM$795,933,599.00Regulatory AUM · August 2026
- WESTWOOD ADVISORS, L.L.CCRD 132162 · DALLAS, TX$749,503,536.00Regulatory AUM · August 2026
- WESTWOOD WEALTH MANAGEMENTCRD 290658 · LOS ANGELES, CA$300,390,704.00Regulatory AUM · August 2026
- WETZEL INVESTMENT ADVISORS, INC.CRD 305301 · INDIANAPOLIS, IN$338,348,236.00Regulatory AUM · August 2026
- WEYBOSSET RESEARCH & MANAGEMENT, LLCCRD 108047 · PROVIDENCE, RI$340,854,267.00Regulatory AUM · August 2026
- WFA OF SAN DIEGO, LLCCRD 307404 · SAN DIEGO, CA$206,868,931.00Regulatory AUM · August 2026
- WFG CAPITAL ADVISORS, LLCCRD 310008 · MOBILE, AL$354,763,277.00Regulatory AUM · August 2026
- WH CORNERSTONE INVESTMENTS INC.CRD 119725 · DUXBURY, MA$200,013,404.00Regulatory AUM · August 2026
- WHALEN WEALTH MANAGEMENT INC.CRD 311869 · LAS VEGAS, NV$222,958,975.00Regulatory AUM · August 2026
- WHARTON MIDMARKET INVESTMENT ADVISORS INC.CRD 301186 · WOODBRIDGE, CT$231,148,831.00Regulatory AUM · August 2026
- WHARTON WEALTH MANAGEMENT, LLCCRD 281348 · MALVERN, PA$209,168,957.00Regulatory AUM · August 2026
- WHEALTHY EMPOWERMENT NETWORK, LLCCRD 334271$107,770,717.00Regulatory AUM · August 2026
- WHEELER RETIREMENT PLANS LLCCRD 327889 · DULUTH, MN$618,125,975.00Regulatory AUM · August 2026
- WHEELHOUSE ADVISORY GROUP, LLCCRD 312806 · ST. LOUIS, MO$388,141,822.00Regulatory AUM · August 2026
- WHEELS UP WEALTH, INC.CRD 307736$129,969,382.00Regulatory AUM · August 2026
- WHELAN FINANCIALCRD 107227 · FRESNO, CA$781,750,987.00Regulatory AUM · August 2026
- WHETSTONE CAPITAL ADVISORS, LLCCRD 155414 · MISSION WOODS, KS$415,086,361.00Regulatory AUM · August 2026
- WHIPPLEWOOD ADVISORS, LLCCRD 282860 · LITTLETON, CO$324,509,539.00Regulatory AUM · August 2026
- WHITAKER-MYERS WEALTH MANAGERS, LTD.CRD 286093 · MANSFIELD, OH$850,611,601.00Regulatory AUM · August 2026
- WHITCOMB & HESS, INC.CRD 121064 · ASHLAND, OH$490,699,890.00Regulatory AUM · August 2026