Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 65
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- OPINICUS CAPITAL, INC.CRD 168344 · TAMPA, FL$297,062,482.00Regulatory AUM · August 2026
- OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLCCRD 140485 · NEW YORK, NY$177,846,145.00Regulatory AUM · August 2026
- OPPENHEIMER INVESTMENT MANAGEMENT LLCCRD 133243 · NEW YORK, NY$929,416,169.00Regulatory AUM · August 2026
- OPPORTUNUS WEALTH MANAGEMENT, LLCCRD 300141$102,895,047.00Regulatory AUM · August 2026
- OPPVEST, LLCCRD 296317 · NEW YORK, NY$217,825,124.00Regulatory AUM · August 2026
- OPTAS, LLCCRD 299965 · DRIPPING SPRINGS, TX$881,910,703.00Regulatory AUM · August 2026
- OPTIMA ASSET MANAGEMENT INCCRD 106095 · DALLAS, TX$657,409,445.00Regulatory AUM · August 2026
- OPTIMA ASSET MANAGEMENT LPCRD 299826 · NEW YORK, NY$891,567,747.00Regulatory AUM · August 2026
- OPTIMA CAPITAL LLCCRD 310146 · BEAVERTON, OR$379,783,137.00Regulatory AUM · August 2026
- OPTIMA CAPITAL MANAGEMENT LLCCRD 306036 · TEMPE, AZ$150,319,761.00Regulatory AUM · August 2026
- OPTIMAL CAPITAL ADVISORS, LLCCRD 144719 · TRAVERSE CITY, MI$119,931,878.00Regulatory AUM · August 2026
- OPTIMIST RETIREMENT GROUP, LLCCRD 119086 · BELLEVUE, WA$245,276,023.00Regulatory AUM · August 2026
- OPTIMIST VENTURES LLCCRD 337808 · NEW YORK, NY$311,310,668.00Regulatory AUM · August 2026
- OPTIMIZE FINANCIAL INC.CRD 315963 · IRVINE, CA$221,735,704.00Regulatory AUM · August 2026
- OPTIMIZED INVESTMENT PARTNERS, LLCCRD 322145$525,000,000.00Regulatory AUM · August 2026
- OPTIMUM FINANCIAL SERVICES, LLCCRD 105878 · JACKSON, MS$300,193,261.00Regulatory AUM · August 2026
- OPTIMUM QUANTVEST CORPORATIONCRD 301469 · DALLAS, TX$695,131,211.00Regulatory AUM · August 2026
- OPTIMUS CAPITAL ADVISORS, LLCCRD 147500 · COPPELL, TX$264,138,598.00Regulatory AUM · August 2026
- OPTIVEST, INC.CRD 137070 · SAN JUAN CAPISTRANO, CA$319,437,498.00Regulatory AUM · August 2026
- OPTIVISE ADVISORY SERVICES LLCCRD 301764 · FRANKLIN, TN$287,936,257.00Regulatory AUM · August 2026
- OPTO INVESTMENT MANAGEMENT, LLCCRD 316847 · NEW YORK, NY$928,573,008.00Regulatory AUM · August 2026
- OPULEN FINANCIAL GROUP, LLCCRD 173963 · ARLINGTON, VA$171,825,919.00Regulatory AUM · August 2026
- OPULUS LLCCRD 304763 · DOYLESTOWN, PA$104,887,661.00Regulatory AUM · August 2026
- OPUS FINANCIAL SOLUTIONS LLCCRD 282311 · DOWNERS GROVE, IL$150,842,783.00Regulatory AUM · August 2026
- OPUS INVESTMENT MANAGEMENT LLCCRD 163262 · NEW YORK, NY$331,854,539.00Regulatory AUM · August 2026
- OPUS PRIVATE WEALTH GROUP, LLCCRD 171317 · ORANGE, CA$127,983,745.00Regulatory AUM · August 2026
- ORANGE AVENUE ADVISORS LLCCRD 339327 · ORLANDO, FL$480,666,394.00Regulatory AUM · August 2026
- ORANGE INVESTMENT ADVISORS, LLCCRD 289406 · WINTER PARK, FL$764,990,641.00Regulatory AUM · August 2026
- ORBIS INVESTMENT MANAGEMENT (U.S.), L.P.CRD 158511 · SAN FRANCISCO, CA$405,417,417.00Regulatory AUM · August 2026
- ORCA INVESTMENT MANAGEMENT, LLCCRD 144377 · LAKE OSWEGO, OR$211,654,859.00Regulatory AUM · August 2026
- ORCA WEALTH MANAGEMENT, LLCCRD 310053 · NEW PORT RICHEY, FL$224,401,139.00Regulatory AUM · August 2026
- ORCAM FINANCIAL GROUP, LLCCRD 164874$238,930,000.00Regulatory AUM · August 2026
- ORCHARD CAPITAL MANAGEMENT, LLCCRD 269957 · CHICAGO, IL$111,840,000.00Regulatory AUM · August 2026
- ORCHARD CITY WEALTH MANAGEMENT, LLCCRD 292274 · LOS GATOS, CA$116,119,975.00Regulatory AUM · August 2026
- ORCHID ADVISORY, LLCCRD 327750 · DALLAS, TX$295,658,752.00Regulatory AUM · August 2026
- OREGON PACIFIC WEALTH MANAGEMENT, LLCCRD 283958 · MEDFORD, OR$156,346,247.00Regulatory AUM · August 2026
- ORIENTAL BANKCRD 312982 · SAN JUAN, PR$322,613,665.00Regulatory AUM · August 2026
- ORIENTAL FINANCIAL SERVICES LLCCRD 29753 · SAN JUAN, PR$419,555,784.00Regulatory AUM · August 2026
- ORIGIN CREDIT ADVISERS, LLCCRD 324839 · DENVER, CO$537,990,307.00Regulatory AUM · August 2026
- ORIN GREEN FINANCIAL, LLCCRD 285670 · SAN DIEGO, CA$528,799,870.00Regulatory AUM · August 2026
- ORION CAPITAL MANAGEMENT LLCCRD 119428 · CORONADO, CA$370,918,114.00Regulatory AUM · August 2026
- ORION INVESTMENT COCRD 110867 · ST LOUIS, MO$515,417,794.00Regulatory AUM · August 2026
- ORMONDE INVESTMENT MANAGEMENT, LLCCRD 313328 · DALLAS, TX$105,344,195.00Regulatory AUM · August 2026
- OROGRAPHIC FINANCIAL ADVISORS, LLCCRD 323980$207,665,765.00Regulatory AUM · August 2026
- ORRELL CAPITAL MANAGMENT, INC.CRD 112487 · LIVERMORE, CA$238,933,634.00Regulatory AUM · August 2026
- ORSER CAPITAL MANAGEMENT LLCCRD 144847 · SOUTHLAKE, TX$289,781,292.00Regulatory AUM · August 2026
- ORSO PARTNERS, LPCRD 304196 · SOUTH SAN FRANCISCO, CA$387,457,490.00Regulatory AUM · August 2026
- ORTELIUS CAPITAL PARTNERS, LLCCRD 138284 · NEW YORK, NY$143,754,825.00Regulatory AUM · August 2026
- ORVIETO PARTNERS, L.P.CRD 313475 · BOSTON, MA$188,626,235.00Regulatory AUM · August 2026
- OSBON CAPITAL MANAGEMENT, LLCCRD 134731 · BOSTON, MA$205,298,967.00Regulatory AUM · August 2026
- OSCEOLA CAPITAL MANAGEMENT, LLCCRD 301565 · TAMPA, FL$322,280,610.00Regulatory AUM · August 2026
- OSMOSIS INVESTMENT MANAGEMENT US LLCCRD 283049$298,870,081.00Regulatory AUM · August 2026
- OSPREY CAPITAL MANAGEMENT CORP.CRD 172524 · MIAMI BEACH, FL$197,200,000.00Regulatory AUM · August 2026
- OSPREY PRIVATE WEALTH LLCCRD 331295 · NEW YORK, NY$448,377,625.00Regulatory AUM · August 2026
- OSTERWEIS CAPITAL MANAGEMENT INCCRD 105421 · SAN FRANCISCO, CA$439,351,047.00Regulatory AUM · August 2026
- OSTROFE FINANCIAL CONSULTANTS INCCRD 110064 · GRASS VALLEY, CA$386,448,000.00Regulatory AUM · August 2026
- OT FINANCIAL, LLCCRD 170738 · TROY, OH$169,786,911.00Regulatory AUM · August 2026
- OT MANAGEMENT, LLCCRD 284192 · BOSTON, MA$232,426,928.00Regulatory AUM · August 2026
- OTTO & ASSOCIATES, INC.CRD 109493 · NORWICH, VT$286,640,870.00Regulatory AUM · August 2026
- OTUS CAPITAL MANAGEMENT LIMITEDCRD 284879$386,967,740.00Regulatory AUM · August 2026
- OUELLETTE WEALTH ADVISORY LLCCRD 289242 · LEXINGTON, MA$274,418,783.00Regulatory AUM · August 2026
- OUR WEALTH GUIDES, INC.CRD 296866 · WESTLAKE VILLAGE, CA$257,908,095.00Regulatory AUM · August 2026
- OUTBOUND FINANCIAL, INC.CRD 287697 · BOULDER, CO$151,226,554.00Regulatory AUM · August 2026
- OUTCOME DRIVEN STRATEGIES, LLCCRD 311398 · HUNT VALLEY, MD$360,433,390.00Regulatory AUM · August 2026
- OUTFITTER ENERGY MANAGEMENT, LLCCRD 286213 · HOUSTON, TX$239,632,394.00Regulatory AUM · August 2026
- OUTFITTERS FINANCIAL LLCCRD 291413 · BRUNSWICK, ME$157,697,840.00Regulatory AUM · August 2026
- OUTLANDER MANAGEMENT, LLCCRD 325268$378,821,786.00Regulatory AUM · August 2026
- OUTLOOK CAPITAL MANAGEMENT, LLCCRD 132339 · ARLINGTON HEIGHTS, IL$147,352,953.00Regulatory AUM · August 2026
- OUTLOOK WEALTH ADVISORS, LLCCRD 291465 · THE WOODLANDS, TX$593,701,413.00Regulatory AUM · August 2026
- OUTRUNNER CAPITAL, LLCCRD 331377 · AUSTIN, TX$498,467,796.00Regulatory AUM · August 2026
- OUTWING, LLCCRD 322444 · SANTA BARBARA, CA$332,833,767.00Regulatory AUM · August 2026
- OVATA CAPITAL MANAGEMENT LLCCRD 316669$441,900,000.00Regulatory AUM · August 2026
- OVERLAY MANAGEMENT, LLCCRD 324401 · ALPHARETTA, GA$168,634,170.00Regulatory AUM · August 2026
- OWEN LARUE, LLCCRD 289436 · ELIZABETHTOWN, KY$458,861,120.00Regulatory AUM · August 2026
- OWL CREEK WEALTH PARTNERS LLCCRD 331850 · DENVER, CO$602,277,002.00Regulatory AUM · August 2026
- OWLHOUSE CAPITAL LPCRD 328210 · NEW YORK, NY$145,608,926.00Regulatory AUM · August 2026
- OWLS NEST PARTNERS IA, LLCCRD 289811 · CHADDS FORD, PA$441,150,346.00Regulatory AUM · August 2026
- OWNER RESOURCE GROUP, LLCCRD 164028 · AUSTIN, TX$511,101,948.00Regulatory AUM · August 2026
- OXENFREE CAPITAL LLCCRD 327105 · MELBOURNE, FL$249,778,714.00Regulatory AUM · August 2026
- OXFORD CAPITAL MANAGEMENT, INC.CRD 118359 · RICHM0ND, VA$170,000,000.00Regulatory AUM · August 2026
- OXFORD PLANNING GROUP, LLCCRD 286017 · WOODSTOCK, MD$112,914,960.00Regulatory AUM · August 2026
- OXFORD REAL ESTATE ADVISORS INCCRD 107209 · PITTSBURGH, PA$116,855,308.00Regulatory AUM · August 2026
- OXFORD SQUARE MANAGEMENT, LLCCRD 127888 · GREENWICH, CT$306,739,111.00Regulatory AUM · August 2026
- OXFORD WEALTH GROUP, LLCCRD 319561 · ORLANDO, FL$327,915,487.00Regulatory AUM · August 2026
- OXFORD WEALTH MANAGEMENT LLCCRD 332725 · LINDON, UT$109,624,448.00Regulatory AUM · August 2026
- OXINAS PARTNERS, LLCCRD 297462 · JEFFERSONVILLE, IN$390,977,057.00Regulatory AUM · August 2026
- OXLER PRIVATE WEALTH LLCCRD 309684 · RYE BROOK, NY$578,121,679.00Regulatory AUM · August 2026
- OXLEY, HARRY KEIRCRD 136373 · SAN FRANCISCO, CA$127,047,204.00Regulatory AUM · August 2026
- OZE CAPITAL LLCCRD 327276 · FLORHAM PARK, NJ$213,737,577.00Regulatory AUM · August 2026
- P. J. SCHMIDT INVESTMENT MANAGEMENT, INCCRD 104701 · CEDARBURG, WI$852,009,988.00Regulatory AUM · August 2026
- P. SCHOENFELD ASSET MANAGEMENT LPCRD 149236 · NEW YORK, NY$532,177,576.00Regulatory AUM · August 2026
- P.A.W. CAPITAL PARTNERS, LPCRD 161094 · GREENWICH, CT$166,836,829.00Regulatory AUM · August 2026
- P&A CAPITAL ADVISORS, INC.CRD 111731 · NEW YORK, NY$126,427,636.00Regulatory AUM · August 2026
- P2 CAPITAL PARTNERS, LLCCRD 159299 · NEW YORK, NY$824,400,000.00Regulatory AUM · August 2026
- P4G CAPITAL MANAGEMENT, LLCCRD 300645 · STATELINE, NV$418,958,043.00Regulatory AUM · August 2026
- PACE FINANCIAL ADVISORS, INC.CRD 318359 · HILLSBORO, OR$362,100,721.00Regulatory AUM · August 2026
- PACES FERRY WEALTH ADVISORS, LLCCRD 300057 · ATLANTA, GA$491,242,348.00Regulatory AUM · August 2026
- PACESETTER FINANCIAL GROUP, L.L.C.CRD 123287 · LINCOLN, IL$170,483,806.00Regulatory AUM · August 2026
- PACHIRA INVESTMENTS, INC.CRD 164405 · DANA POINT, CA$343,928,504.00Regulatory AUM · August 2026
- PACIFIC ASSET MANAGEMENT, LLCCRD 115157 · GIG HARBOR, WA$384,753,000.00Regulatory AUM · August 2026