Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 80
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- SERVANT FINANCIAL, LTD.CRD 135183$143,552,690.00Regulatory AUM · August 2026
- SERVATUS CAPITAL, LLCCRD 311428 · NAPLES, FL$110,135,315.00Regulatory AUM · August 2026
- SERVO WEALTH MANAGEMENT LLCCRD 159367 · OKLAHOMA CITY, OK$173,757,091.00Regulatory AUM · August 2026
- SESTANTE WEALTH MANAGEMENT, LLCCRD 335152 · CORONADO, CA$433,884,051.00Regulatory AUM · August 2026
- SETARCOS WEALTH ADVISORS LLCCRD 157930 · PHILADELPHIA, PA$111,675,224.00Regulatory AUM · August 2026
- SETCHFIELD ASSOCIATES LLCCRD 113289 · BRADENTON, FL$192,800,000.00Regulatory AUM · August 2026
- SETPOINT MANAGEMENT LLCCRD 328702 · NEW YORK, NY$835,075,131.00Regulatory AUM · August 2026
- SETTIAN CAPITAL LPCRD 297691 · SAINT AUGUSTINE, FL$156,515,602.00Regulatory AUM · August 2026
- SEVEN HILLS CAPITAL ADVISORS, LLCCRD 175280 · CINCINNATI, OH$129,999,761.00Regulatory AUM · August 2026
- SEVEN HILLS FINANCIAL, LLCCRD 143190 · TALLAHASSEE, FL$280,921,678.00Regulatory AUM · August 2026
- SEVEN MILE ADVISORY LLCCRD 324114 · TALLAHASSEE, FL$416,839,207.00Regulatory AUM · August 2026
- SEVEN SIX CAPITAL MANAGEMENT, LLCCRD 299257 · NEW YORK, NY$185,593,933.00Regulatory AUM · August 2026
- SEVENBRIDGE FINANCIAL GROUP, LLCCRD 281037 · HARRISBURG, PA$731,061,433.00Regulatory AUM · August 2026
- SEVENONESEVEN CAPITAL MANAGEMENT, LTDCRD 305092 · LANCASTER, PA$922,674,221.00Regulatory AUM · August 2026
- SEVENTWO LLCCRD 328900 · DENVER, CO$230,391,190.00Regulatory AUM · August 2026
- SEVERIN INVESTMENTS LLCCRD 166567 · ST. LOUIS, MO$141,853,000.00Regulatory AUM · August 2026
- SEYMOUR ASSET MANAGEMENT LLCCRD 291768 · NEW YORK, NY$877,534,532.00Regulatory AUM · August 2026
- SF ADVISERS, LLCCRD 316518 · BOSTON, MA$172,516,345.00Regulatory AUM · August 2026
- SF EQUITY PARTNERS MANAGEMENT, LLCCRD 162396 · SAN FRANCISCO, CA$555,962,008.00Regulatory AUM · August 2026
- SFAM, LLCCRD 145026 · ELMHURST, IL$896,524,840.00Regulatory AUM · August 2026
- SFC FINANCIAL LLCCRD 129817 · SUNSET HILLS, MO$208,271,173.00Regulatory AUM · August 2026
- SFE INVESTMENT COUNSEL INC.CRD 145530 · LOS ANGELES, CA$748,352,379.00Regulatory AUM · August 2026
- SFG WEALTH ADVISORS, LLCCRD 307368 · TAMPA, FL$187,673,116.00Regulatory AUM · August 2026
- SFG WEALTH MANAGEMENT, LLCCRD 285785 · TOWSON, MD$760,214,689.00Regulatory AUM · August 2026
- SFGA LLCCRD 168645 · HONOLULU, HI$110,064,758.00Regulatory AUM · August 2026
- SFI ADVISORS, LLCCRD 287929 · MONTCLAIR, NJ$176,000,000.00Regulatory AUM · August 2026
- SFM, LLCCRD 116564 · MANCHESTER, NH$403,185,072.00Regulatory AUM · August 2026
- SFW CAPITAL PARTNERS, L.P.CRD 160561 · RYE, NY$476,848,727.00Regulatory AUM · August 2026
- SG TRADING SOLUTIONS, LLCCRD 322928 · BOUNTIFUL, UT$911,716,174.00Regulatory AUM · August 2026
- SGH WEALTH MANAGEMENTCRD 284067 · LATHRUP VILLAGE, MI$561,760,000.00Regulatory AUM · August 2026
- SGL FINANCIAL, LLCCRD 158023 · BUFFALO GROVE, IL$416,008,260.00Regulatory AUM · August 2026
- SGL INVESTMENT ADVISORS, INC.CRD 145167 · MISSOULA, MT$391,569,109.00Regulatory AUM · August 2026
- SHADOWFALL CAPITAL & RESEARCH LLPCRD 300174$187,951,485.00Regulatory AUM · August 2026
- SHADOWRIDGE ASSET MANAGEMENT, LLCCRD 162066 · AUSTIN, TX$126,695,977.00Regulatory AUM · August 2026
- SHAFFER CAPITAL ADVISERS, LLCCRD 150106 · WESTERVILLE, OH$211,059,174.00Regulatory AUM · August 2026
- SHAH CAPITAL MANAGEMENT, INCCRD 133941 · RALEIGH, NC$768,017,626.00Regulatory AUM · August 2026
- SHAH WEALTH ADVISORS, LLCCRD 340644 · CHINO HILLS, CA$606,152,179.00Regulatory AUM · August 2026
- SHAKER FINANCIAL SERVICES, LLCCRD 121534 · ANNAPOLIS, MD$286,320,400.00Regulatory AUM · August 2026
- SHAKER INVESTMENTS, L.L.C.CRD 119135 · BEACHWOOD, OH$258,762,352.00Regulatory AUM · August 2026
- SHAKESPEARE WEALTH MANAGEMENT, LLCCRD 111950 · PEWAUKEE, WI$641,889,541.00Regulatory AUM · August 2026
- SHANKERVALLEAU WEALTH ADVISORS, INC.CRD 117527 · SKOKIE, IL$645,254,680.00Regulatory AUM · August 2026
- SHANNON RIVER FUND MANAGEMENT, LLCCRD 161538 · NEW YORK, NY$904,709,315.00Regulatory AUM · August 2026
- SHANNON T. PITNER AND COMPANYCRD 311853 · INDIALANTIC, FL$107,918,714.00Regulatory AUM · August 2026
- SHAPIRO FINANCIAL SECURITY GROUP, INC.CRD 120801 · HAZLET, NJ$152,616,699.00Regulatory AUM · August 2026
- SHARED VISION WEALTH GROUP, LLCCRD 325000$335,855,199.00Regulatory AUM · August 2026
- SHARP WEALTH ADVISORY, LLCCRD 289325 · HORSHAM, PA$502,122,573.00Regulatory AUM · August 2026
- SHARPEPOINT, LLCCRD 290719 · PHOENIX, AZ$222,806,601.00Regulatory AUM · August 2026
- SHARPER & GRANITE LLCCRD 136719 · EL SEGUNDO, CA$366,363,877.00Regulatory AUM · August 2026
- SHARPVUE CAPITAL, LLCCRD 304746 · RALEIGH, NC$465,240,739.00Regulatory AUM · August 2026
- SHAWSPRING PARTNERS, LLCCRD 172766 · BOSTON, MA$438,723,788.00Regulatory AUM · August 2026
- SHAYNE & JACOBS, LLCCRD 109423 · NASHVILLE, TN$429,492,868.00Regulatory AUM · August 2026
- SHE DDF1 MANAGER LLCCRD 305314 · COCONUT GROVE, FL$343,828,365.00Regulatory AUM · August 2026
- SHEA, BRIAN MICHAELCRD 125606$118,601,474.00Regulatory AUM · August 2026
- SHEARWATER CAPITAL, LLCCRD 115399 · DENVER, CO$427,265,198.00Regulatory AUM · August 2026
- SHEELEY & PARTNERS WEALTH MANAGEMENT, LLCCRD 109013 · PROVIDENCE, RI$131,301,497.00Regulatory AUM · August 2026
- SHEFFIELD ASSET MANAGEMENT, L.L.C.CRD 137065 · CHICAGO, IL$151,720,693.00Regulatory AUM · August 2026
- SHELLMAN INVESTMENT MANAGEMENT, LLCCRD 316579 · CORAL GABLES, FL$209,606,890.00Regulatory AUM · August 2026
- SHELTER ROCK MANAGEMENT, LLCCRD 142739 · JERICHO, NY$231,979,085.00Regulatory AUM · August 2026
- SHELTER WEALTH STRATEGIES, LLCCRD 170655 · HOUSTON, TX$144,141,193.00Regulatory AUM · August 2026
- SHELTON WEALTH MANAGEMENT, LLCCRD 312686 · FORT WORTH, TX$364,466,175.00Regulatory AUM · August 2026
- SHEPHERD STREET ADVISORS LLCCRD 306021 · LARKSPUR, CA$126,244,796.00Regulatory AUM · August 2026
- SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANYCRD 312695 · CINCINNATI, OH$162,081,052.00Regulatory AUM · August 2026
- SHERBORNE INVESTORS MANAGEMENT LPCRD 160178 · NEW YORK, NY$522,105,109.00Regulatory AUM · August 2026
- SHERCLAR, INCCRD 166812 · CHARLOTTE, NC$182,360,237.00Regulatory AUM · August 2026
- SHERIDAN CAPITAL MANAGEMENT, LLCCRD 156705$217,223,688.00Regulatory AUM · August 2026
- SHERIDAN PRODUCTION PARTNERS MANAGER III, LLCCRD 310572 · HOUSTON, TX$650,000,000.00Regulatory AUM · August 2026
- SHERMAN ASSET MANAGEMENT, INC.CRD 170861 · VENTURA, CA$140,759,518.00Regulatory AUM · August 2026
- SHERMAN WEALTH MANAGEMENT LLCCRD 281093 · GAITHERSBURG, MD$160,330,686.00Regulatory AUM · August 2026
- SHERPA CAPITAL MANAGEMENT, LLCCRD 336739$107,481,071.00Regulatory AUM · August 2026
- SHERRILL & HUTCHINS FINANCIAL ADVISORY INCCRD 105302 · ATLANTA, GA$623,701,821.00Regulatory AUM · August 2026
- SHERWOOD FINANCIAL PARTNERS, LLCCRD 301329 · WESTLAKE VILLAGE, CA$293,848,203.00Regulatory AUM · August 2026
- SHIKHARA INVESTMENT MANAGEMENT LPCRD 329963 · NEW YORK, NY$226,929,323.00Regulatory AUM · August 2026
- SHIKIAR ASSET MANAGEMENT INCCRD 107533 · NEW YORK, NY$564,000,000.00Regulatory AUM · August 2026
- SHIMA CAPITAL MANAGEMENT LLCCRD 320929 · IRVINE, CA$164,638,011.00Regulatory AUM · August 2026
- SHINING ROCK ADVISORS LLCCRD 311295 · ASHEVILLE, NC$153,800,989.00Regulatory AUM · August 2026
- SHIRA RIDGE WEALTH MANAGEMENTCRD 117627 · SAN RAFAEL, CA$366,404,410.00Regulatory AUM · August 2026
- SHOKER INVESTMENT COUNSEL INC.CRD 107857$510,758,273.00Regulatory AUM · August 2026
- SHORE POINT ADVISORS, LLCCRD 296848 · BRIELLE, NJ$327,720,533.00Regulatory AUM · August 2026
- SHOREBRIDGE CAPITAL MANAGEMENT, LLCCRD 290660 · SUMMIT, NJ$735,085,322.00Regulatory AUM · August 2026
- SHOREHAVEN WEALTH PARTNERS, LLCCRD 308026 · RED BANK, NJ$541,514,920.00Regulatory AUM · August 2026
- SHOREHILL CAPITAL LLCCRD 286004 · CHICAGO, IL$576,197,431.00Regulatory AUM · August 2026
- SHORELINE EQUITY PARTNERS, LLCCRD 301128 · NEPTUNE BEACH, FL$815,165,048.00Regulatory AUM · August 2026
- SHORENSTEIN INVESTMENT ADVISERS LLCCRD 328584 · SAN FRANCISCO, CA$787,525,356.00Regulatory AUM · August 2026
- SHOREVEST PARTNERS, LTD.CRD 284681$243,995,831.00Regulatory AUM · August 2026
- SHOTEN CAPITAL LPCRD 339620 · AUSTIN, TX$622,440,516.00Regulatory AUM · August 2026
- SHOTWELL RUTTER BAER INCCRD 122789 · LANSING, MI$183,887,687.00Regulatory AUM · August 2026
- SHREWSBURY RIVER CAPITAL LPCRD 289785 · RED BANK, NJ$757,521,226.00Regulatory AUM · August 2026
- SHRIER WEALTH MANAGEMENT, LLCCRD 332673 · LOS ANGELES, CA$390,598,453.00Regulatory AUM · August 2026
- SHULMAN DEMEO ASSET MANAGEMENT, LLCCRD 142897 · LAKE SUCCESS, NY$815,352,776.00Regulatory AUM · August 2026
- SHUM FINANCIAL GROUP, INC.CRD 285426 · ALAMEDA, CA$321,953,763.00Regulatory AUM · August 2026
- SHUTTLEWORTH & COMPANYCRD 121382 · POWELL, OH$173,016,187.00Regulatory AUM · August 2026
- SICART ASSOCIATES, LLCCRD 285275 · NEW YORK, NY$455,384,758.00Regulatory AUM · August 2026
- SIDDHI CAPITAL, LLCCRD 314493 · MERIDIAN, ID$303,667,471.00Regulatory AUM · August 2026
- SIDOXIA CAPITAL MANAGEMENT, LLCCRD 145969 · NEWPORT BEACH, CA$149,045,501.00Regulatory AUM · August 2026
- SIEBEN WEALTH PLANNING LLCCRD 315368$161,196,874.00Regulatory AUM · August 2026
- SIEBERT ADVISORNXT, LLC.CRD 288572 · NEW YORK, NY$391,509,579.00Regulatory AUM · August 2026
- SIENA CAPITAL PARTNERS GP, LLCCRD 162073 · EVANSTON, IL$379,317,628.00Regulatory AUM · August 2026
- SIERRA CREST INVESTMENT MANAGEMENT LLCCRD 300069 · NEW YORK, NY$781,145,561.00Regulatory AUM · August 2026
- SIERRA FINANCIAL ADVISORY INCORPORATEDCRD 130934$144,930,000.00Regulatory AUM · August 2026
- SIERRA INVESTMENT MANAGEMENT, LLCCRD 106615 · SANTA MONICA, CA$360,899,484.00Regulatory AUM · August 2026