Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 42
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- HD MONEY, INC.CRD 167623 · SARASOTA, FL$386,124,803.00Regulatory AUM · August 2026
- HDA WEALTH MANAGEMENT, LLCCRD 317346 · POLAND, OH$159,131,344.00Regulatory AUM · August 2026
- HEADINVEST, LLCCRD 140518 · PORTLAND, ME$891,849,255.00Regulatory AUM · August 2026
- HEADLAND CAPITAL, LLCCRD 332277 · MT. PLEASANT, SC$559,277,399.00Regulatory AUM · August 2026
- HEADWATER INVESTMENT CONSULTING,INC.CRD 133009 · MCMINNVILLE, OR$542,975,000.00Regulatory AUM · August 2026
- HEADWAY WEALTH LTDCRD 342947$301,000,035.00Regulatory AUM · August 2026
- HEALTH CATALYST CAPITAL MANAGEMENT, LLCCRD 282602 · NEW YORK, NY$339,023,841.00Regulatory AUM · August 2026
- HEALTHCOR PARTNERS MANAGEMENT, L.P.CRD 160399$214,148,142.00Regulatory AUM · August 2026
- HEALTHEDGE INVESTMENT PARTNERS, LLCCRD 163421 · TAMPA, FL$325,787,500.00Regulatory AUM · August 2026
- HEALTHPOINTCAPITAL MANAGEMENT, LLCCRD 309041 · SAN DIEGO, CA$271,312,307.00Regulatory AUM · August 2026
- HEALTHVIEW ASSET MANAGEMENT, INC.CRD 141884 · PITTSBURGH, PA$104,401,000.00Regulatory AUM · August 2026
- HEARTWOOD FUNDS, LLCCRD 136940 · NEW YORK, NY$317,600,000.00Regulatory AUM · August 2026
- HECKMAN FINANCIAL & INSURANCE SERVICES, INC.CRD 111549 · SAN JOSE, CA$116,422,695.00Regulatory AUM · August 2026
- HEDEKER WEALTH LLCCRD 124341 · LINCOLNSHIRE, IL$595,138,292.00Regulatory AUM · August 2026
- HEDGES ASSET MANAGEMENT LLCCRD 313637$178,000,000.00Regulatory AUM · August 2026
- HEDGEYE ASSET MANAGEMENT, LLCCRD 336185 · STAMFORD, CT$443,374,021.00Regulatory AUM · August 2026
- HEDONOVA ADVISORS LLCCRD 324941 · POST FALLS, ID$643,194,000.00Regulatory AUM · August 2026
- HEFFERNAN ADVISORY, INC.CRD 116771 · FLAGSTAFF, AZ$409,585,443.00Regulatory AUM · August 2026
- HEGARTY ADVISORS, LLCCRD 306342 · GARDEN CITY, NY$171,112,405.00Regulatory AUM · August 2026
- HEIGHTS LLCCRD 315969 · LOS ANGELES, CA$239,198,370.00Regulatory AUM · August 2026
- HEIGHTS POINT MANAGEMENT, LPCRD 313849 · NEW YORK, NY$135,197,882.00Regulatory AUM · August 2026
- HEIRLOOM INVESTMENT MANAGEMENT LLCCRD 281357$116,891,354.00Regulatory AUM · August 2026
- HEISTEN WRENN PRIVATE WEALTH, LLCCRD 315647 · ANCHORAGE, AK$231,786,343.00Regulatory AUM · August 2026
- HEITMAN INTERNATIONAL HK LIMITEDCRD 170550$431,877,384.00Regulatory AUM · August 2026
- HEITMAN INTERNATIONAL LLCCRD 170707$351,800,457.00Regulatory AUM · August 2026
- HELIUM ADVISORS LLCCRD 282356 · VANCOUVER, WA$233,777,142.00Regulatory AUM · August 2026
- HELM CAPITAL MANAGEMENT LLCCRD 123174 · SEATTLE, WA$400,804,452.00Regulatory AUM · August 2026
- HELM INVESTMENT MANAGEMENT, LLCCRD 141773 · DENVER, CO$370,848,650.00Regulatory AUM · August 2026
- HELMSMAN FINANCIAL GROUP, LLCCRD 113780 · WOODINVILLE, WA$187,200,348.00Regulatory AUM · August 2026
- HEMISPHERE PARTNERS LLCCRD 136535 · NEW YORK, NY$228,854,438.00Regulatory AUM · August 2026
- HEMMING& WEALTH MANAGEMENT, INC.CRD 300918 · TRAVERSE CITY, MI$292,580,381.00Regulatory AUM · August 2026
- HEMSLEY ADVISORS, LTD.CRD 106414 · CHICAGO, IL$638,060,823.00Regulatory AUM · August 2026
- HENDERSHOTT WEALTH MANAGEMENT, LLCCRD 170839 · FISHERS, IN$305,773,253.00Regulatory AUM · August 2026
- HENDERSON BROTHERS FINANCIAL PARTNERS LLCCRD 333732 · PITTSBURGH, PA$406,803,000.00Regulatory AUM · August 2026
- HENDERSON FINANCIAL GROUP LLCCRD 333013 · VIRGINIA BEACH, VA$136,405,284.00Regulatory AUM · August 2026
- HENDLEY & CO INCCRD 110465 · ZANESVILLE, OH$438,175,596.00Regulatory AUM · August 2026
- HENNION & WALSH ASSET MANAGEMENT, INC.CRD 126236 · PARSIPPANY, NJ$768,827,843.00Regulatory AUM · August 2026
- HENRICKSON NAUTA WEALTH ADVISORS, INC.CRD 141201 · BELMONT, MI$805,385,600.00Regulatory AUM · August 2026
- HENRY BRAGG & CO., LLCCRD 311388 · HOUSTON, TX$468,655,772.00Regulatory AUM · August 2026
- HENRY JAMES INTERNATIONAL MANAGEMENT, INC.CRD 169293 · NEW YORK, NY$402,409,350.00Regulatory AUM · August 2026
- HENSLER & ASSOCIATES WEALTH MANAGEMENT LLCCRD 291609 · FENTON, MI$199,972,345.00Regulatory AUM · August 2026
- HENSON-EDGEWATER MANAGEMENT, LLCCRD 135316 · AVON, OH$225,000,000.00Regulatory AUM · August 2026
- HEP MANAGEMENT CORPORATIONCRD 161855 · NEW YORK, NY$426,584,973.00Regulatory AUM · August 2026
- HEP PARTNERS LLCCRD 161386 · DALLAS, TX$257,907,470.00Regulatory AUM · August 2026
- HEPWORTH EQUITY PARTNERS, LLCCRD 145774$135,594,276.00Regulatory AUM · August 2026
- HERBERT J. SIMS CAPITAL MANAGEMENT, INC.CRD 134510 · FAIRFIELD, CT$436,943,333.00Regulatory AUM · August 2026
- HERGENROEDER FINANCIAL ADVISORS, INC.CRD 121278 · TIMONIUM, MD$304,505,678.00Regulatory AUM · August 2026
- HERITAGE ASSET ADVISORS LTD., LLPCRD 144125$306,593,684.00Regulatory AUM · August 2026
- HERITAGE ASSET MANAGEMENT, LLCCRD 323344 · BELTON, MO$155,000,000.00Regulatory AUM · August 2026
- HERITAGE CAPITAL, LLCCRD 127650 · WOODBRIDGE, CT$146,923,516.00Regulatory AUM · August 2026
- HERITAGE FAMILY OFFICES, LLPCRD 323930 · SCOTTSDALE, AZ$423,261,650.00Regulatory AUM · August 2026
- HERITAGE FINANCIAL ADVISORS, LLCCRD 154955 · WATERVILLE, OH$188,025,569.00Regulatory AUM · August 2026
- HERITAGE FINANCIAL COUNSELORS, LLCCRD 288232 · BEDMINSTER, NJ$235,870,466.00Regulatory AUM · August 2026
- HERITAGE FINANCIAL, LLCCRD 285149 · GAINESVILLE, VA$407,976,663.00Regulatory AUM · August 2026
- HERITAGE HOLDING MANAGEMENT, LPCRD 331677 · BOSTON, MA$277,650,636.00Regulatory AUM · August 2026
- HERITAGE OAK WEALTH ADVISORS LLCCRD 323925 · SANTA ROSA BEACH, FL$347,388,042.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT GROUP, LTDCRD 148459 · NORFOLK, VA$152,216,991.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT INC.CRD 312545 · CINCINNATI, OH$604,683,842.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT, INC.CRD 122394 · HOUSTON, TX$357,815,556.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT, INC.CRD 159158 · MEDFORD, MA$153,221,579.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT, INC.CRD 316956 · SAN DIEGO, CA$643,361,063.00Regulatory AUM · August 2026
- HEROLD ADVISORS, INC.CRD 105090 · NEW YORK, NY$540,163,645.00Regulatory AUM · August 2026
- HERON BAY CAPITAL MANAGEMENT, LLCCRD 305537 · BLOOMFIELD HILLS, MI$643,782,110.00Regulatory AUM · August 2026
- HERONBRIDGE INVESTMENT MANAGEMENT LLPCRD 164314$935,272,788.00Regulatory AUM · August 2026
- HERONETTA MANAGEMENT, L.P.CRD 157307 · NEW YORK, NY$253,627,326.00Regulatory AUM · August 2026
- HERSHEY FINANCIAL ADVISERS, LLCCRD 149907 · LANCASTER, PA$151,711,016.00Regulatory AUM · August 2026
- HESEN & HASLAM, LLCCRD 286235 · WOODLAND HILLS, CA$283,659,028.00Regulatory AUM · August 2026
- HESMER WEALTH MANAGEMENT LLCCRD 340213$288,419,511.00Regulatory AUM · August 2026
- HEWELL FINANCIAL GROUP, INC.CRD 333535$334,398,515.00Regulatory AUM · August 2026
- HEXAGON CAPITAL PARTNERS, LLCCRD 305850 · ROGERS, AR$964,960,000.00Regulatory AUM · August 2026
- HEXIMER INVESTMENT MANAGEMENT INC.CRD 105344$134,098,272.00Regulatory AUM · August 2026
- HEYDORN STONE CAPITAL MANAGEMENT LLCCRD 125903 · LARCHMONT, NY$142,014,260.00Regulatory AUM · August 2026
- HF ADVISORY GROUP, LLCCRD 309051 · ANNAPOLIS, MD$321,503,925.00Regulatory AUM · August 2026
- HFG ADVISORS, INC.CRD 282027 · CINCINNATI, OH$426,724,964.00Regulatory AUM · August 2026
- HFG ADVISORS, INC.CRD 316446 · KENNEWICK, WA$113,419,403.00Regulatory AUM · August 2026
- HFG COLORADO, INC.CRD 113511 · GREENWOOD VILLAGE, CO$108,767,232.00Regulatory AUM · August 2026
- HFG WEALTH MANAGEMENT, LLCCRD 148406 · THE WOODLANDS, TX$505,616,927.00Regulatory AUM · August 2026
- HFH PLANNING INC.CRD 114046$206,110,519.00Regulatory AUM · August 2026
- HFM INVESTMENT ADVISORS, INC.CRD 115799$493,085,991.00Regulatory AUM · August 2026
- HFM INVESTMENT ADVISORS, LLCCRD 289103 · GLASSBORO, NJ$404,097,894.00Regulatory AUM · August 2026
- HFR ASSET MANAGEMENT, L.L.CCRD 111705 · CHICAGO, IL$326,180,124.00Regulatory AUM · August 2026
- HFR INVESTMENTS, LLCCRD 307372 · CHICAGO, IL$326,180,124.00Regulatory AUM · August 2026
- HFR WEALTH MANAGEMENT, LLCCRD 106913$588,662,553.00Regulatory AUM · August 2026
- HGC ADVISOR LLCCRD 327883$626,935,148.00Regulatory AUM · August 2026
- HH CAPITAL MANAGEMENT, INC.CRD 310147 · HERMOSA BEACH, CA$851,400,000.00Regulatory AUM · August 2026
- HI-LINE CAPITAL MANAGEMENT, LLCCRD 149522 · WATERTOWN, SD$756,593,567.00Regulatory AUM · August 2026
- HIBERNIA WEALTH PARTNERS, LLCCRD 319509 · BATON ROUGE, LA$372,536,792.00Regulatory AUM · August 2026
- HICKORY WEALTH MANAGEMENT, LLCCRD 298475 · SPRINGFIELD, MO$126,543,180.00Regulatory AUM · August 2026
- HICKS & ASSOCIATES WEALTH MANAGEMENT, LLCCRD 323171 · CARY, NC$119,572,858.00Regulatory AUM · August 2026
- HICKS CAPITAL MANAGEMENT, LLCCRD 158609 · COLUMBUS, OH$344,741,000.00Regulatory AUM · August 2026
- HIDDEN COVE WEALTH MANAGEMENT, LLCCRD 318677 · BAINBRIDGE ISLAND, WA$403,507,194.00Regulatory AUM · August 2026
- HIDDEN HILLS WEALTH, LLCCRD 312877$127,534,750.00Regulatory AUM · August 2026
- HIDDEN LAKE ASSET MANAGEMENT LPCRD 298209 · NEW YORK, NY$378,263,704.00Regulatory AUM · August 2026
- HIDDENITE CAPITAL PARTNERS LPCRD 309942 · NEW YORK, NY$665,755,255.00Regulatory AUM · August 2026
- HIGGINS & SCHMIDT WEALTH STRATEGIES LLCCRD 286063 · DENVER, CO$279,455,572.00Regulatory AUM · August 2026
- HIGH FALLS ADVISORS, INC.CRD 108678 · ROCHESTER, NY$694,723,183.00Regulatory AUM · August 2026
- HIGH NOTE WEALTH, LLCCRD 305768 · DEEPHAVEN, MN$683,471,720.00Regulatory AUM · August 2026
- HIGH PINES WEALTH MANAGEMENT LLCCRD 285191 · DUXBURY, MA$184,043,653.00Regulatory AUM · August 2026
- HIGH PLAINS INVESTMENT ADVISORS, INC.CRD 114404 · LUBBOCK, TX$191,167,024.00Regulatory AUM · August 2026
- HIGH POINT WEALTH MANAGEMENT, LLCCRD 147111 · CHESTER, NJ$192,944,404.00Regulatory AUM · August 2026