Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 82
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- SMH CAPITAL ADVISORS LLCCRD 108344 · FORT WORTH, TX$503,081,102.00Regulatory AUM · August 2026
- SMI ADVISORY SERVICES, LLCCRD 137872 · COLUMBUS, IN$949,000,000.00Regulatory AUM · August 2026
- SMITH & CO ADVISORY LLCCRD 333042 · SPRING HILL, TN$118,459,793.00Regulatory AUM · August 2026
- SMITH & HOWARD WEALTH MANAGEMENT, LLCCRD 109540 · ATLANTA, GA$726,887,895.00Regulatory AUM · August 2026
- SMITH ASSET MANAGEMENT CO., LLCCRD 127684 · CHIEFLAND, FL$281,212,631.00Regulatory AUM · August 2026
- SMITH ASSET MANAGEMENT GROUP LPCRD 106301 · DALLAS, TX$182,157,722.00Regulatory AUM · July 2026
- SMITH BRUER ADVISORS, LLCCRD 284508 · TALLAHASSEE, FL$238,483,049.00Regulatory AUM · August 2026
- SMITH FINANCIAL INVESTMENT ADVISORS, INC.CRD 154022 · KOKOMO, IN$456,904,847.00Regulatory AUM · August 2026
- SMITH PARTNERS WEALTH MANAGEMENT, LLCCRD 112231 · GREENSBORO, NC$196,113,579.00Regulatory AUM · August 2026
- SMITH THORNTON ADVISORS, LLCCRD 312537 · HUNTSVILLE, AL$852,253,140.00Regulatory AUM · August 2026
- SMITH W B & CO INCCRD 105917$323,553,465.00Regulatory AUM · August 2026
- SMITH, BRIAN DAVIDCRD 121757 · GREENVILLE, SC$132,964,803.00Regulatory AUM · August 2026
- SMITH, BROWN & GROOVER, INC.CRD 1329 · MACON, GA$284,162,648.00Regulatory AUM · August 2026
- SMITHBRIDGE ASSET MANAGEMENT, INC.CRD 106261 · CHADDS FORD, PA$830,668,238.00Regulatory AUM · August 2026
- SMP ASSET MANAGEMENT, LLCCRD 162653$255,398,619.00Regulatory AUM · August 2026
- SNIDER RETIREMENT STRATEGIES, INC.CRD 117392 · BELLEVUE, WA$549,695,384.00Regulatory AUM · August 2026
- SNOW PHIPPS GROUP, LLCCRD 158024 · NEW YORK, NY$777,050,095.00Regulatory AUM · August 2026
- SNOWCAP CAPITAL MANAGEMENT, LLCCRD 146883 · DALLAS, TX$238,889,532.00Regulatory AUM · August 2026
- SOAPSTONE MANAGEMENT L.P.CRD 162936 · BETHESDA, MD$610,062,541.00Regulatory AUM · August 2026
- SOARING INVESTMENT MANAGEMENT, LLCCRD 305273 · PORTLAND, OR$112,516,204.00Regulatory AUM · August 2026
- SOCHA FINANCIAL GROUP, LLCCRD 299263 · CORNING, NY$429,960,596.00Regulatory AUM · August 2026
- $100,579,397.00Regulatory AUM · August 2026
- SOCIAL LEVERAGE ADVISORS, LLCCRD 292690 · SCOTTSDALE, AZ$443,681,676.00Regulatory AUM · August 2026
- SOCORRO ASSET MANAGEMENT, L.P.CRD 304401 · DALLAS, TX$497,869,186.00Regulatory AUM · August 2026
- SOCOTRA MANAGEMENT, INC.CRD 328954 · SACRAMENTO, CA$388,502,152.00Regulatory AUM · August 2026
- SOFTVEST ADVISORS, LLCCRD 300084 · ABILENE, TX$788,226,856.00Regulatory AUM · August 2026
- SOLA IMPACT GROUP, LLCCRD 313748 · LOS ANGELES, CA$232,123,725.00Regulatory AUM · August 2026
- SOLACE CAPITAL PARTNERS, L.P.CRD 175319 · EL SEGUNDO, CA$508,113,801.00Regulatory AUM · August 2026
- SOLANO WEALTH INVESTMENT ADVISORS, LLCCRD 322037 · FAIRFIELD, CA$331,919,831.00Regulatory AUM · August 2026
- SOLAS BIOVENTURES MANAGEMENT, LLCCRD 322344 · CHATTANOOGA, TN$164,966,818.00Regulatory AUM · August 2026
- SOLAS CAPITAL MANAGEMENT, LLCCRD 159962 · DARIEN, CT$628,972,756.00Regulatory AUM · August 2026
- SOLID POINT WEALTH ADVISORS, LLCCRD 323093$119,670,103.00Regulatory AUM · August 2026
- SOLIDARITY CAPITAL MANAGEMENT, LLCCRD 322596 · LEHI, UT$127,583,753.00Regulatory AUM · August 2026
- SOLIDARITY WEALTH, LLCCRD 315843 · LEHI, UT$704,156,344.00Regulatory AUM · August 2026
- SOLIST WEALTH, LLCCRD 329317 · TAMPA, FL$130,131,318.00Regulatory AUM · August 2026
- SOLITUDE FINANCIAL SERVICES, INC.CRD 150348 · CHARLOTTESVILLE, VA$363,512,536.00Regulatory AUM · August 2026
- SOLOMON API LLCCRD 159471 · ROCKLEDGE, FL$388,964,614.00Regulatory AUM · August 2026
- SOLPACIFIC, LLCCRD 315184 · DULUTH, MN$153,953,032.00Regulatory AUM · August 2026
- SOLSTEIN CAPITAL, LLCCRD 157888 · MENLO PARK, CA$801,824,634.00Regulatory AUM · August 2026
- SOLUTIONS 4 WEALTH, LTDCRD 143248 · SOUTHLAKE, TX$189,447,995.00Regulatory AUM · August 2026
- SOLYCO CAPITAL LLCCRD 338113 · ROCHESTER, MI$219,899,293.00Regulatory AUM · August 2026
- SOLYCO WEALTH LLCCRD 314981 · BIRMINGHAM, MI$116,168,145.00Regulatory AUM · August 2026
- SOMERSET GROUP LLCCRD 160282 · WAYZATA, MN$145,625,818.00Regulatory AUM · August 2026
- SOMNIO FINANCIAL GROUP, LLCCRD 174217 · GLASTONBURY, CT$168,290,000.00Regulatory AUM · August 2026
- SONAS FINANCIAL GROUP, INC.CRD 122547 · KANSAS CITY, MO$149,757,149.00Regulatory AUM · August 2026
- SONATA CAPITAL GROUP INCCRD 111277 · SEATTLE, WA$360,685,424.00Regulatory AUM · August 2026
- SONIC GP LLCCRD 322801 · HONOLULU, HI$109,870,742.00Regulatory AUM · August 2026
- SONNET, LLCCRD 282882 · SPRING, TX$148,431,321.00Regulatory AUM · August 2026
- SONOMA ALLOCATIONS LLCCRD 335435 · SANTA ROSA, CA$350,000,000.00Regulatory AUM · August 2026
- SONOMA BRANDS PARTNERS II, LLCCRD 296285 · SONOMA, CA$382,011,112.00Regulatory AUM · August 2026
- SONOMA PRIVATE WEALTH LLCCRD 308547 · NOVATO, CA$158,459,375.00Regulatory AUM · August 2026
- SONOMA WEST LLCCRD 138687$255,942,537.00Regulatory AUM · August 2026
- SOPHIS INVESTMENTS LLCCRD 170391 · NEW YORK, NY$129,871,423.00Regulatory AUM · August 2026
- SOPHRON CAPITAL MANAGEMENT LPCRD 331387 · SUMMIT, NJ$527,280,000.00Regulatory AUM · August 2026
- SORENSON IMPACT ADVISORY, LLCCRD 324124 · SALT LAKE CITY, UT$255,130,779.00Regulatory AUM · August 2026
- SORTIS FUND MANAGER, LLCCRD 315584 · PORTLAND, OR$202,036,274.00Regulatory AUM · August 2026
- SOULENCE WEALTH MANAGEMENT II LLCCRD 340580 · PLEASANT GROVE, UT$107,518,073.00Regulatory AUM · August 2026
- SOUND CAPITAL SOLUTIONS LLCCRD 311034$305,731,458.00Regulatory AUM · August 2026
- SOUND FINANCIAL MANAGEMENT, INC.CRD 122670 · RALEIGH, NC$134,079,243.00Regulatory AUM · August 2026
- SOUND FINANCIAL STRATEGIES GROUP, LLCCRD 286261 · MADISON, MS$217,657,061.00Regulatory AUM · August 2026
- SOUND FINANCIAL, LLCCRD 292271$210,821,790.00Regulatory AUM · August 2026
- SOUND INVESTMENT MANAGEMENT INCCRD 107438 · TUALATIN, OR$255,500,000.00Regulatory AUM · August 2026
- SOUND LEGACY WEALTH ADVISORS, LLCCRD 306332$102,000,000.00Regulatory AUM · August 2026
- SOUND MARK PARTNERS, LLCCRD 169037 · GREENWICH, CT$271,980,247.00Regulatory AUM · August 2026
- SOUND POINT MERIDIAN MANAGEMENT COMPANY LLCCRD 329887 · NEW YORK, NY$478,497,592.00Regulatory AUM · August 2026
- SOUND PORTFOLIO ADVISORS, LLCCRD 125511 · MYSTIC, CT$151,057,862.00Regulatory AUM · August 2026
- SOUND STEWARDSHIP, LLCCRD 129755 · OVERLAND PARK, KS$284,618,866.00Regulatory AUM · August 2026
- SOUNDCORE CAPITAL PARTNERS, LLCCRD 288749 · NEW YORK, NY$237,208,456.00Regulatory AUM · August 2026
- SOUNDCORE CAPITAL PARTNERS, LPCRD 331288 · NEW YORK, NY$400,423,206.00Regulatory AUM · August 2026
- SOUNDPATH RETIREMENT STRATEGIES, LLCCRD 315590 · BELLEVUE, WA$134,458,441.00Regulatory AUM · August 2026
- SOUNDVIEW ADVISORS, INC.CRD 114437 · OLYMPIA, WA$387,237,483.00Regulatory AUM · August 2026
- SOURCE CAPITAL, LLCCRD 325758 · ATLANTA, GA$475,414,458.00Regulatory AUM · August 2026
- SOUTH BAY FINANCIAL PARTNERS GROUP, INC.CRD 175015 · TORRANCE, CA$114,824,594.00Regulatory AUM · August 2026
- SOUTH COVE FINANCIAL, LLCCRD 284554$145,000,000.00Regulatory AUM · August 2026
- SOUTH GEORGIA CAPITAL, LLCCRD 146765 · NAPERVILLE, IL$133,990,107.00Regulatory AUM · August 2026
- SOUTH LAKEVIEW, LLCCRD 157240$355,000,000.00Regulatory AUM · August 2026
- SOUTH SHORE CAPITAL ADVISORS, LLCCRD 142915 · BOSTON, MA$272,789,211.00Regulatory AUM · August 2026
- SOUTH SHORE INVESTMENT SERVICES LLCCRD 311450 · NORWELL, MA$117,927,211.00Regulatory AUM · August 2026
- SOUTH STREET ADVISORS, LLCCRD 112326 · NEW YORK, NY$906,054,959.00Regulatory AUM · August 2026
- SOUTH TEXAS CAPITAL ADVISORS, LLCCRD 283773 · NEW BRAUNFELS, TX$167,230,485.00Regulatory AUM · August 2026
- SOUTHBRIDGE ADVISORS, LLCCRD 306075 · MARIETA, GA$353,100,569.00Regulatory AUM · August 2026
- SOUTHCOL ADVISORS, LLCCRD 308154 · NAPLES, FL$208,665,788.00Regulatory AUM · August 2026
- $702,660,564.00Regulatory AUM · August 2026
- SOUTHERN CAPITAL ADVISORS, LLCCRD 292275 · JACKSON, TN$636,914,932.00Regulatory AUM · August 2026
- SOUTHERN CAPITAL SERVICES, INC.CRD 105582 · DAPHNE, AL$192,480,551.00Regulatory AUM · August 2026
- SOUTHERN EQUITY ADVISORS LLCCRD 330821 · ST. THOMAS, VI$788,115,434.00Regulatory AUM · August 2026
- SOUTHERNSUN ASSET MANAGEMENT LLCCRD 154572 · MEMPHIS, TN$749,369,235.00Regulatory AUM · August 2026
- SOUTHLAND EQUITY PARTNERS, LLC.CRD 154481$891,474,518.00Regulatory AUM · August 2026
- SOUTHOCEAN CAPITAL PARTNERS, LLCCRD 171580 · FT. LAUDERDALE, FL$575,262,443.00Regulatory AUM · August 2026
- SOUTHPAW ASSET MANAGEMENT LPCRD 135693$125,138,631.00Regulatory AUM · August 2026
- SOUTHPORT STATION FINANCIAL MANAGEMENT, LLCCRD 146270 · SOUTHPORT, CT$192,062,491.00Regulatory AUM · August 2026
- SOUTHWEST INVESTMENT ADVISORS, INC.CRD 312685 · TUCSON, AZ$386,919,218.00Regulatory AUM · August 2026
- SOUTHWEST MONEY MANAGEMENT INCCRD 109668$287,891,675.00Regulatory AUM · August 2026
- SOUTHWIND ASSOCIATES OF NJ INC.CRD 110371$299,124,982.00Regulatory AUM · August 2026
- SOVEREIGN WEALTH ADVISORS LLCCRD 188524 · HOUSTON, TX$625,113,905.00Regulatory AUM · August 2026
- SOVIERO ASSET MANAGEMENT, LPCRD 298418 · NEW YORK, NY$267,673,684.00Regulatory AUM · August 2026
- SOWA FINANCIAL GROUP INCCRD 107646 · LINCOLN, RI$517,016,775.00Regulatory AUM · August 2026
- SPAHN WEALTH & RETIREMENT LLCCRD 285932 · SCOTTSDALE, AZ$181,438,726.00Regulatory AUM · August 2026
- SPANOS BARBER JESSE & CO., LLCCRD 293841 · WALNUT CREEK, CA$749,448,448.00Regulatory AUM · August 2026
- SPARK FINANCIAL ADVISORS, LLCCRD 296914 · RICHMOND, VA$147,096,626.00Regulatory AUM · August 2026