Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 99
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- WLT PARTNERS INC.CRD 339994 · MIAMI, FL$104,287,165.00Regulatory AUM · August 2026
- WLTH CAPITAL MANAGEMENT, LLCCRD 335594 · CHANDLER, AZ$229,766,959.00Regulatory AUM · August 2026
- WMG FINANCIAL ADVISORS, LLCCRD 285824 · KNOXVILLE, TN$693,797,657.00Regulatory AUM · August 2026
- WMKI GROUP LLCCRD 309832$211,019,817.00Regulatory AUM · August 2026
- WMS ADVISORS, LLCCRD 122224 · CHARLOTTE, NC$280,924,601.00Regulatory AUM · August 2026
- WMS GROUP LLCCRD 164327$125,258,865.00Regulatory AUM · August 2026
- WOLD FINANCIAL GROUP LLCCRD 316409 · MENDOTA HEIGHTS, MN$182,458,656.00Regulatory AUM · August 2026
- WOLF FINANCIAL ADVISORS LLCCRD 146080 · PEKIN, IL$124,856,762.00Regulatory AUM · August 2026
- WOLF RIVER CAPITAL MANAGEMENT, LLCCRD 149038 · MEMPHIS, TN$328,657,040.00Regulatory AUM · August 2026
- WOLFERS ASSET MANAGEMENT LLCCRD 121359$165,310,192.00Regulatory AUM · August 2026
- WOLFF FINANCIAL MANAGEMENT LLCCRD 283239 · KALAMAZOO, MI$612,662,348.00Regulatory AUM · August 2026
- WOLFF WIESE MAGANA LLCCRD 157620 · CARSLBAD, CA$381,817,788.00Regulatory AUM · August 2026
- WOLFGANG CAPITAL LLCCRD 283525 · TEMECULA, CA$128,884,000.00Regulatory AUM · August 2026
- WOLFSTICH CAPITAL, LLCCRD 146026 · MEDFIELD, MA$162,101,000.00Regulatory AUM · August 2026
- WOLFSTONE WEALTH, LLCCRD 319230$110,330,007.00Regulatory AUM · August 2026
- WOLOSHIN INVESTMENT MANAGEMENT, LLCCRD 132346 · MEDFORD, NJ$180,395,979.00Regulatory AUM · August 2026
- WOLVERINE WEALTH ADVISORY SERVICES INC.CRD 146564 · BLOOMFIELD HILLS, MI$140,898,085.00Regulatory AUM · August 2026
- WOMACK FINANCIAL LLCCRD 174873 · DALLAS, TX$164,669,645.00Regulatory AUM · August 2026
- WOMACK WEALTH MANAGEMENT, INC.CRD 146126 · MANHATTAN BEACH, CA$406,914,525.00Regulatory AUM · August 2026
- WOMEN'S WEALTH ADVISORCRD 317291 · CHESTER, NJ$120,806,478.00Regulatory AUM · August 2026
- WOOD TARVER FINANCIAL GROUP, LLCCRD 298793 · BOISE, ID$488,986,837.00Regulatory AUM · August 2026
- WOODFIELD FINANCIAL ADVISORS, INC.CRD 123279 · DEER PARK, IL$230,069,047.00Regulatory AUM · August 2026
- WOODLOCK FAMILY CAPITAL MANAGEMENT, LLCCRD 300051$164,632,518.00Regulatory AUM · August 2026
- WOODSIDE WEALTH MANAGEMENT LLCCRD 175118 · FRAMINGHAM, MA$266,612,939.00Regulatory AUM · August 2026
- WOODSTOCK WEALTH MANAGEMENT, INC.CRD 283472 · WOODSTOCK, GA$726,566,676.00Regulatory AUM · August 2026
- WOODWARD DIVERSIFIED CAPITAL, LLCCRD 306299 · BAKERSFIELD, CA$609,778,872.00Regulatory AUM · August 2026
- WOODWARD FINANCIAL ADVISORS, INC.CRD 150641 · CHAPEL HILL, NC$641,480,000.00Regulatory AUM · August 2026
- WORLDLY PARTNERS MANAGEMENT, LLCCRD 309792 · NEEDHAM, MA$226,780,837.00Regulatory AUM · August 2026
- WORTH ASSET MANAGEMENT, LLCCRD 166970 · DALLAS, TX$288,200,656.00Regulatory AUM · August 2026
- WORTH FINANCIAL ADVISORY GROUP, LLCCRD 156564 · CHARLOTTE, NC$280,745,134.00Regulatory AUM · August 2026
- WORTH FINANCIAL GROUP INC.CRD 13478 · DALLAS, TX$122,831,881.00Regulatory AUM · August 2026
- WORTH VENTURE PARTNERS, LLCCRD 168610 · FORT LEE, NJ$456,114,406.00Regulatory AUM · August 2026
- WORTHINGTON FINANCIAL PARTNERS LLCCRD 312951 · WORTHINGTON, OH$153,695,050.00Regulatory AUM · August 2026
- WOVENEARTH VENTURES, LLCCRD 322556$259,709,073.00Regulatory AUM · August 2026
- WP ADVISORS, LLCCRD 118268$588,869,236.00Regulatory AUM · August 2026
- WPA FAMILY OFFICE, LLCCRD 315566 · DALLAS, TX$175,198,734.00Regulatory AUM · August 2026
- WPG ADVISERS, LLCCRD 291708 · BALTIMORE, MD$360,876,104.00Regulatory AUM · August 2026
- WPH GP, LLCCRD 295192 · BOSTON, MA$488,840,905.00Regulatory AUM · August 2026
- WRAPMANAGER INCCRD 108834 · MILL VALLEY, CA$336,736,592.00Regulatory AUM · August 2026
- WRENNE FINANCIAL PLANNING LLCCRD 173029$297,914,898.00Regulatory AUM · August 2026
- WRIGHT COVE CAPITAL, LLCCRD 307252 · PORTLAND, ME$120,661,042.00Regulatory AUM · August 2026
- WRIGHT WEALTH LLCCRD 321215 · ATLANTA, GA$188,462,210.00Regulatory AUM · August 2026
- WRIGHT WEALTH STRATEGIES, LLCCRD 304289 · SAN LUIS OBISPO, CA$127,209,000.00Regulatory AUM · August 2026
- WSC & COMPANY, LLCCRD 289138 · CHARLOTTE, NC$320,355,422.00Regulatory AUM · August 2026
- WT WEALTH MANAGEMENT, LLCCRD 169566 · SCOTTSDALE, AZ$419,058,112.00Regulatory AUM · August 2026
- WULFF, HANSEN & CO.CRD 908 · SAN RAFAEL, CA$144,815,568.00Regulatory AUM · August 2026
- WURZ FINANCIAL SERVICES, LLCCRD 331608 · HOLLAND, OH$117,000,000.00Regulatory AUM · August 2026
- WWM ADVISORY INC.CRD 133611 · CULVER CITY, CA$280,121,846.00Regulatory AUM · August 2026
- WYNN CAPITAL LLCCRD 281291 · AUGUSTA, GA$320,162,279.00Regulatory AUM · August 2026
- WYNN CAPITAL MANAGEMENT, LLCCRD 119355 · SANTA CRUZ, CA$102,011,468.00Regulatory AUM · August 2026
- WYNNEFIELD CAPITAL, INC.CRD 157604 · NEW YORK, NY$184,517,667.00Regulatory AUM · August 2026
- WYNWOOD CAPITAL, LLCCRD 284493$138,663,211.00Regulatory AUM · August 2026
- WYZE WEALTH ADVISORS, LLCCRD 329413 · CANONSBURG, PA$264,521,124.00Regulatory AUM · August 2026
- X ADVISORS, LLCCRD 315838 · SANTA MARIA, CA$228,610,000.00Regulatory AUM · August 2026
- X CUBED CAPITAL MANAGEMENT LLCCRD 313966 · MINNEAPOLIS, MN$183,998,491.00Regulatory AUM · August 2026
- X-SQUARE CAPITAL, LLCCRD 167237 · GUAYNABO, PR$790,900,970.00Regulatory AUM · August 2026
- XA INVESTMENTS LLCCRD 284005 · CHICAGO, IL$865,643,706.00Regulatory AUM · August 2026
- XCEL WEALTH MANAGEMENT, LLCCRD 158863 · HOLLY HILL, FL$497,928,235.00Regulatory AUM · August 2026
- XCELSIOR ADVISOR PARTNERS LLCCRD 334779$650,658,720.00Regulatory AUM · August 2026
- XCEPTION ADVISORY SERVICES, LLCCRD 338122 · ATLANTA, GA$189,340,109.00Regulatory AUM · August 2026
- XEBEC ASSET MANAGEMENT, LLCCRD 305669 · DALLAS, TX$484,491,040.00Regulatory AUM · August 2026
- XENA FINANCIAL PLANNING, LLCCRD 333436 · PORTLAND, OR$104,461,476.00Regulatory AUM · August 2026
- XENDIA WEALTH LLCCRD 157973 · MIAMI, FL$475,256,096.00Regulatory AUM · August 2026
- XP ADVISORY US, INC.CRD 173779 · MIAMI, FL$792,319,508.00Regulatory AUM · August 2026
- XPS CAPITAL LLCCRD 311665 · ARLINGTON, VA$151,094,700.00Regulatory AUM · August 2026
- XPV MANAGEMENT LLCCRD 322445 · EL SEGUNDO, CA$193,567,208.00Regulatory AUM · August 2026
- XXEC INCCRD 108886 · TULSA, OK$137,477,365.00Regulatory AUM · August 2026
- XXI WEALTH, LLCCRD 330796 · CHICAGO, IL$531,547,477.00Regulatory AUM · August 2026
- XY INVESTMENT SOLUTIONS, LLCCRD 285967 · BOZEMAN, MT$881,503,781.00Regulatory AUM · August 2026
- YAHARA WEALTH MANAGEMENT LLCCRD 168325 · MADISON, WI$112,048,767.00Regulatory AUM · August 2026
- YAKIRA CAPITAL MANAGEMENT, INC.CRD 159398 · WESTPORT, CT$411,590,628.00Regulatory AUM · August 2026
- YANDELL INVESTMENTS, LLCCRD 332642 · ORLANDO, FL$170,997,923.00Regulatory AUM · August 2026
- YANNI & ASSOCIATES INVESTMENT ADVISORS, LLCCRD 142913 · WEXFORD, PA$172,650,000.00Regulatory AUM · August 2026
- YARDLEY WEALTH MANAGEMENT LLCCRD 134311 · YARDLEY, PA$231,589,312.00Regulatory AUM · August 2026
- YARGER WEALTH STRATEGIES, LLCCRD 310207 · WESTERVILLE, OH$529,689,928.00Regulatory AUM · August 2026
- YDFS, INC.CRD 128995$128,096,359.00Regulatory AUM · August 2026
- YELLOWSTONE CAPITAL PARTNERS US, LLCCRD 324681 · GAINESVILLE, FL$288,558,750.00Regulatory AUM · August 2026
- YIELDPOINT, L.P.CRD 311859 · NEW YORK, NY$206,193,107.00Regulatory AUM · August 2026
- YIHENG CAPITAL MANAGEMENT, L.P.CRD 163812 · SAN FRANCISCO, CA$675,770,000.00Regulatory AUM · August 2026
- YIM INVESTMENT MANAGEMENT, LLCCRD 136984 · HONOLULU, HI$307,843,396.00Regulatory AUM · August 2026
- YODER WEALTH MANAGEMENT, INC.CRD 291826 · WALNUT CREEK, CA$331,204,663.00Regulatory AUM · August 2026
- YOFFE INVESTMENT MANAGEMENT, LLCCRD 173454 · LEMOYNE, PA$174,894,091.00Regulatory AUM · August 2026
- YON DRAKE & ASSOCIATES INCCRD 111491 · COLUMBIA, SC$304,704,711.00Regulatory AUM · August 2026
- YORKTOWN MANAGEMENT AND RESEARCH CO INCCRD 105083 · FOREST, VA$677,085,322.00Regulatory AUM · August 2026
- YORKVILLE ADVISORS GLOBAL, LPCRD 165390 · MOUNTAINSIDE, NJ$900,035,313.00Regulatory AUM · August 2026
- YOSEMITE CAPITAL MANAGEMENT, LLCCRD 124298 · NEWPORT BEACH, CA$369,026,627.00Regulatory AUM · August 2026
- YOUR ADVOCATES, LTD., LLPCRD 138612 · HOUSTON, TX$448,131,083.00Regulatory AUM · August 2026
- YOUR IA, LLCCRD 338535 · ST. GEORGE, UT$106,633,240.00Regulatory AUM · August 2026
- YOUR PRIVATE CLIENT GROUP, INC.CRD 292621$236,702,434.00Regulatory AUM · August 2026
- YUKON WEALTH MANAGEMENT, INC.CRD 109413 · OVERLAND PARK, KS$467,386,041.00Regulatory AUM · August 2026
- YUNISTONE INVESTMENT GROUP, LLCCRD 149728 · CHICAGO, IL$119,502,522.00Regulatory AUM · August 2026
- Z3 CAPITAL PARTNERS, LLCCRD 336791 · RICHMOND, VA$466,781,953.00Regulatory AUM · August 2026
- ZANETTI FINANCIAL, LLCCRD 282089 · ALBUQUERQUE, NM$809,369,167.00Regulatory AUM · August 2026
- ZARVONA ENERGY LLCCRD 288820 · HOUSTON, TX$423,115,131.00Regulatory AUM · August 2026
- ZEGA INVESTMENTS, LLCCRD 330428 · PALM BEACH GARDENS, FL$614,016,453.00Regulatory AUM · August 2026
- ZEIT CAPITAL LLCCRD 150149$170,110,000.00Regulatory AUM · August 2026
- ZENITH ADVISORY GROUP, LLCCRD 321689 · THE VILLAGES, FL$115,437,420.00Regulatory AUM · August 2026
- ZENITH AMCRD 173046$963,634,859.00Regulatory AUM · August 2026
- ZENITH SOLUTIONS, INC.CRD 304732 · PHILADELPHIA, PA$150,966,524.00Regulatory AUM · August 2026
- ZEPHYR INVESTMENT MANAGEMENT, INC.CRD 166303 · WESTLAKE VILLAGE, CA$242,839,591.00Regulatory AUM · August 2026