FIRM PROFILE

WAKEFIELD WEALTH MANAGEMENT, LLLP

CRD 173997 · Source month: August 2026

Reported business facts

CRD number: 173997Reported in SEC monthly data
Legal name: WAKEFIELD WEALTH MANAGEMENT, LLLPReported in SEC monthly data
Regulatory assets under management: $512,887,728.00Reported in SEC monthly data
Employees: 10Reported in SEC monthly data
Employees performing advisory functions: 2Reported in SEC monthly data
Individual clients (other than high net worth): 70Reported in SEC monthly data
High net worth individual clients: 77Reported in SEC monthly data
Banking or thrift institution clients: 0Reported in SEC monthly data
Investment company clients: 0Reported in SEC monthly data
Business development company clients: 0Reported in SEC monthly data
Other pooled investment vehicle clients: 0Reported in SEC monthly data
Pension and profit-sharing plan clients: 2Reported in SEC monthly data
Charitable organization clients: 1Reported in SEC monthly data
State or municipal government clients: 0Reported in SEC monthly data
Other investment adviser clients: 0Reported in SEC monthly data
Insurance company clients: 0Reported in SEC monthly data
Sovereign wealth fund or foreign official clients: 0Reported in SEC monthly data
Corporation or other business clients: 7Reported in SEC monthly data
Other clients: Not reportedObserved missing state

Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.

Sources and verification

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This directory uses monthly snapshots. The current official record may contain newer filings or registration information.

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