Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 63
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- NORTHMARQ FUND MANAGEMENT, LLCCRD 150703 · LAKE OSWEGO, OR$541,267,495.00Regulatory AUM · August 2026
- NORTHRIM ADVISER, LLCCRD 306796 · MESA, AZ$555,985,915.00Regulatory AUM · August 2026
- NORTHSANDS CAPITAL, L.P.CRD 331698 · NEW YORK, NY$202,849,497.00Regulatory AUM · August 2026
- NORTHSTAR ADVISORY GROUP, LLCCRD 306850 · NORTHFIELD, NJ$377,038,369.00Regulatory AUM · August 2026
- NORTHSTAR ASSET MANAGEMENT COMPANY, LLCCRD 328279 · BLUE BELL, PA$659,823,561.00Regulatory AUM · August 2026
- NORTHSTAR ASSET MANAGEMENT LLCCRD 129112 · BERKELEY HEIGHTS, NJ$347,905,661.00Regulatory AUM · August 2026
- NORTHSTAR ASSET MANAGEMENT, INCCRD 107138 · BOSTON, MA$805,920,869.00Regulatory AUM · August 2026
- NORTHSTAR FINANCIAL ADVISORS, INC.CRD 124194$195,296,200.00Regulatory AUM · August 2026
- NORTHSTAR FINANCIAL COMPANIES, INC.CRD 119396 · CONSHOHOCKEN, PA$519,000,000.00Regulatory AUM · August 2026
- NORTHSTAR FINANCIAL PLANNERS, INC.CRD 131507 · PLANTATION, FL$311,630,650.00Regulatory AUM · July 2026
- NORTHSTAR FINANCIAL PLANNING, LLCCRD 117205 · WINDHAM, NH$275,767,000.00Regulatory AUM · August 2026
- NORTHWEST ADMINISTRATORS INCCRD 106544 · SEATTLE, WA$114,794,748.00Regulatory AUM · August 2026
- NORTHWEST FINANCIAL SERVICES INCCRD 106805 · INDIANAPOLIS, IN$634,899,243.00Regulatory AUM · August 2026
- NORTHWEST QUADRANT, LLCCRD 158455 · BEND, OR$579,712,539.00Regulatory AUM · August 2026
- NORTHWEST WEALTH ADVISORS, LLCCRD 327641 · BELLINGHAM, WA$304,491,157.00Regulatory AUM · August 2026
- NORTHWIND FINANCIAL LLCCRD 342069 · BEND, OR$105,443,057.00Regulatory AUM · August 2026
- NORTON CAPITAL MANAGEMENT, INC.CRD 110398 · HENRICO, VA$136,565,435.00Regulatory AUM · August 2026
- NOTE ADVISORS, LLCCRD 171466 · BUFFALO, NY$436,965,505.00Regulatory AUM · August 2026
- NOVA FINANCIAL LLCCRD 150148 · TUCSON, AZ$469,445,760.00Regulatory AUM · August 2026
- NOVA R WEALTH, INC.CRD 169574 · OVERLAND PARK, KS$452,563,519.00Regulatory AUM · August 2026
- NOVA WEALTH MANAGEMENT, INC.CRD 169450 · BONITA SPRINGS, FL$247,507,765.00Regulatory AUM · August 2026
- $834,793,865.00Regulatory AUM · August 2026
- NOVAK & POWELL FINANCIAL SERVICES, INC.CRD 112970 · ST. PETERSBURG, FL$359,464,704.00Regulatory AUM · August 2026
- NOVAPOINT CAPITAL LLCCRD 173663 · ATLANTA, GA$536,175,160.00Regulatory AUM · August 2026
- NPM CONSULTING, LLCCRD 163237$116,069,734.00Regulatory AUM · August 2026
- NRI WEALTH MANAGEMENT, LLCCRD 162234 · SANTA CLARA, CA$309,842,768.00Regulatory AUM · August 2026
- NS MANAGEMENT LTDCRD 297781$850,270,592.00Regulatory AUM · August 2026
- NUANCE INVESTMENTS, LLCCRD 148534 · KANSAS CITY, MO$984,290,871.00Regulatory AUM · August 2026
- NUCLEO CAPITAL LTDA.CRD 287719$279,537,356.00Regulatory AUM · August 2026
- NUCLO WEALTH LLCCRD 317730 · HOUSTON, TX$293,720,804.00Regulatory AUM · August 2026
- NUMA AMERICAS CORP.CRD 164602 · MIAMI, FL$192,707,560.00Regulatory AUM · August 2026
- NVERSES CAPITAL, LLCCRD 323291 · WELLINGTON, FL$184,082,000.00Regulatory AUM · August 2026
- NVEST FINANCIAL, LLCCRD 128868 · PORTSMOUTH, NH$688,288,833.00Regulatory AUM · August 2026
- NVEST WEALTH STRATEGIES, INC.CRD 139758 · POWELL, OH$236,690,161.00Regulatory AUM · August 2026
- NVWM LLCCRD 152301 · YARDLEY, PA$713,465,274.00Regulatory AUM · August 2026
- NW1 PARTNERS UK LLPCRD 289003$931,743,932.00Regulatory AUM · August 2026
- NW1 PARTNERS US LLCCRD 289852$475,084,533.00Regulatory AUM · August 2026
- NWK GROUP, INC.CRD 124186 · SAN FRANCISCO, CA$485,294,706.00Regulatory AUM · August 2026
- NWM ADVISORS, LLCCRD 283714 · SAN LUIS OBISPO, CA$329,057,624.00Regulatory AUM · August 2026
- NYE WEALTH MANAGEMENT LLCCRD 170415 · HUDSON, OH$107,700,000.00Regulatory AUM · August 2026
- NYMBUS CAPITAL INC.CRD 298214$751,451,667.00Regulatory AUM · August 2026
- O.F.O. PARTNERS, LLCCRD 297424 · HINGHAM, MA$110,005,402.00Regulatory AUM · August 2026
- O'BOYLE WEALTH MANAGEMENT, INC.CRD 292849 · BEVERLY HILLS, CA$443,932,960.00Regulatory AUM · August 2026
- O'BRIEN INVESTMENT MANAGEMENT, LLCCRD 284057 · TORRANCE, CA$254,332,886.00Regulatory AUM · August 2026
- O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLCCRD 290254 · EUGENE, OR$208,438,586.00Regulatory AUM · August 2026
- O'CONNOR FINANCIAL GROUP LLCCRD 168636 · QUINCY, IL$275,258,000.00Regulatory AUM · August 2026
- O'CONNOR WEALTH MANAGEMENT, INC.CRD 152316 · MONROVIA, CA$179,112,814.00Regulatory AUM · August 2026
- O'DOMHNAILL ENTERPRISES, INC.CRD 323384 · CODY, WY$123,253,013.00Regulatory AUM · August 2026
- O'DONNELL FINANCIAL SERVICES, LLCCRD 172520 · SAN RAFAEL, CA$427,050,449.00Regulatory AUM · August 2026
- O'KEEFE STEVENS ADVISORY, INC.CRD 286338$585,621,482.00Regulatory AUM · August 2026
- O'NEIL GLOBAL ADVISORS, INC.CRD 308150 · LOS ANGELES, CA$401,920,000.00Regulatory AUM · August 2026
- O'ROURKE & COMPANY, INCORPORATEDCRD 132481 · BOSTON, MA$555,070,677.00Regulatory AUM · August 2026
- O15 CAPITAL PARTNERS, LLCCRD 328464 · ATLANTA, GA$310,316,999.00Regulatory AUM · August 2026
- OAC CAPITAL ADVISORS LLCCRD 317559$211,993,114.00Regulatory AUM · August 2026
- OAK ADVISORS, LLCCRD 137192 · BLUFFTON, SC$284,739,465.00Regulatory AUM · August 2026
- OAK ASSET MANAGEMENT, LLCCRD 287856 · WESTLAKE VILLAGE, CA$413,780,114.00Regulatory AUM · August 2026
- OAK BARREL WEALTH ADVISORY LLCCRD 333693 · RESTON, VA$353,748,214.00Regulatory AUM · August 2026
- OAK FAMILY ADVISORS, LLCCRD 141332 · CHICAGO, IL$621,000,000.00Regulatory AUM · August 2026
- OAK FINANCIAL GROUP INCCRD 106293$177,156,936.00Regulatory AUM · August 2026
- OAK GROVE CAPITAL, LLCCRD 165465$871,011,954.00Regulatory AUM · August 2026
- OAK HARBOR CAPITAL, LLCCRD 169089 · LAS VEGAS, NV$442,118,576.00Regulatory AUM · August 2026
- OAK ROOT LLCCRD 246788$920,000,000.00Regulatory AUM · August 2026
- OAK STREET ADVISORS INCCRD 139400 · MYRTLE BEACH, SC$126,212,626.00Regulatory AUM · August 2026
- OAK STREET INVESTMENT ADVISORS, LLCCRD 288019 · GREENWOOD VILLAGE, CO$125,451,478.00Regulatory AUM · August 2026
- OAK WEALTH ADVISORS LLCCRD 148832 · NORTHBROOK, IL$373,663,197.00Regulatory AUM · August 2026
- OAKCLIFF PARTNERS LLCCRD 162325 · NEW YORK, NY$356,306,494.00Regulatory AUM · August 2026
- OAKLAWN CAPITAL MANAGEMENT LLCCRD 339373$153,000,000.00Regulatory AUM · August 2026
- OAKMONT ADVISORY GROUP, LLCCRD 158890 · ALBUQUERQUE, NM$149,506,723.00Regulatory AUM · August 2026
- OAKMONT INVESTMENT ADVISORS, INC.CRD 111095 · PITTSBURGH, PA$192,224,520.00Regulatory AUM · August 2026
- OAKMONT WEALTH ADVISORY, LLCCRD 299021 · COLUMBIA, MD$124,223,423.00Regulatory AUM · August 2026
- OAKSTREET WEALTH MANAGEMENT, INC.CRD 288723 · MAGNOLIA, TX$482,000,000.00Regulatory AUM · August 2026
- OAKTREE ADVISORS LLCCRD 168271 · COOPERSBURG, PA$282,764,728.00Regulatory AUM · August 2026
- OAKTRUST WEALTH ADVISORS, LLCCRD 170827$285,034,723.00Regulatory AUM · August 2026
- OAKUM BAY CAPITAL, LLCCRD 166025$374,000,000.00Regulatory AUM · August 2026
- OAKWELL PRIVATE WEALTH MANAGEMENT, LLCCRD 162096 · AUSTIN, TX$668,051,568.00Regulatory AUM · August 2026
- OAKWOOD CAPITAL, INC.CRD 112399 · ST. LOUIS PARK, MN$304,181,730.00Regulatory AUM · August 2026
- OAKWOOD REAL ESTATE PARTNERS, LLCCRD 169387 · DENVER, CO$540,223,231.00Regulatory AUM · August 2026
- OAKWORTH ASSET MANAGEMENT, LLCCRD 335388 · BIRMINGHAM, AL$846,327,168.00Regulatory AUM · August 2026
- OASIS ADVISORS, LLCCRD 335555 · FOREST CITY, IA$277,687,094.00Regulatory AUM · August 2026
- OASIS WEALTH PLANNING ADVISORS, LLCCRD 285474$275,944,003.00Regulatory AUM · August 2026
- OATH PLANNING, LLCCRD 299187 · TULSA, OK$284,681,416.00Regulatory AUM · August 2026
- OBERON ASSET MANAGEMENT, LLCCRD 123494 · NEW YORK, NY$232,703,406.00Regulatory AUM · August 2026
- OBION CAPITAL MANAGEMENT LPCRD 329954 · MIAMI, FL$129,009,246.00Regulatory AUM · August 2026
- OBJECTIVE CAPITAL MANAGEMENT, LLCCRD 156013 · FAIRLAWN, OH$214,166,775.00Regulatory AUM · August 2026
- OBJECTIVITY SQUARED, LLCCRD 311052 · CHARLESTON, SC$487,755,992.00Regulatory AUM · August 2026
- OBP CAPITAL LLCCRD 167619 · ROCKY MOUNT, NC$168,840,607.00Regulatory AUM · August 2026
- OBRIEN GREENE & CO INCCRD 110281 · MEDIA, PA$464,333,784.00Regulatory AUM · August 2026
- OCA VENTURES, LLCCRD 161160 · CHICAGO, IL$316,423,456.00Regulatory AUM · August 2026
- OCEAN ENDOWMENT PARTNERS, LLCCRD 154518$761,498,254.00Regulatory AUM · August 2026
- OCEAN PATH ADVISORS, LLCCRD 338933 · MANHATTAN BEACH, CA$559,523,253.00Regulatory AUM · August 2026
- OCEANIC INVESTMENT MANAGEMENT LIMITEDCRD 160287$331,539,018.00Regulatory AUM · August 2026
- OCEANIQ CAPITAL, LLCCRD 168062 · PALO ALTO, CA$334,170,960.00Regulatory AUM · August 2026
- OCEANIS FINANCIAL ADVISORS, INC.CRD 307787 · MIAMI, FL$225,577,994.00Regulatory AUM · August 2026
- OCEANSIDE ADVISORS LLCCRD 170307 · MOUNT PLEASANT, SC$191,300,000.00Regulatory AUM · August 2026
- OCM PRIVATE WEALTH, LLCCRD 332302 · CHICAGO, IL$404,708,163.00Regulatory AUM · August 2026
- OCO CAPITAL PARTNERS LPCRD 299461 · NEW YORK, NY$651,759,907.00Regulatory AUM · August 2026
- OCTAGON ASSET MANAGEMENT, LLCCRD 286248 · CHARLOTTE, NC$221,219,912.00Regulatory AUM · August 2026
- OCTAGON FINANCE LLCCRD 289850 · CHARLOTTESVILLE, VA$184,092,581.00Regulatory AUM · August 2026
- OCTAHEDRON CAPITAL MANAGEMENT, L.P.CRD 309209 · BURLINGAME, CA$594,220,808.00Regulatory AUM · August 2026
- OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLCCRD 165355 · SALT LAKE CITY, UT$128,239,819.00Regulatory AUM · August 2026