Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 81
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- SIERRA OCEAN, LLCCRD 313829 · RIPON, CA$544,561,375.00Regulatory AUM · August 2026
- SIERRA PACIFIC PRIVATE WEALTH, LLCCRD 131738 · PLEASANTON, CA$245,900,000.00Regulatory AUM · August 2026
- SIERRA SUMMIT ADVISORS LLCCRD 328151$780,800,000.00Regulatory AUM · August 2026
- SIGHTLINE PARTNERS LLCCRD 162629 · BLOOMINGTON, MN$642,835,139.00Regulatory AUM · August 2026
- SIGHTLINE WEALTH ADVISORS, LLCCRD 176520 · GROTON, CT$354,203,133.00Regulatory AUM · August 2026
- SIGNAL RIDGE CAPITAL PARTNERS, LLCCRD 167576 · FRAMINGHAM, MA$113,558,122.00Regulatory AUM · August 2026
- SIGNAL SECURITIES, INC.CRD 15916 · FORT WORTH, TX$679,084,856.00Regulatory AUM · August 2026
- SIGNAL TREE FINANCIAL PARTNERS LLCCRD 311871 · COPLEY, OH$213,410,000.00Regulatory AUM · August 2026
- SIGNATURE EQUITY PARTNERS, LLCCRD 327455 · COLUMBUS, OH$330,621,622.00Regulatory AUM · August 2026
- SIGNATURE FINANCIAL SERVICES, LTDCRD 123729 · ARLINGTON HEIGHTS, IL$274,033,000.00Regulatory AUM · August 2026
- SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCCRD 144069 · NEWPORT BEACH, CA$303,917,192.00Regulatory AUM · August 2026
- SIGNATURE WEALTH MANAGEMENT PARTNERS, LLCCRD 298315 · MONTVALE, NJ$454,218,720.00Regulatory AUM · August 2026
- SIGNET INVESTMENT ADVISORY GROUP, INC.CRD 123910 · PROVIDENCE, RI$394,056,372.00Regulatory AUM · August 2026
- SIGNET PRIVATE WEALTH, LLCCRD 290029 · CHICAGO, IL$189,682,344.00Regulatory AUM · August 2026
- SIGNIFICANT WEALTH PARTNERS LLCCRD 293060 · CARY, IL$126,064,762.00Regulatory AUM · August 2026
- SIGNIFY WEALTH LLCCRD 160094 · ST. LOUIS, MO$364,555,522.00Regulatory AUM · August 2026
- SIHARUM ADVISORS, LLCCRD 147957 · BOSTON, MA$687,464,747.00Regulatory AUM · August 2026
- SIKORSKI WEALTH MANAGEMENT, LLCCRD 312805 · SAN DIEGO, CA$139,584,563.00Regulatory AUM · August 2026
- SILA FINANCIAL, LLCCRD 298406$124,332,994.00Regulatory AUM · August 2026
- SILICON BEACH WEALTH, LLCCRD 310051 · MARINA DEL REY, CA$190,094,257.00Regulatory AUM · August 2026
- SILICON PRIVATE WEALTH, LLCCRD 284145$177,811,109.00Regulatory AUM · August 2026
- SILVA CAPITAL MANAGEMENT LLCCRD 154504 · CHICAGO, IL$169,354,826.00Regulatory AUM · August 2026
- SILVER COAST INVESTMENTS LLCCRD 167771 · SAN DIEGO, CA$401,606,316.00Regulatory AUM · August 2026
- SILVER CREEK CAPITAL MANAGEMENT LLCCRD 122966 · SEATTLE, WA$122,545,120.00Regulatory AUM · August 2026
- SILVER GROVE FINANCIAL GROUP, INC.CRD 287512 · ORCHARD PARK, NY$453,582,536.00Regulatory AUM · August 2026
- SILVER HEIGHTS CAPITAL MANAGEMENT INC.CRD 284757$727,058,697.00Regulatory AUM · August 2026
- SILVER LAKE ADVISORY PARTNERS, LLCCRD 107625$325,334,211.00Regulatory AUM · August 2026
- SILVER LAKE CAPITAL PARTNERS LLCCRD 329997 · DALLAS, TX$211,500,000.00Regulatory AUM · August 2026
- SILVER OAK ADVISORY GROUP, INC.CRD 108298 · PORTLAND, OR$418,936,075.00Regulatory AUM · August 2026
- SILVER OAK WEALTH ADVISORS SERVICES, LLCCRD 291645 · LOS ANGELES, CA$299,962,641.00Regulatory AUM · August 2026
- SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLCCRD 332374 · GREENWICH, CT$358,593,764.00Regulatory AUM · August 2026
- SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLCCRD 327151 · ARMONK, NY$283,000,000.00Regulatory AUM · August 2026
- SILVERHAWK CAPITAL PARTNERS, LLCCRD 161678 · OVERLAND PARK, KS$137,228,350.00Regulatory AUM · August 2026
- SILVERLAKE WEALTH MANAGEMENT LLCCRD 165525 · WILLISTON, VT$849,074,948.00Regulatory AUM · August 2026
- SILVERLEAFE CAPITAL PARTNERS, LLCCRD 133174 · GERMANTOWN, TN$449,228,264.00Regulatory AUM · August 2026
- SILVERPEAK REAL ESTATE PARTNERS L.P.CRD 156018 · NEW YORK, NY$307,100,000.00Regulatory AUM · August 2026
- SILVERPEAK WEALTH ADVISORS, LLCCRD 170732 · BOULDER, CO$177,373,121.00Regulatory AUM · August 2026
- SILVERVIEW CREDIT PARTNERS LPCRD 282955 · TAMPA, FL$577,272,232.00Regulatory AUM · August 2026
- SILVIA MCCOLL WEALTH MANAGEMENT, LLCCRD 295339 · SAN DIEGO, CA$283,430,027.00Regulatory AUM · August 2026
- SIMA WEALTH PARTNERS, LLCCRD 159943 · NORTH CHESTERFIELD, VA$156,659,083.00Regulatory AUM · August 2026
- SIMCOE CAPITAL MANAGEMENT, LLCCRD 161985 · NEW YORK, NY$633,820,245.00Regulatory AUM · August 2026
- SIMCOE CAPITAL, LLCCRD 121505 · SPOKANE, WA$109,440,888.00Regulatory AUM · August 2026
- SIMPLIFI, INC.CRD 154900 · SAN DIEGO, CA$276,123,718.00Regulatory AUM · August 2026
- SIMPLIFIED WEALTH MANAGEMENT, LLCCRD 297059 · HATTIESBURG, MS$225,538,099.00Regulatory AUM · August 2026
- SIMS INVESTMENT MANAGEMENT LLCCRD 169491 · CINCINNATI, OH$304,571,897.00Regulatory AUM · August 2026
- SINCERUS ADVISORY, LLCCRD 300559$221,968,163.00Regulatory AUM · August 2026
- SINDIA CAPITAL ADVISERS, LLCCRD 333325 · SOMERS POINT, NJ$423,373,000.00Regulatory AUM · August 2026
- SINGER WEALTH ADVISORS LLCCRD 317218 · BOCA RATON, FL$910,570,734.00Regulatory AUM · August 2026
- SINGER WEALTH MANAGEMENT, LLCCRD 299603$118,997,543.00Regulatory AUM · August 2026
- SINGLE POINT PARTNERS, LLCCRD 163793 · BOSTON, MA$641,329,267.00Regulatory AUM · August 2026
- SIPPICAN CAPITAL ADVISORS LLCCRD 155188 · BOSTON, MA$175,000,000.00Regulatory AUM · August 2026
- SIRIOS CAPITAL MANAGEMENT, L.P.CRD 160580 · BOSTON, MA$937,452,708.00Regulatory AUM · August 2026
- SITRIN CAPITAL MANAGEMENT, LLCCRD 282436 · CENTURY CITY, CA$351,082,807.00Regulatory AUM · August 2026
- SIVIK GLOBAL HEALTHCARE, LLCCRD 168918$233,900,360.00Regulatory AUM · August 2026
- SIZEMORE CAPITAL MANAGEMENT, LLCCRD 146961$109,428,829.00Regulatory AUM · August 2026
- SJBENEN ADVISORY, LLCCRD 283153$399,920,479.00Regulatory AUM · August 2026
- SJHL FINANCIAL SERVICES, LLCCRD 285946 · MCPHERSON, KS$174,548,564.00Regulatory AUM · August 2026
- SK ADVISOR NETWORK, LLCCRD 317533 · PLANO, TX$271,544,841.00Regulatory AUM · August 2026
- SK WEALTH MANAGEMENT, LLCCRD 109114 · PROVIDENCE, RI$638,952,784.00Regulatory AUM · August 2026
- SKA FINANCIAL SERVICES,INC.CRD 107348 · FAIRVIEW PARK, OH$159,092,630.00Regulatory AUM · August 2026
- SKAANA MANAGEMENT L.P.CRD 311817$233,666,374.00Regulatory AUM · August 2026
- SKBA CAPITAL MANAGEMENT, LLCCRD 108542 · SAN FRANCISCO, CA$732,021,000.00Regulatory AUM · August 2026
- SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLCCRD 159255 · SPRINGFIELD, IL$705,730,199.00Regulatory AUM · August 2026
- SKLAR CAPITAL ADVISORS, LLCCRD 286554 · ALBUQUERQUE, NM$129,361,486.00Regulatory AUM · August 2026
- SKLOFF, AARONCRD 139475$114,000,135.00Regulatory AUM · August 2026
- SKM WEALTH ADVISORS LLCCRD 333778 · ERIE, PA$107,461,065.00Regulatory AUM · August 2026
- SKY ALPHA ASSET ADVISORS LLCCRD 295839 · BOCA RATON, FL$215,979,330.00Regulatory AUM · August 2026
- SKY INVESTMENT GROUP LLCCRD 134001 · HARTFORD, CT$930,981,263.00Regulatory AUM · August 2026
- SKY ISLAND CAPITAL LPCRD 305087 · DALLAS, TX$533,489,012.00Regulatory AUM · August 2026
- SKY-MOUNTAIN CAPITAL MANAGEMENT, INC.CRD 312915 · KETCHUM, ID$210,568,182.00Regulatory AUM · August 2026
- SKYBOUND WEALTH MANAGEMENT USA, LLCCRD 313358 · HOUSTON, TX$166,454,921.00Regulatory AUM · August 2026
- SKYLANDS CAPITAL, LLCCRD 131183 · MILWAUKEE, WI$746,529,233.00Regulatory AUM · August 2026
- SKYLARK PRIVATE EQUITY PARTNERS, LPCRD 315174 · DALLAS, TX$211,415,505.00Regulatory AUM · August 2026
- SKYLINE ADVISORS, INC.CRD 188511 · BELLINGHAM, WA$386,462,616.00Regulatory AUM · August 2026
- SKYLINE FINANCIAL NORTHWEST LLCCRD 146844 · PORTLAND, OR$148,256,886.00Regulatory AUM · August 2026
- SKYLINER WEALTH, LLCCRD 332426 · BEND, OR$151,410,600.00Regulatory AUM · August 2026
- SKYOAK CAPITAL, INC.CRD 154248 · LAS VEGAS, NV$219,242,758.00Regulatory AUM · August 2026
- SKYOAK WEALTH LLCCRD 299564 · SOUTHFIELD, MI$692,739,420.00Regulatory AUM · August 2026
- SKYPOINT CAPITAL ADVISORS, LLCCRD 314979 · ATLANTA, GA$109,009,836.00Regulatory AUM · August 2026
- SKYVIEW FINANCIAL GROUP, LLCCRD 310581 · PONTE VEDRA BEACH, FL$286,642,185.00Regulatory AUM · August 2026
- SL ADVISORS, LLCCRD 151495$393,263,547.00Regulatory AUM · August 2026
- SLAGLE FINANCIAL, LLC.CRD 149976 · EDWARDSVILLE, IL$411,651,067.00Regulatory AUM · August 2026
- SLAYTON LEWIS INCCRD 114596 · SALT LAKE CITY, UT$334,444,797.00Regulatory AUM · August 2026
- SLEDGE AND COMPANY WEALTH ADVISORS, LLCCRD 336314 · HIGH POINT, NC$183,444,585.00Regulatory AUM · August 2026
- SLOCUM GORDON & CO LLPCRD 104929 · NEWPORT, RI$219,150,565.00Regulatory AUM · August 2026
- SLOTNIK CAPITAL, LLCCRD 324251 · DALLAS, TX$415,838,295.00Regulatory AUM · August 2026
- SLOW CAPITAL, INC.CRD 286688 · GREENBRAE, CA$953,269,475.00Regulatory AUM · August 2026
- SLOY DAHL & HOLST HOLDINGS, INCCRD 310107 · VANCOUVER, WA$186,620,841.00Regulatory AUM · August 2026
- SLT HOLDINGS LLCCRD 328450 · SCOTTSDALE, AZ$230,289,447.00Regulatory AUM · August 2026
- SLW INVESTMENT MANAGEMENT, LLCCRD 332006 · DALLAS, TX$464,203,737.00Regulatory AUM · August 2026
- SLWA, LLCCRD 309506 · SAN LUIS OBISPO, CA$760,027,436.00Regulatory AUM · August 2026
- SMA CAPITAL LLCCRD 335168 · NEW YORK, NY$553,453,008.00Regulatory AUM · August 2026
- SMALL ENTERPRISE ASSISTANCE FUNDSCRD 161539 · WASHINGTON, DC$187,071,506.00Regulatory AUM · August 2026
- SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLCCRD 288663 · RED BANK, NJ$338,980,176.00Regulatory AUM · August 2026
- SMART MONEY GROUP, LLCCRD 284187 · EASTLAND, TX$424,299,735.00Regulatory AUM · August 2026
- SMART PORTFOLIOS, LLCCRD 131342 · LAKE FOREST PARK, WA$210,282,076.00Regulatory AUM · August 2026
- SMART WEALTH, LLCCRD 315496 · OMAHA, NE$686,409,925.00Regulatory AUM · August 2026
- SMARTHARVEST PORTFOLIOS LLCCRD 334260$348,143,481.00Regulatory AUM · August 2026
- SMB FINANCIAL SERVICES, INC.CRD 154216 · PORTLAND, OR$177,799,486.00Regulatory AUM · August 2026
- SMEDLEY FINANCIAL SERVICES INCCRD 110870 · SALT LAKE CITY, UT$396,666,341.00Regulatory AUM · August 2026