Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 31
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- EPSILON FINANCIAL GROUP, INC.CRD 111990 · FAIRFIELD, CA$626,099,465.00Regulatory AUM · August 2026
- EQ WEALTH ADVISORS, LLCCRD 322294 · DALLAS, TX$617,000,348.00Regulatory AUM · August 2026
- EQ, LLCCRD 291033$941,715,432.00Regulatory AUM · August 2026
- EQUILIBRIA WEALTH MANAGEMENT, LLCCRD 311785 · KATY, TX$130,429,296.00Regulatory AUM · August 2026
- EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLCCRD 182520 · PORTLAND, OR$642,635,884.00Regulatory AUM · August 2026
- EQUILIBRIUM VENTURES, LLCCRD 309164 · NEW YORK, NY$134,158,615.00Regulatory AUM · August 2026
- EQUILIBRIUM WEALTH LLCCRD 311940$129,513,186.00Regulatory AUM · August 2026
- EQUINUM, LLCCRD 304350 · BROOKLYN, NY$566,026,178.00Regulatory AUM · August 2026
- EQUITA FINANCIAL NETWORK, INC.CRD 277031 · FORT WASHINGTON, PA$390,965,587.00Regulatory AUM · August 2026
- EQUITAS CAPITAL ADVISORS,LLCCRD 124471 · NEW ORLEANS, LA$214,236,183.00Regulatory AUM · August 2026
- EQUITY ADVISORS OF KENTUCKY INCCRD 116398 · LEXINGTON, KY$141,596,255.00Regulatory AUM · August 2026
- EQUITY ARMOR INVESTMENTS, LLCCRD 156327 · CHICAGO, IL$184,285,420.00Regulatory AUM · August 2026
- EQUITY WEALTH PARTNERS, LLCCRD 317224 · INDEPENDENCE, MO$258,581,223.00Regulatory AUM · August 2026
- EQUITYCOMPASS INVESTMENT MANAGEMENT, LLCCRD 145420 · BALTIMORE, MD$220,909,965.00Regulatory AUM · August 2026
- EQV ADVISORY, LLCCRD 338271 · RALEIGH, NC$106,778,605.00Regulatory AUM · August 2026
- ERA GLOBAL TECHNOLOGIES LLCCRD 339601 · NEW YORK, NY$259,892,562.00Regulatory AUM · August 2026
- ERBEN ASSOCIATES, LLCCRD 148703 · AUSTIN, TX$402,467,372.00Regulatory AUM · August 2026
- ERGAWEALTH ADVISORS, INC.CRD 290030 · OAK BROOK, IL$341,500,000.00Regulatory AUM · August 2026
- ERGUZ, LLCCRD 168009 · THE WOODLANDS, TX$889,000,000.00Regulatory AUM · August 2026
- ERICKSON FINANCIAL GROUP, LLCCRD 299818 · ALLENTOWN, PA$198,863,722.00Regulatory AUM · August 2026
- ERISA ADVISERS, INC.CRD 170487 · BRENTWOOD, TN$187,066,763.00Regulatory AUM · August 2026
- ERVIN INVESTMENT MANAGEMENT, LLCCRD 299739$269,869,724.00Regulatory AUM · August 2026
- ESCHATON OPPORTUNITIES FUND MANAGEMENT LPCRD 285575 · MIAMI, FL$333,911,478.00Regulatory AUM · August 2026
- ESCHLER ASSET MANAGEMENT LLPCRD 311807$588,145,437.00Regulatory AUM · August 2026
- ESO MANAGEMENT SERVICES LLCCRD 165564 · SAN MATEO, CA$410,582,676.00Regulatory AUM · August 2026
- ESSENTIA FUND ADVISORS, LLCCRD 312190$173,393,140.00Regulatory AUM · August 2026
- ESSENTIAL INVESTMENT PARTNERS, LLCCRD 149509 · ENGLEWOOD, CO$222,966,333.00Regulatory AUM · August 2026
- ESSENTIAL PARTNERS LLCCRD 315959 · RANCHO SANTA FE,, CA$401,110,000.00Regulatory AUM · August 2026
- ESSENTIAL PLANNING, LLCCRD 106651 · PORTSMOUTH, NH$524,444,621.00Regulatory AUM · August 2026
- ESSEX INVESTMENT MANAGEMENT COMPANY, LLCCRD 109962 · BOSTON, MA$712,676,443.00Regulatory AUM · August 2026
- ESSEX LLCCRD 108352 · DEER PARK, IL$649,327,632.00Regulatory AUM · August 2026
- ESSEX PRIVATE WEALTH MANAGEMENT LLCCRD 149991 · TOPSFIELD, MA$330,541,181.00Regulatory AUM · August 2026
- ESSEX RIDGE CAPITAL GROUP, LLCCRD 145795 · ST. LOUIS, MO$146,264,395.00Regulatory AUM · August 2026
- ESTABROOK CAPITAL MANAGEMENT LLCCRD 128856 · NEW YORK, NY$933,319,315.00Regulatory AUM · August 2026
- ESTANCIA CAPITAL MANAGEMENT, LLCCRD 166478 · SCOTTSDALE, AZ$908,004,113.00Regulatory AUM · August 2026
- ESTATE & TRUST ADVISORS, INC.CRD 123802 · RIVERWOODS, IL$256,470,000.00Regulatory AUM · August 2026
- ESTATE MANAGEMENT COUNSELORS,LLCCRD 126624 · ATLANTA, GA$294,317,355.00Regulatory AUM · August 2026
- ESTUARY CAPITAL MANAGEMENT LPCRD 323379 · WAYZATA, MN$853,863,466.00Regulatory AUM · August 2026
- ETESIAN WEALTH ADVISORS, INC.CRD 152127 · WEST LINN, OR$503,332,148.00Regulatory AUM · August 2026
- ETF PORTFOLIO PARTNERS, INC.CRD 128366 · LEAWOOD, KS$431,143,922.00Regulatory AUM · August 2026
- ETHOS CAPITAL MANAGEMENT, INC.CRD 313145 · NEWTOWN, PA$155,381,974.00Regulatory AUM · August 2026
- ETNA CAPITAL MANAGEMENT COMPANY LIMITEDCRD 330644$143,300,582.00Regulatory AUM · August 2026
- ETRE LLCCRD 121355 · CAMBRIDGE, MA$216,807,051.00Regulatory AUM · August 2026
- EUBANK, HUTSON & ASSOCIATES, LLCCRD 226519 · PLANO, TX$137,678,709.00Regulatory AUM · August 2026
- EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLCCRD 159018 · SEATTLE, WA$131,598,482.00Regulatory AUM · August 2026
- EUDAIMONIA ASSET MANAGEMENT, LLCCRD 299379 · WINCHESTER, TN$246,890,946.00Regulatory AUM · August 2026
- EUKLES ASSET MANAGEMENT, LLCCRD 156649 · CINCINNATI, OH$341,096,800.00Regulatory AUM · August 2026
- EUPHRATES ADVISORS LLCCRD 167257 · WASHINGTON, DC$539,014,509.00Regulatory AUM · August 2026
- EUREKA EQUITY PARTNERS, L.P.CRD 159236 · PHILADELPHIA, PA$279,247,111.00Regulatory AUM · August 2026
- EUROCAPITAL ADVISORS, INCCRD 126163 · MIAMI, FL$103,595,993.00Regulatory AUM · August 2026
- EVANS INVESTMENT ADVISORS, L.L.C.CRD 147000 · BATON ROUGE, LA$390,734,415.00Regulatory AUM · August 2026
- EVANSBROOK LLCCRD 327916$225,725,480.00Regulatory AUM · August 2026
- EVE PARTNERS, LLCCRD 307661 · PONTE VEDRA BEACH, FL$641,335,168.00Regulatory AUM · August 2026
- EVEREST PRIVATE WEALTHCRD 142945 · CUPERTINO, CA$410,795,766.00Regulatory AUM · August 2026
- EVEREST WEALTH MANAGEMENT, LLCCRD 133823 · LEAWOOD, KS$237,424,189.00Regulatory AUM · August 2026
- EVERGREEN ADVISORS, LLCCRD 149861 · CHATTANOOGA, TN$522,799,366.00Regulatory AUM · August 2026
- EVERGREEN CAPITAL ASSOCIATES LLCCRD 312909 · PLAINSBORO, NJ$243,646,076.00Regulatory AUM · August 2026
- EVERGREEN PRIVATE WEALTH LLCCRD 324777 · GREENWOOD VILLAGE, CO$264,725,460.00Regulatory AUM · August 2026
- EVERGREEN WEALTH ADVISORSCRD 326535 · RALEIGH, NC$112,481,709.00Regulatory AUM · August 2026
- EVERGREEN WEALTH MANAGEMENT, LLCCRD 174090 · WILLIAMSTON, MI$248,707,109.00Regulatory AUM · August 2026
- EVERGREEN WEALTH PARTNERS LLCCRD 335451 · KALISPELL, MT$405,219,640.00Regulatory AUM · August 2026
- EVERMONT WEALTH, INC.CRD 168581 · CLAREMONT, CA$333,921,342.00Regulatory AUM · August 2026
- EVERNEST FINANCIAL ADVISORSCRD 328161 · CARMEL, IN$963,016,606.00Regulatory AUM · August 2026
- EVERPAR ADVISORS LLCCRD 326468 · TULSA, OK$587,838,031.00Regulatory AUM · August 2026
- EVERSTAR ASSET MANAGEMENT, LLCCRD 313334 · MOORESVILLE, NC$336,741,565.00Regulatory AUM · August 2026
- EVERVIEW PARTNERS, L.P.CRD 334067 · NEW YORK, NY$949,807,230.00Regulatory AUM · August 2026
- EVERY SECURITIES LLCCRD 333167 · SACRAMENTO, CA$122,651,621.00Regulatory AUM · August 2026
- EVEXIA WEALTH, LLCCRD 323788 · STEVENS POINT, WI$386,112,934.00Regulatory AUM · August 2026
- EVOLUTION ADVISERS, INC.CRD 149615 · RICHMOND, VA$337,176,397.00Regulatory AUM · August 2026
- EVOLUTION INVESTMENT MANAGEMENT LLCCRD 324108 · AUSTIN, TX$127,504,786.00Regulatory AUM · August 2026
- EVOLUTION PRIVATE INVESTMENT COLLECTIVE LLCCRD 311425 · MANHATTAN BEACH, CA$166,457,615.00Regulatory AUM · August 2026
- EVOLUTION WEALTH MANAGEMENT INC.CRD 307644 · FORT MYERS, FL$171,743,835.00Regulatory AUM · August 2026
- EVR RESEARCH LPCRD 283385 · RICHMOND, VA$365,015,905.00Regulatory AUM · August 2026
- EVT FINANCIAL ADVISORS AGCRD 155268$498,927,026.00Regulatory AUM · August 2026
- EWA, LLCCRD 308977 · PITTSBURGH, PA$750,707,201.00Regulatory AUM · August 2026
- EXCALIBUR MANAGEMENT CORPCRD 110836 · WALTHAM, MA$712,076,143.00Regulatory AUM · August 2026
- EXCEED ADVISORY LLCCRD 170403 · NEW YORK, NY$119,150,346.00Regulatory AUM · August 2026
- EXCEL CAPITAL MANAGEMENT CORPCRD 109229 · WARREN, NJ$192,505,720.00Regulatory AUM · August 2026
- EXCEL FINANCIAL, LLCCRD 145301 · RED WING, MN$404,464,714.00Regulatory AUM · August 2026
- EXCEL WEALTH MANAGEMENT, LLCCRD 299602 · MANCHESTER, CT$310,496,264.00Regulatory AUM · August 2026
- EXCHANGE PLACE ADVISORS, LLCCRD 125240 · SUDBURY, MA$379,715,479.00Regulatory AUM · August 2026
- EXCOLERE EQUITY PARTNERS, LLCCRD 324822 · LOS ANGELES, CA$212,159,124.00Regulatory AUM · August 2026
- EXCOMP ASSET MANAGEMENT LTDCRD 110434 · MELVILLE, NY$140,218,941.00Regulatory AUM · August 2026
- EXECUTIVE FINANCIAL SERVICES INCCRD 110180 · LIVONIA, MI$199,450,000.00Regulatory AUM · August 2026
- EXIT WEALTH ADVISORS, LLCCRD 332573 · ALPHARETTA, GA$243,222,773.00Regulatory AUM · August 2026
- EXODUS WEALTH, LLCCRD 174328 · FORT LAUDERDALE, FL$483,606,925.00Regulatory AUM · August 2026
- EXOME ASSET MANAGEMENT LLCCRD 304585 · NEW YORK, NY$548,629,691.00Regulatory AUM · August 2026
- EXPAND FINANCIAL GROUP, LLCCRD 293160$113,456,003.00Regulatory AUM · August 2026
- EXPERIENCE YOUR WEALTH, LLCCRD 305991$105,302,182.00Regulatory AUM · August 2026
- EXPRESSIVE WEALTH LLCCRD 329974 · CHICAGO, IL$165,171,203.00Regulatory AUM · August 2026
- EXTANT CAPITAL LLCCRD 337508 · ALBANY, NY$204,259,315.00Regulatory AUM · August 2026
- EXTRACT ADVISORS LLCCRD 285535 · CALABASAS, CA$914,421,997.00Regulatory AUM · August 2026
- EYRE STREET CAPITAL, LLCCRD 333970 · NEW YORK, NY$367,215,169.00Regulatory AUM · August 2026
- F.I.G. FINANCIAL ADVISORY SERVICES, INC.CRD 105506 · OKLAHOMA CITY, OK$162,392,624.00Regulatory AUM · August 2026
- F&V CAPITAL MANAGEMENT, L.L.C.CRD 146399 · BOCA RATON, FL$557,839,445.00Regulatory AUM · August 2026
- F5 FINANCIAL PLANNING, L.L.C.CRD 170674$168,654,961.00Regulatory AUM · August 2026
- FACT CAPITAL, L.P.CRD 307860 · NEW YORK, NY$370,833,887.00Regulatory AUM · August 2026
- FACTION VENTURES, LLCCRD 318821 · PALO ALTO, CA$432,631,544.00Regulatory AUM · August 2026
- FACTOR WEALTH MANAGEMENT LTD.CRD 104708 · CHICAGO, IL$781,019,799.00Regulatory AUM · August 2026
- FACTORIAL FUNDS MANAGEMENT LLCCRD 319107 · SAN FRANCISCO, CA$967,009,419.00Regulatory AUM · August 2026