Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 40
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- GROSS & HARTMAN INVESTMENTS, LLCCRD 317722 · LEOLA, PA$576,030,694.00Regulatory AUM · August 2026
- GROSS DOMESTIC PRODUCT, INCCRD 147588$139,443,481.00Regulatory AUM · August 2026
- GROUND SWELL CAPITAL, LLCCRD 159812 · FOLLY BEACH, SC$949,165,173.00Regulatory AUM · August 2026
- GROUNDED CAPITAL, LLCCRD 323354 · MILL VALLEY, CA$519,961,793.00Regulatory AUM · August 2026
- GROUNDFORCE CAPITAL MANAGEMENT, LLCCRD 299383 · MILL VALLEY, CA$439,168,640.00Regulatory AUM · August 2026
- GROVE MOUNTAIN PARTNERS, LLCCRD 322303 · ATLANTA, GA$307,744,600.00Regulatory AUM · August 2026
- GROVE STREET FIDUCIARY, LLCCRD 107703 · PETERBOROUGH, NH$413,186,641.00Regulatory AUM · August 2026
- GROWSTRONG WEALTH STRATEGIES, LLCCRD 308299 · FORT COLLINS, CO$127,012,000.00Regulatory AUM · August 2026
- GROWTH BEVERAGE GROUP, LPCRD 325508 · CHICAGO, IL$290,882,341.00Regulatory AUM · August 2026
- GRP FINANCIAL SERVICES, LLCCRD 333183 · FARMINGDALE, ME$155,261,578.00Regulatory AUM · August 2026
- GRUPP FINANCIAL LLCCRD 168436 · JACKSON, WY$100,067,252.00Regulatory AUM · August 2026
- GS GAMMA ADVISORS, LLCCRD 135424 · NEW YORK, NY$298,592,251.00Regulatory AUM · August 2026
- GS INVESTMENTS, INC.CRD 107782 · EAGAN, MN$276,611,065.00Regulatory AUM · August 2026
- GSA CAPITAL PARTNERS (NEW YORK) LPCRD 286369 · NEW YORK, NY$237,568,569.00Regulatory AUM · August 2026
- GSG ADVISORS LLCCRD 131511 · MOUNT LAUREL, NJ$862,328,782.00Regulatory AUM · August 2026
- GSI CAPITAL ADVISORS LLCCRD 135143 · NEWPORT BEACH, CA$182,365,352.00Regulatory AUM · August 2026
- GSSG SOLAR, LLCCRD 307493 · DENVER, CO$103,378,745.00Regulatory AUM · August 2026
- GSV ASSET MANAGEMENT, LLCCRD 154664 · DALLAS, TX$143,370,036.00Regulatory AUM · August 2026
- GT INVESTMENT PARTNERS, LPCRD 315867 · IRVINE, CA$853,484,879.00Regulatory AUM · August 2026
- GTS FINANCIAL, LLCCRD 310222 · BLOOMINGTON, MN$169,917,892.00Regulatory AUM · August 2026
- GUARDANT PARTNERS LLCCRD 339708 · MIAMI, FL$149,347,998.00Regulatory AUM · August 2026
- GUARDIAN ASSET ADVISORS, LLCCRD 144958 · MECHANICSBURG, PA$278,314,238.00Regulatory AUM · August 2026
- GUARDIAN CAPITAL, LLCCRD 156015 · WEXFORD, PA$128,050,000.00Regulatory AUM · August 2026
- GUARDIAN FINANCIAL PARTNERS, LLCCRD 287652 · ORANGE, CA$911,901,445.00Regulatory AUM · August 2026
- GUARDIAN INVESTMENT MANAGEMENT, LLCCRD 104935 · TIBURON, CA$310,319,536.00Regulatory AUM · August 2026
- GUARDIAN POINT CAPITAL, LPCRD 165053 · CHARLOTTESVILLE, VA$646,439,588.00Regulatory AUM · August 2026
- GUARDIAN WEALTH ADVISORS, LLCCRD 143254 · ST LOUIS PARK, MN$300,168,163.00Regulatory AUM · August 2026
- GUARDIAN WEALTH MANAGEMENT INC.CRD 154159 · PEORIA, IL$289,077,000.00Regulatory AUM · August 2026
- GUARDIAN WEALTH MANAGEMENT, LLCCRD 118668 · CHATTANOOGA, TN$411,118,208.00Regulatory AUM · August 2026
- GUARDIAN WEALTH MANAGEMENT, LLCCRD 146923 · SALT LAKE CITY, UT$174,812,770.00Regulatory AUM · August 2026
- GUARDIAN WEALTH PARTNERS, LLCCRD 310203 · NEW YORK, NY$191,356,409.00Regulatory AUM · August 2026
- GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.CRD 172205 · SARASOTA, FL$207,939,453.00Regulatory AUM · August 2026
- GUDORF FINANCIAL GROUP, LLCCRD 339836 · DAYTON, OH$121,130,421.00Regulatory AUM · August 2026
- GUERRA ADVISORS INC.CRD 282409 · MIAMI, FL$406,224,000.00Regulatory AUM · August 2026
- GUERRA PAN ADVISORS, LLCCRD 313489$210,424,169.00Regulatory AUM · August 2026
- GUGGENHEIM INVESTMENT ADVISORS, LLCCRD 108263 · NEW YORK, NY$840,888,223.00Regulatory AUM · August 2026
- GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLCCRD 339528 · STAMFORD, CT$155,438,401.00Regulatory AUM · August 2026
- GUGGENHEIM PRIVATE INVESTMENTS, LLCCRD 331479 · NEW YORK, NY$349,486,745.00Regulatory AUM · August 2026
- GUGGENHEIM WEALTH SOLUTIONS, LLCCRD 283238 · SANTA MONICA, CA$371,322,262.00Regulatory AUM · August 2026
- GUIDANCE CAPITAL, INC.CRD 323541 · LOUISVILLE, KY$449,768,688.00Regulatory AUM · August 2026
- GUIDANCE POINT ADVISORS, LLCCRD 148768$558,277,757.00Regulatory AUM · August 2026
- GUIDED CAPITAL WEALTH MANAGEMENT, LLCCRD 310056 · HOUSTON, TX$249,186,592.00Regulatory AUM · August 2026
- GUIDED WEALTH, LLCCRD 339013$105,320,637.00Regulatory AUM · August 2026
- GUIDEDMONEY, LLCCRD 310559$232,615,592.00Regulatory AUM · August 2026
- GUIDESTREAM FINANCIAL, INC.CRD 150890 · SPRING ARBOR, MI$263,463,837.00Regulatory AUM · August 2026
- GUILBAULT CAPITAL LLCCRD 331160 · METAIRIE, LA$303,755,823.00Regulatory AUM · August 2026
- GUILD CAPITAL MANAGEMENT LLCCRD 307569$295,235,063.00Regulatory AUM · August 2026
- GUILD INVESTMENT MANAGEMENT, INC.CRD 108390 · WESTLAKE VILLAGE, CA$185,186,477.00Regulatory AUM · August 2026
- GUINNESS ATKINSON ASSET MANAGEMENT, INC.CRD 124465 · PASADENA, CA$344,363,413.00Regulatory AUM · August 2026
- GUIRY CAPITAL MANAGEMENT, LLCCRD 122056 · PALM BEACH GARDENS, FL$204,250,000.00Regulatory AUM · August 2026
- GULFSTREAM CM, LLCCRD 165459 · SUMMIT, NJ$244,221,320.00Regulatory AUM · August 2026
- GULLANE CAPITAL, LLCCRD 313464 · JACKSONVILLE, FL$145,311,042.00Regulatory AUM · August 2026
- GUMSHOE CAPITAL MANAGEMENT LLCCRD 328451 · NEW YORK, NY$570,609,605.00Regulatory AUM · August 2026
- GUNCHEON FINANCIAL LLCCRD 277091 · DUBUQUE, IA$146,201,122.00Regulatory AUM · August 2026
- GUNDER WEALTH MANAGEMENT, LLCCRD 301258$138,972,411.00Regulatory AUM · August 2026
- GUNDERSON CAPITAL MANAGEMENT, LLCCRD 140795 · MOUNT PLEASANT, SC$395,755,965.00Regulatory AUM · August 2026
- GUNN & COMPANY INVESTMENT MANAGEMENT, INC.CRD 120084 · JACKSONVILLE, FL$213,528,643.00Regulatory AUM · August 2026
- GUNPOWDER CAPITAL MANAGEMENT, LLCCRD 314867 · TOWSON, MD$340,420,749.00Regulatory AUM · August 2026
- GUTIERREZ WEALTH ADVISORY, LLCCRD 319481 · LITTLE ROCK, AR$329,326,452.00Regulatory AUM · August 2026
- GUTT FINANCIAL MANAGEMENT, LLCCRD 109270 · ATLANTA, GA$162,070,014.00Regulatory AUM · August 2026
- GVS FINANCIAL GROUP, INC.CRD 129337$117,976,208.00Regulatory AUM · August 2026
- GW FINANCIAL, INC.CRD 110478 · RENO, NV$133,836,601.00Regulatory AUM · August 2026
- H I A - HELVETIA INVESTMENT ADVISORS SACRD 171155$506,844,377.00Regulatory AUM · August 2026
- H PARTNERS MANAGEMENT LLCCRD 161041 · NEW YORK, NY$158,137,726.00Regulatory AUM · August 2026
- H SQUARED MANAGEMENT LPCRD 325633 · NEW YORK, NY$151,858,297.00Regulatory AUM · August 2026
- H. C. DENISON CO.CRD 1628 · SHEBOYGAN, WI$310,044,598.00Regulatory AUM · August 2026
- H. L. ORMOND & COMPANY, LLCCRD 313593 · GREENVILLE, NC$401,376,690.00Regulatory AUM · August 2026
- H. S. DREHER CAPITAL MANAGEMENT, LLCCRD 104537 · SOUTHERN PINES, NC$148,240,000.00Regulatory AUM · August 2026
- H.I.G. WHITEHORSE ADVISERS, LLCCRD 164905 · MIAMI, FL$615,128,821.00Regulatory AUM · August 2026
- HABROK CAPITAL MANAGEMENT LLPCRD 157014$774,335,151.00Regulatory AUM · August 2026
- HACK VC MANAGEMENT, LLCCRD 315702 · PALO ALTO, CA$822,849,691.00Regulatory AUM · August 2026
- HACKETT FINANCIAL GROUP, LLCCRD 141656 · WIMBERLEY, TX$159,133,568.00Regulatory AUM · August 2026
- HADDINGTON VENTURES, LLCCRD 158231 · HOUSTON, TX$726,350,084.00Regulatory AUM · August 2026
- HAGER INVESTMENT MANAGEMENT SERVICES, LLCCRD 117097 · NEW LONDON, NH$221,582,799.00Regulatory AUM · August 2026
- HAHN CAPITAL MANAGEMENT, LLCCRD 108911 · WALNUT CREEK, CA$390,000,000.00Regulatory AUM · August 2026
- HAHN FINANCIAL GROUP INC.CRD 169787 · SIOUX FALLS, SD$188,686,620.00Regulatory AUM · August 2026
- HAIRE WEALTH MANAGEMENT, INC.CRD 339998 · TUPELO, MS$101,972,292.00Regulatory AUM · August 2026
- HALBERSTADT FINANCIAL CONSULTANTS, INC.CRD 109462 · PRINCETON, NJ$185,000,000.00Regulatory AUM · August 2026
- HALBERT WEALTH MANAGEMENT, INC.CRD 108294 · AUSTIN, TX$211,192,636.00Regulatory AUM · August 2026
- HALCYON GLOBAL ADVISORS, LLCCRD 170600 · DALLAS, TX$221,299,416.00Regulatory AUM · August 2026
- HALE CAPITAL MANAGEMENT, LPCRD 157220 · NEW YORK, NY$374,600,939.00Regulatory AUM · August 2026
- HALE PARTNERSHIP CAPITAL MANAGEMENT, LLCCRD 297174 · CHARLOTTE, NC$788,285,666.00Regulatory AUM · August 2026
- HALL CAPITAL MANAGEMENT COMPANY, INC.CRD 108141 · BARRINGTON, RI$411,648,230.00Regulatory AUM · August 2026
- HALL CAPITAL, LLCCRD 153961 · PASADENA, CA$180,000,000.00Regulatory AUM · August 2026
- HALL RETIREMENT PLANNING SERVICES, LLCCRD 289847 · KNOXVILLE, TN$245,979,415.00Regulatory AUM · August 2026
- HALLADOR INVESTMENT ADVISORS, INC.CRD 141335 · RENO, NV$270,651,350.00Regulatory AUM · August 2026
- HALLE CAPITAL MANAGEMENT LPCRD 307156 · NEW YORK, NY$861,535,000.00Regulatory AUM · August 2026
- HALLETT INVESTMENTS, LLCCRD 306187 · PORT ANGELES, WA$157,934,527.00Regulatory AUM · August 2026
- HALLSTATT ADVISORS L.P.CRD 319512$214,602,234.00Regulatory AUM · August 2026
- HALTER FERGUSON FINANCIAL INCCRD 109563 · CARMEL, IN$704,950,608.00Regulatory AUM · August 2026
- HAMEL ASSOCIATES INCCRD 107128 · CENTER VALLEY, PA$548,323,868.00Regulatory AUM · August 2026
- HAMILTON CAPITAL PARTNERS, LLCCRD 314344 · ATLANTA, GA$443,996,790.00Regulatory AUM · August 2026
- HAMILTON ROBINSON LLCCRD 162590 · STAMFORD, CT$292,350,000.00Regulatory AUM · August 2026
- HAMILTON SQUARE PARTNERS MANAGEMENT, LPCRD 338881 · NEW YORK, NY$319,290,000.00Regulatory AUM · August 2026
- HAMILTON WEALTH, LLCCRD 289462 · LOS ANGELES, CA$697,826,133.00Regulatory AUM · August 2026
- $631,192,873.00Regulatory AUM · August 2026
- HAMPEL INVESTMENT ADVISORS, LLCCRD 300246$110,132,399.00Regulatory AUM · August 2026
- HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLCCRD 157865 · MORRISTOWN, NJ$725,702,238.00Regulatory AUM · August 2026
- HAMPTON ROCK WEALTH MANAGEMENT I, LLCCRD 331682 · AUSTIN, TX$192,369,158.00Regulatory AUM · August 2026
- HAMRICK INVESTMENT COUNSEL, LLCCRD 116314 · SEATTLE, WA$299,151,958.00Regulatory AUM · August 2026