Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 41
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- HANC WEALTH MANAGEMENT, LLCCRD 249789 · GRAND RAPIDS, MI$492,087,918.00Regulatory AUM · August 2026
- HANCOCK WHITNEY INVESTMENT SERVICES INC.CRD 40637 · NEW ORLEANS, LA$306,052,831.00Regulatory AUM · August 2026
- HANKE & APOLONIO WEALTH ADVISORS LLCCRD 285315 · SAN FRANCISCO, CA$167,287,297.00Regulatory AUM · August 2026
- HANOVER ADVISORS, INCCRD 119655 · SENECA, SC$354,865,572.00Regulatory AUM · August 2026
- HANOVER SQUARE WEALTH ADVISORS LLCCRD 336534$101,600,000.00Regulatory AUM · August 2026
- HANSEATIC MANAGEMENT SERVICES INCCRD 107110 · ALBUQUERQUE, NM$174,000,000.00Regulatory AUM · August 2026
- HANSEN & ASSOCIATES FINANCIAL GROUP INC.CRD 168363 · ROSEVILLE, CA$202,437,247.00Regulatory AUM · August 2026
- HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.CRD 157523 · PITTSBURGH, PA$622,317,239.00Regulatory AUM · August 2026
- HARA CAPITAL LLCCRD 315108$189,087,374.00Regulatory AUM · August 2026
- HARBER CAPITAL LLCCRD 158939 · ASHEVILLE, NC$492,692,363.00Regulatory AUM · August 2026
- HARBINGER ALTERNATIVE ASSOCIATES, LLCCRD 337984 · ATLANTA, GA$100,000,000.00Regulatory AUM · August 2026
- HARBINGER CAPITAL PARTNERS LLCCRD 160538 · NEW YORK, NY$134,196,348.00Regulatory AUM · August 2026
- HARBOR ADVISORS LLCCRD 312432 · WEST PALM BEACH, FL$851,737,076.00Regulatory AUM · August 2026
- HARBOR ADVISORY CORPORATIONCRD 105151 · PORTSMOUTH, NH$480,921,774.00Regulatory AUM · August 2026
- HARBOR ASSET PLANNING, INC.CRD 144944$187,283,095.00Regulatory AUM · August 2026
- HARBOR HILLS, INC.CRD 312691 · MONTECITO, CA$128,000,000.00Regulatory AUM · August 2026
- HARBOR ISLAND CAPITAL LLCCRD 107457 · TOPSFIELD, MA$277,626,655.00Regulatory AUM · August 2026
- HARBOR ITHAKA WM, LLCCRD 170580 · AVENTURA, FL$171,150,927.00Regulatory AUM · August 2026
- HARBOR LIGHT PLANNING, LLCCRD 129022$111,081,100.00Regulatory AUM · August 2026
- HARBORFRONT FINANCIAL LLCCRD 331763 · LUDINGTON, MI$149,013,605.00Regulatory AUM · August 2026
- HARBORVIEW ASSET MANAGEMENT LLCCRD 332767 · GIG HARBOR, WA$124,743,958.00Regulatory AUM · August 2026
- HARBOUR CAPITAL ADVISORS, LLCCRD 157266 · TYSONS CORNER, VA$701,078,839.00Regulatory AUM · August 2026
- HARBOUR FINANCIAL RESOURCES, LTDCRD 110261 · SKOKIE, IL$189,816,445.00Regulatory AUM · August 2026
- HARBOUR GROUP INDUSTRIES, INC.CRD 160634 · ST. LOUIS, MO$448,321,000.00Regulatory AUM · August 2026
- HARBOUR INVESTMENT MANAGEMENT L.L.C.CRD 111166 · EDMONDS, WA$381,560,275.00Regulatory AUM · August 2026
- HARBOUR POINT MANAGEMENT LPCRD 226521 · DARIEN, CT$302,378,686.00Regulatory AUM · August 2026
- HARBOUR WEALTH MANAGEMENT GROUP, INC.CRD 314496 · DANIEL ISLAND, SC$266,163,310.00Regulatory AUM · August 2026
- HARBOURVEST REGISTERED ADVISERS L.P.CRD 332106 · BOSTON, MA$538,677,761.00Regulatory AUM · August 2026
- HARDIN CAPITAL PARTNERS, LLCCRD 153023 · GREENVILLE, SC$447,791,626.00Regulatory AUM · August 2026
- HARDING FINANCIAL GROUP, LLCCRD 135731 · WESTERVILLE, OH$160,230,435.00Regulatory AUM · August 2026
- HARDING WEALTH, INC.CRD 282686 · TEMPE, AZ$212,623,954.00Regulatory AUM · August 2026
- HARDWORKING CAPITAL ADVISORS, LLCCRD 226760 · PALM DESERT, CA$205,982,956.00Regulatory AUM · August 2026
- HARDY & HARDY CO LLCCRD 145088 · LIMA, OH$269,406,039.00Regulatory AUM · August 2026
- HARFST AND ASSOCIATES, INC.CRD 145090 · SHERIDAN, WY$783,206,003.00Regulatory AUM · August 2026
- HARGER AND COMPANY, INC.CRD 10385 · BATON ROUGE, LA$137,039,240.00Regulatory AUM · August 2026
- HARKNESS CAPITAL MANAGEMENT LLCCRD 289882 · NEW YORK, NY$203,815,000.00Regulatory AUM · August 2026
- HARLAN CAPITAL PARTNERS LLCCRD 163718 · PALM BEACH, FL$280,783,338.00Regulatory AUM · August 2026
- HARLOW CAPITAL MANAGEMENT LLCCRD 133918$132,865,204.00Regulatory AUM · August 2026
- HARLOW WEALTH MANAGEMENT, INC.CRD 148315 · VANCOUVER, WA$419,374,657.00Regulatory AUM · August 2026
- HARMONT FIXED INCOME, LLCCRD 321151$202,840,517.00Regulatory AUM · August 2026
- HARMONY ASSET MANAGEMENT LLCCRD 116069 · SCOTTSDALE, AZ$462,513,551.00Regulatory AUM · August 2026
- HARMONY POINT WEALTH ADVISORS, INC.CRD 323643 · IRVINE, CA$263,212,695.00Regulatory AUM · August 2026
- HAROLD DAVIDSON & ASSOCIATES, INCCRD 110994 · LOS ANGELES, CA$390,521,587.00Regulatory AUM · August 2026
- HAROLD W. DANCE INC.CRD 1582 · LOGAN, UT$158,000,000.00Regulatory AUM · August 2026
- HARPSWELL CAPITAL ADVISORS, LLCCRD 168996 · YARMOUTH, ME$587,044,785.00Regulatory AUM · August 2026
- HARRADEN CIRCLE INVESTMENTS, LLCCRD 310227 · NEW YORK, NY$562,901,594.00Regulatory AUM · August 2026
- HARRELL INVESTMENT PARTNERS, LLCCRD 299166 · AUSTIN, TX$662,415,477.00Regulatory AUM · August 2026
- HARREN EQUITY PARTNERS, LLCCRD 158494 · CHARLOTTESVILLE, VA$201,386,829.00Regulatory AUM · August 2026
- HARRINGTON INVESTMENTS, INCORPORATEDCRD 110790 · NAPA, CA$355,156,432.00Regulatory AUM · August 2026
- HARRIS PRESTON & PARTNERS, LLCCRD 160068 · AUSTIN, TX$799,152,288.00Regulatory AUM · August 2026
- HARSPRING CAPITAL MANAGEMENT, LLCCRD 170882 · NEW YORK, NY$459,104,363.00Regulatory AUM · August 2026
- HARTFORD FINANCIAL MANAGEMENT INCCRD 105039 · WEST HARTFORD, CT$699,604,643.00Regulatory AUM · August 2026
- HARTLEY ADVISORS CORP.CRD 130769$118,678,000.00Regulatory AUM · August 2026
- HARTLINE INVESTMENT CORP.CRD 106923 · WINNETKA, IL$935,481,549.00Regulatory AUM · August 2026
- HARTMANN TAYLOR WEALTH MANAGEMENT, LLCCRD 310334 · DALLAS, TX$254,594,875.00Regulatory AUM · August 2026
- HARVEST FINANCIAL ADVISORS, LLCCRD 145552 · WEST CHESTER, OH$671,021,752.00Regulatory AUM · August 2026
- HARVEST FINANCIAL PARTNERS, LLCCRD 146162 · PAOLI, PA$148,827,083.00Regulatory AUM · August 2026
- HARVEST INVESTMENT ADVISORS, LLCCRD 136693$200,285,400.00Regulatory AUM · August 2026
- HARVEST INVESTMENT CONSULTANTS LLCCRD 110258 · HUNT VALLEY, MD$549,042,439.00Regulatory AUM · August 2026
- HARVEST INVESTMENT SERVICES, LLCCRD 159390 · OAKBROOK TERRACE, IL$758,399,399.00Regulatory AUM · August 2026
- HARVEST MANAGEMENT, L.L.C.CRD 124477 · NEW YORK, NY$316,254,020.00Regulatory AUM · August 2026
- HARVEY CAPITAL MANAGEMENT INCCRD 106224 · PALM BEACH, FL$579,442,034.00Regulatory AUM · August 2026
- HASSELL WEALTH MANAGEMENT, L.L.C.CRD 297892 · HOUMA, LA$387,400,590.00Regulatory AUM · August 2026
- HASTINGS EQUITY PARTNERS, LLCCRD 167499 · BOSTON, MA$498,453,000.00Regulatory AUM · August 2026
- HATCH COVE CAPITAL, LLCCRD 324472$291,516,279.00Regulatory AUM · August 2026
- HATCHER CAPITAL INVESTMENTS, INC.CRD 300230 · LITTLE ROCK, AR$127,485,086.00Regulatory AUM · August 2026
- HATTERAS INVESTMENT PARTNERS, LPCRD 170628 · RALEIGH, NC$114,765,846.00Regulatory AUM · August 2026
- HAVE RIA, INC.CRD 327137 · PROVIDENCE, RI$160,805,201.00Regulatory AUM · August 2026
- HAVEN CAPITAL GROUP, INC.CRD 149641 · WESTLAKE VILLAGE, CA$143,939,449.00Regulatory AUM · August 2026
- HAVEN PRIVATE, LLCCRD 329012 · ORLANDO, FL$428,078,706.00Regulatory AUM · August 2026
- HAVEN WEALTH GROUP LLCCRD 148099 · HOUSTON, TX$514,750,476.00Regulatory AUM · August 2026
- HAVENCREST CAPITAL MANAGEMENT, LLCCRD 287944 · DALLAS, TX$450,740,950.00Regulatory AUM · August 2026
- HAVENSHARE FINANCIAL, LLCCRD 167236$670,479,827.00Regulatory AUM · August 2026
- HAVERDINK FINANCIAL MANAGEMENT, L.L.C.CRD 131236 · PORTAGE, MI$220,425,000.00Regulatory AUM · August 2026
- HAVERFORD FINANCIAL SERVICES, INC.CRD 130007 · RADNOR, PA$366,375,551.00Regulatory AUM · August 2026
- HAVERSTOCK CAPITAL LLPCRD 340312$139,609,558.00Regulatory AUM · August 2026
- HAWKE FINANCIAL GROUP, LLCCRD 301733 · MERIDIAN, ID$269,566,677.00Regulatory AUM · August 2026
- HAWKEYE CAPITAL MANAGEMENT, LLCCRD 157316 · MIAMI BEACH, FL$312,760,128.00Regulatory AUM · August 2026
- HAWKINS INVESTMENT COUNSEL, LLCCRD 134857$167,807,536.00Regulatory AUM · August 2026
- HAWTHORN CAPITAL MANAGEMENT, LLCCRD 140752$141,100,000.00Regulatory AUM · August 2026
- HAYBEACH CAPITAL MANAGEMENT, LLCCRD 327539 · RYE, NY$172,844,813.00Regulatory AUM · August 2026
- HAYDEN HARPER WEALTH ADVISORY, LLCCRD 152091 · CHARLOTTE, NC$171,126,193.00Regulatory AUM · August 2026
- HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.CRD 106454 · FAIRHOPE, AL$424,384,289.00Regulatory AUM · August 2026
- HAYES ASSET MANAGEMENT, LLCCRD 141220 · ROCHESTER, NY$116,630,863.00Regulatory AUM · August 2026
- HAYES WEALTH ADVISORS, LLCCRD 299807$133,260,554.00Regulatory AUM · August 2026
- HAYKIN, MICHAELCRD 113249$124,534,472.00Regulatory AUM · August 2026
- HAYNIE WEALTH MANAGEMENT LLCCRD 305852 · SALT LAKE CITY, UT$106,642,575.00Regulatory AUM · August 2026
- HAZARD & SIEGEL ADVISORY SERVICES LLCCRD 151462 · DEWITT, NY$449,795,352.00Regulatory AUM · August 2026
- HAZELVIEW SECURITIES (US) LLCCRD 174811 · NEW YORK, NY$276,309,077.00Regulatory AUM · August 2026
- HAZELVIEW SECURITIES INC.CRD 293469$943,135,908.00Regulatory AUM · August 2026
- HAZLETT WEALTH MANAGEMENT LLCCRD 338954 · KETCHUM, ID$160,000,000.00Regulatory AUM · August 2026
- HAZOOR PARTNERS, LLCCRD 289744 · AUSTIN, TX$330,717,102.00Regulatory AUM · August 2026
- HBA ADVISORS, LLCCRD 152050 · PASADENA, CA$234,310,000.00Regulatory AUM · August 2026
- HBC GROUP LLC.CRD 327012$946,867,123.00Regulatory AUM · August 2026
- HBE WEALTH MANAGEMENT, LLCCRD 128315 · LINCOLN, NE$277,436,368.00Regulatory AUM · August 2026
- HC ADVISORS LLCCRD 165200 · SANDY SPRINGS, GA$500,174,512.00Regulatory AUM · August 2026
- HC2 CAPITAL, LLCCRD 285982 · DALLAS, TX$251,622,842.00Regulatory AUM · August 2026
- HCG FUND MANAGEMENT LPCRD 281615 · RALEIGH, NC$347,291,670.00Regulatory AUM · August 2026
- HCIP ADVISORS, LLCCRD 340455 · NASHVILLE, TN$339,256,924.00Regulatory AUM · August 2026
- HCSF MANAGEMENT, LLCCRD 163598 · NEW YORK, NY$949,384,694.00Regulatory AUM · August 2026