Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 64
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- OCTAVIA INVESTMENTS LLCCRD 167721$327,047,230.00Regulatory AUM · August 2026
- OCTO CAPITAL, LLCCRD 174351 · BINGHAM FARMS, MI$164,951,253.00Regulatory AUM · August 2026
- OCTOBER EFFECT LTD.CRD 281369 · VIRGINIA BEACH, VA$145,595,475.00Regulatory AUM · August 2026
- OCTOBER WEALTH ADVISORS, INCCRD 153993 · FORT SMITH, AR$141,641,267.00Regulatory AUM · August 2026
- OCTOGONE NA, LLCCRD 322478 · MIAMI, FL$469,675,904.00Regulatory AUM · August 2026
- ODA AND COMPANY, INC.CRD 119952 · MEDINA, OH$125,561,519.00Regulatory AUM · August 2026
- ODEON CAPITAL ADVISORS LLCCRD 307619 · NEW YORK, NY$967,487,949.00Regulatory AUM · August 2026
- ODER INVESTMENT MANAGEMENT, LLCCRD 134506 · WOODLAND HILLS, CA$366,692,790.00Regulatory AUM · August 2026
- $174,573,976.00Regulatory AUM · August 2026
- ODYSSEAN, LLCCRD 338473$373,310,763.00Regulatory AUM · August 2026
- ODYSSEY CAPITAL ADVISORS INC.CRD 299034 · BALA CYNWYD, PA$189,163,900.00Regulatory AUM · August 2026
- ODYSSEY GROUP LLCCRD 336636 · LANCASTER, PA$420,889,484.00Regulatory AUM · August 2026
- OFC FINANCIAL PLANNING, LLCCRD 133846$182,825,805.00Regulatory AUM · August 2026
- OFF ROAD CAPITAL MANAGEMENT LLCCRD 285344 · NEW YORK, NY$435,755,223.00Regulatory AUM · August 2026
- OFF THE CHAIN CAPITAL, LLCCRD 309867$320,992,423.00Regulatory AUM · August 2026
- OFG FINANCIAL SERVICES, INC.CRD 23940 · TOPEKA, KS$271,000,000.00Regulatory AUM · August 2026
- OFS CLO MANAGEMENT, LLCCRD 288373 · CHICAGO, IL$743,903,277.00Regulatory AUM · August 2026
- OFS ENTERPRISE LLCCRD 339739 · KEARNEY, NE$556,268,824.00Regulatory AUM · August 2026
- OGBORNE CAPITAL MANAGEMENT, LLC.CRD 165833 · SAN FRANCISCO, CA$410,008,801.00Regulatory AUM · August 2026
- OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLCCRD 323024 · HOUSTON, TX$831,381,391.00Regulatory AUM · August 2026
- OGOREK WEALTH MANAGEMENT, LLCCRD 105707 · WILLIAMSVILLE, NY$558,900,541.00Regulatory AUM · August 2026
- OHA PRIVATE CREDIT ADVISORS II, L.P.CRD 322289 · NEW YORK, NY$805,246,000.00Regulatory AUM · August 2026
- OHIGGINS ASSET MANAGEMENT INCCRD 107194$194,826,970.00Regulatory AUM · August 2026
- OLD BARN CAPITAL LLCCRD 338745$136,558,770.00Regulatory AUM · August 2026
- $224,385,957.00Regulatory AUM · August 2026
- OLD BRIDGE WEALTH, INCCRD 332180 · SYOSSET, NY$143,650,051.00Regulatory AUM · August 2026
- OLD FARM PARTNERS LPCRD 283573 · NEW YORK, NY$744,154,978.00Regulatory AUM · August 2026
- OLD GLORY ASSET MANAGEMENT LLCCRD 126013 · MALVERN, PA$655,945,505.00Regulatory AUM · August 2026
- OLD HICKORY PARTNERS MANAGEMENT, LPCRD 316961 · AUSTIN, TX$366,339,504.00Regulatory AUM · August 2026
- OLD MISSION INVESTMENT COMPANY, LLCCRD 140381 · TRAVERSE CITY, MI$929,034,287.00Regulatory AUM · August 2026
- OLD NORTH STATE WEALTH MANAGEMENT, LLCCRD 148659 · WILMINGTON, NC$452,559,489.00Regulatory AUM · August 2026
- OLD OAK FINANCIAL PLANNING, INC.CRD 122500 · BRIGHTON, MI$160,293,816.00Regulatory AUM · August 2026
- OLD PEAK FINANCE LLCCRD 154804 · CHAPEL HILL, NC$714,051,916.00Regulatory AUM · August 2026
- OLD PORT ADVISORS, INCCRD 108228 · PORTLAND, ME$782,788,909.00Regulatory AUM · August 2026
- OLD ROCK ASSET MANAGEMENT LLCCRD 145748$191,577,912.00Regulatory AUM · August 2026
- OLD SLIP REGISTERED INVESTMENT ADVISORS, LLCCRD 297976 · NEW YORK, NY$305,000,000.00Regulatory AUM · August 2026
- OLD VINE CAPITAL, LLCCRD 305172$167,047,136.00Regulatory AUM · August 2026
- OLD WEST INVESTMENT MANAGEMENT, LLCCRD 148343 · LOS ANGELES, CA$915,678,156.00Regulatory AUM · August 2026
- OLDE WEALTH MANAGEMENT, LLCCRD 308991$376,861,627.00Regulatory AUM · August 2026
- OLDFIELD WEALTH PARTNERS LLCCRD 332765 · BANGOR, ME$109,966,376.00Regulatory AUM · August 2026
- OLIO FINANCIAL PLANNING, LLCCRD 282355 · MCLEAN, VA$600,505,998.00Regulatory AUM · August 2026
- OLISTICO WEALTH, LLCCRD 315028 · TULSA, OK$371,509,330.00Regulatory AUM · August 2026
- OLIVE BRANCH CAPITAL, LLCCRD 302094$140,247,773.00Regulatory AUM · August 2026
- OLIVE STREET CAPITAL PARTNERS LLCCRD 300115 · LOS ANGELES, CA$165,329,411.00Regulatory AUM · August 2026
- OLIVEIRA WEALTH, LLCCRD 315326 · MODESTO, CA$332,398,890.00Regulatory AUM · August 2026
- OLIVER CAPITAL MANAGEMENT, LLCCRD 127606 · SEATTLE, WA$505,526,239.00Regulatory AUM · August 2026
- OLIVER LUXXE ASSETS LLCCRD 169588 · GLADSTONE, NJ$981,937,547.00Regulatory AUM · August 2026
- OLSTEIN CAPITAL MANAGEMENT, L.P.CRD 38474 · PURCHASE, NY$564,084,196.00Regulatory AUM · July 2026
- OLYMPIAD RESEARCH LPCRD 304420 · STAMFORD, CT$639,637,147.00Regulatory AUM · August 2026
- OLYMPUS CAPITAL HOLDINGS ASIA LLCCRD 157522 · MOUNT KISCO, NY$852,142,120.00Regulatory AUM · August 2026
- OLYMPUS PEAK ASSET MANAGEMENT LPCRD 299460$702,035,622.00Regulatory AUM · August 2026
- OLYMPUS PEAKS FINANCIAL, LLCCRD 283040 · SANDY, UT$141,443,347.00Regulatory AUM · August 2026
- OM ADVISERS LPCRD 309024 · SUMMIT, NJ$189,487,829.00Regulatory AUM · August 2026
- OMC FINANCIAL SERVICES LTDCRD 110528 · DEWITT, NY$328,480,614.00Regulatory AUM · August 2026
- OMEGA CAPITAL MANAGEMENT,LLCCRD 129167 · FLANDERS, NJ$139,739,351.00Regulatory AUM · August 2026
- OMEGA FINANCIAL GROUP, LLCCRD 164147 · SANTA BARBARA, CA$552,413,654.00Regulatory AUM · August 2026
- OMEGA WEALTH MANAGEMENT LLCCRD 132580 · ARLINGTON, VA$309,669,547.00Regulatory AUM · August 2026
- OMICRON ADVISORS, LLCCRD 165250 · LANCASTER, PA$151,150,448.00Regulatory AUM · August 2026
- OMNI 360 WEALTH, INC.CRD 124878 · PLAINSBORO, NJ$425,706,926.00Regulatory AUM · August 2026
- OMNI FINANCIAL LLCCRD 314670 · MADISON, WI$116,910,095.00Regulatory AUM · August 2026
- OMNIA FAMILY WEALTH, LLCCRD 170909 · AVENTURA, FL$994,578,445.00Regulatory AUM · August 2026
- OMNISTAR FINANCIAL GROUP, INC.CRD 138515 · WILMINGTON, NC$285,730,273.00Regulatory AUM · August 2026
- OMNITRUST WEALTH MANAGEMENT, INC.CRD 298025 · JACKSONVILLE, FL$107,206,083.00Regulatory AUM · August 2026
- ONCE CAPITAL MANAGEMENT, LLCCRD 289714 · NEW YORK, NY$422,142,855.00Regulatory AUM · August 2026
- ONDO CAPITAL MANAGEMENT LLCCRD 325197 · GREENWICH, CT$952,507,376.00Regulatory AUM · August 2026
- ONE + ONE WEALTH MANAGEMENT, LLCCRD 310906 · JUPITER, FL$382,956,903.00Regulatory AUM · August 2026
- ONE ADVISORY PARTNERS, LLCCRD 161614 · OVERLAND PARK, KS$369,523,347.00Regulatory AUM · August 2026
- ONE BOW RIVER ADVISERS, LLC.CRD 333311 · COLORADO SPRINGS, CO$525,923,463.00Regulatory AUM · August 2026
- ONE DEGREE ADVISORS, INC.CRD 170392 · SAN DIEGO, CA$489,021,251.00Regulatory AUM · August 2026
- ONE FIN CAPITAL MANAGEMENT LPCRD 283490 · SAN FRANCISCO, CA$830,571,358.00Regulatory AUM · August 2026
- ONE LIFE FINANCIAL GROUP, INC.CRD 281792$117,982,819.00Regulatory AUM · August 2026
- ONE OAK CAPITAL MANAGEMENT, LLCCRD 170339 · PURCHASE, NY$418,535,463.00Regulatory AUM · August 2026
- ONE OAK HOLDINGS LLCCRD 334282$110,379,326.00Regulatory AUM · August 2026
- ONE RESOURCE GROUP WEALTH MANAGEMENT LLCCRD 293819 · DUBLIN, OH$182,371,106.00Regulatory AUM · August 2026
- ONE STONE PARTNERS L.L.C.CRD 163742 · MIAMI, FL$289,692,773.00Regulatory AUM · August 2026
- ONE WEALTH CAPITAL MANAGEMENT, LLCCRD 331395 · SCOTTSDALE, AZ$306,795,078.00Regulatory AUM · August 2026
- ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLCCRD 288030 · BOCA RATON, FL$193,499,450.00Regulatory AUM · August 2026
- ONE WEALTH MAP, LLCCRD 171750 · LAS VEGAS, NV$287,443,464.00Regulatory AUM · August 2026
- ONE8ZERO8, LLCCRD 332702 · GREENSBORO, NC$644,556,885.00Regulatory AUM · August 2026
- ONEAMERICA SECURITIES, INC.CRD 4173 · INDIANAPOLIS, IN$306,108,437.00Regulatory AUM · August 2026
- ONEASCENT FAMILY OFFICE LLCCRD 323305 · BIRMINGHAM, AL$544,486,722.00Regulatory AUM · August 2026
- ONEASCENT INVESTMENT SOLUTIONS, LLCCRD 285512 · BIRMINGHAM, AL$987,228,107.00Regulatory AUM · August 2026
- ONEASCENT WEALTH MANAGEMENT LLCCRD 308057 · BIRMINGHAM, AL$475,574,303.00Regulatory AUM · August 2026
- ONEPRIME CAPITAL LLCCRD 299697 · PALO ALTO, CA$892,258,770.00Regulatory AUM · August 2026
- ONEWELTH INCCRD 325277 · NEW YORK, NY$101,854,177.00Regulatory AUM · August 2026
- ONEX CREDIT ADVISOR, LLCCRD 330076 · ENGLEWOOD CLIFFS, NJ$417,847,630.00Regulatory AUM · August 2026
- ONTRACK WEALTH MANAGEMENT, LLCCRD 311374 · CANTON, MI$112,418,745.00Regulatory AUM · August 2026
- ONYX FINANCIAL ADVISORS, LLCCRD 134881 · IDAHO FALLS, ID$506,448,769.00Regulatory AUM · August 2026
- ONYXPOINT GLOBAL MANAGEMENT LPCRD 288356 · NEW YORK, NY$481,207,699.00Regulatory AUM · August 2026
- OPAL ADVISORS, LLCCRD 164014 · BELLEVUE, WA$174,028,405.00Regulatory AUM · August 2026
- OPAL CAPITAL LLCCRD 322755 · BOCA RATON, FL$348,345,200.00Regulatory AUM · August 2026
- OPALEYE MANAGEMENT INC.CRD 124513 · BOSTON, MA$802,773,181.00Regulatory AUM · August 2026
- OPEN DOOR INVESTMENT MANAGEMENT LTD.CRD 159123 · SAN FRANCISCO, CA$183,384,087.00Regulatory AUM · August 2026
- OPEN FIELD CAPITAL LLCCRD 136313 · NEW YORK, NY$208,109,253.00Regulatory AUM · August 2026
- OPEN SOURCE INVESTMENTS, LLCCRD 287501$130,717,514.00Regulatory AUM · August 2026
- OPEN WINDOW FINANCIAL SOLUTIONS, LTD.CRD 131562 · RENO, NV$284,403,489.00Regulatory AUM · August 2026
- OPENAIR FINANCIAL, LLCCRD 300362 · SOUTHLAKE, TX$318,000,000.00Regulatory AUM · August 2026
- OPENGATE CAPITAL MANAGEMENT, LLCCRD 213518 · NEW YORK, NY$666,821,866.00Regulatory AUM · August 2026
- OPENVIEW ADVISORS, LLCCRD 316766 · BOSTON, MA$839,018,580.00Regulatory AUM · August 2026
- OPES WEALTH MANAGEMENT, LLCCRD 299704 · MENLO PARK, CA$822,283,010.00Regulatory AUM · August 2026