Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 32
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- FAGAN ASSOCIATES INCCRD 107562 · TROY, NY$940,732,988.00Regulatory AUM · August 2026
- FAI ADVISORS, INC.CRD 122132 · FARMINGTON HILLS, MI$302,044,135.00Regulatory AUM · August 2026
- FAI CAPITAL MANAGEMENTCRD 147025 · TAMPA, FL$842,109,549.00Regulatory AUM · August 2026
- FAIR ASSET MANAGEMENT, LLCCRD 334853$119,766,244.00Regulatory AUM · August 2026
- FAIRBANKS CAPITAL MANAGEMENT, INC.CRD 107650 · RANCHO SANTA FE, CA$210,590,858.00Regulatory AUM · August 2026
- FAIRBRIDGE ASSET MANAGEMENT LLCCRD 314538 · DARIEN, CT$535,431,174.00Regulatory AUM · August 2026
- FAIRCHILD CAPITAL LLCCRD 298428 · PORTLAND, OR$102,789,935.00Regulatory AUM · August 2026
- FAIRCHILD FINANCIAL ADVISORS, INC.CRD 165434 · FOLSOM, CA$127,275,047.00Regulatory AUM · August 2026
- FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLCCRD 314171$147,743,575.00Regulatory AUM · August 2026
- FAIRFIELD FINANCIAL ADVISORS LTDCRD 106408 · WELLESLEY, MA$333,225,374.00Regulatory AUM · August 2026
- FAIRFIELD, BUSH & CO.CRD 105970 · DARIEN, CT$588,975,599.00Regulatory AUM · August 2026
- FAIRHAVEN FINANCIAL ADVISORY CORPORATIONCRD 124266 · EAST LANSING, MI$377,639,674.00Regulatory AUM · August 2026
- FAIRLEAD ASSET MANAGEMENT LLCCRD 297384 · GREENWICH, CT$271,599,260.00Regulatory AUM · August 2026
- FAIRLIGHT ADVISORS LLCCRD 305352 · SAN FRANCISCO, CA$109,264,680.00Regulatory AUM · August 2026
- FAIRSCALE CAPITAL, LLCCRD 165535 · NASHUA, NH$207,808,425.00Regulatory AUM · August 2026
- FAIRVIEW ASSET MANAGEMENT LLCCRD 322976 · SAN JUAN, PR$256,000,000.00Regulatory AUM · August 2026
- FAIRVIEW CONSTITUTION MANAGEMENT IV LLCCRD 159304 · WEST HARTFORD, CT$139,819,172.00Regulatory AUM · August 2026
- FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLCCRD 170918 · SEATTLE, WA$256,000,000.00Regulatory AUM · August 2026
- FAIRVOY PRIVATE WEALTH, LLCCRD 329636 · BIRMINGHAM, AL$605,078,967.00Regulatory AUM · August 2026
- FAIRWAY ASSET MANAGEMENT, LLCCRD 146636 · OMAHA, NE$117,360,392.00Regulatory AUM · August 2026
- FAIRWAY FINANCIAL, LLCCRD 134675 · CASSELBERRY, FL$159,599,831.00Regulatory AUM · August 2026
- FAITH INVESTOR SERVICES LLCCRD 313337 · SCOTTSDALE, AZ$279,720,172.00Regulatory AUM · August 2026
- FALCON BRIDGE CAPITAL II, LLCCRD 156661 · OAKLAND, CA$192,748,384.00Regulatory AUM · August 2026
- FALCONPOINT CAPITAL PARTNERS LLCCRD 327260 · NEW YORK, NY$845,112,765.00Regulatory AUM · August 2026
- FALL LINE CAPITAL, LLCCRD 283625 · SAN MATEO, CA$332,450,000.00Regulatory AUM · August 2026
- FAMILY CAPITAL MANAGEMENT, INC.CRD 111230 · GRAND RAPIDS, MI$435,118,171.00Regulatory AUM · August 2026
- FAMILY CFO INCCRD 127335$289,450,939.00Regulatory AUM · August 2026
- FAMILY CFO, LLCCRD 108891$169,653,322.00Regulatory AUM · August 2026
- FAMILY FIDUCIARY SERVICES, INC.CRD 146339 · BEVERLY, MA$254,151,904.00Regulatory AUM · August 2026
- FAMILY FINANCIAL GROUPCRD 152609 · WEST MONROE, LA$133,000,000.00Regulatory AUM · August 2026
- FAMILY FINANCIAL SOLUTIONS GROUP, LLCCRD 172725 · DURANGO, CO$500,744,069.00Regulatory AUM · August 2026
- FAMILY INVESTMENT CENTER, INC.CRD 113799 · SAINT JOSEPH, MO$689,320,394.00Regulatory AUM · August 2026
- FAMILY LEGACY FINANCIAL SOLUTIONS, LLCCRD 314351 · CARY, NC$174,530,000.00Regulatory AUM · August 2026
- FAMILY LEGACY, INC.CRD 110945 · GREENVILLE, SC$377,277,747.00Regulatory AUM · August 2026
- FAMILY OFFICE RESEARCH, LLCCRD 144136 · BETHESDA, MD$648,208,835.00Regulatory AUM · August 2026
- FAMILY WEALTH ADVISORY GROUP, LLCCRD 130595 · CINCINNATI, OH$396,234,570.00Regulatory AUM · August 2026
- FAMILY WEALTH PARTNERS LLCCRD 304935 · MEDFORD, NJ$130,937,000.00Regulatory AUM · August 2026
- FAMILY WEALTH PARTNERS, LLCCRD 317764 · MATTHEWS, NC$392,445,796.00Regulatory AUM · August 2026
- FAMILY WEALTH PLANNING PARTNERS LLCCRD 323656 · LOUISVILLE, KY$317,374,188.00Regulatory AUM · August 2026
- FAMILY WMS, LLCCRD 126456 · ATHENS, GA$571,641,963.00Regulatory AUM · August 2026
- FAMILYWEALTH ADVISERS LLCCRD 289193 · LAKE MARY, FL$394,645,121.00Regulatory AUM · August 2026
- FAMILYWEALTH ASSET MANAGEMENTCRD 147869 · LAKE MARY, FL$177,037,715.00Regulatory AUM · August 2026
- FARLEY CAPITAL L.P.CRD 157747$250,348,119.00Regulatory AUM · August 2026
- FARNAM FINANCIAL, LLCCRD 306180 · PHOENIX, AZ$161,447,231.00Regulatory AUM · August 2026
- FAROL INVESTMENT ADVISERS LPCRD 166565 · NEW YORK, NY$543,661,687.00Regulatory AUM · August 2026
- FAROPOINT VENTURES, LLCCRD 321107 · HOBOKEN, NJ$779,997,918.00Regulatory AUM · August 2026
- FARRCREST CAPITAL LLCCRD 340912$110,500,000.00Regulatory AUM · August 2026
- FARRELL FINANCIAL LLCCRD 321609 · ORCHARD PARK, NY$200,627,067.00Regulatory AUM · August 2026
- FARRINGDON ASSET MANAGEMENT PTE LTDCRD 290461$341,208,194.00Regulatory AUM · August 2026
- FARRIS CAPITAL MANAGEMENT INC.CRD 169051 · CARROLLTON, TX$177,504,806.00Regulatory AUM · August 2026
- FARROW FINANCIAL INCCRD 110526 · SOUTH BURLINGTON, VT$280,146,758.00Regulatory AUM · August 2026
- FATHOM POINT CAPITAL LLCCRD 339729 · SAN FRANCISCO, CA$280,000,000.00Regulatory AUM · August 2026
- FAYERWEATHER MANAGEMENT, LLCCRD 187517 · CAMBRIDGE, MA$289,588,000.00Regulatory AUM · August 2026
- FC ADVISORY, LLCCRD 170478 · WEST CHESTER, PA$397,315,080.00Regulatory AUM · August 2026
- FC WEALTH SOLUTIONS LLCCRD 286381 · WESTERVILLE, OH$101,000,000.00Regulatory AUM · August 2026
- FC WEALTH, INC.CRD 333296 · BELLEVUE, WA$146,000,000.00Regulatory AUM · August 2026
- FC360 WEALTH MANAGEMENT, INC.CRD 171788 · ROSEVILLE, CA$158,187,152.00Regulatory AUM · August 2026
- FCA CORPCRD 110658 · HOUSTON, TX$623,120,515.00Regulatory AUM · August 2026
- FCA PARTNERS, LLCCRD 322393 · CHARLOTTE, NC$910,335,087.00Regulatory AUM · August 2026
- FCG INVESTMENT COMPANYCRD 308192 · GERMANTOWN, TN$568,225,701.00Regulatory AUM · August 2026
- FCIG WEALTH MANAGEMENT, LLCCRD 329906 · PLAINFIELD, CT$282,480,387.00Regulatory AUM · August 2026
- FDI WEALTH MANAGEMENT, LLCCRD 292050 · MIAMI, FL$283,751,761.00Regulatory AUM · August 2026
- FDX ADVISORS, INC.CRD 104601 · BERWYN, PA$832,819,068.00Regulatory AUM · August 2026
- FEARLESS SOLUTIONS LLCCRD 297599 · SAN ANTONIO, TX$296,378,147.00Regulatory AUM · August 2026
- FEATHERINGILL CAPITAL, LLCCRD 299523 · BIRMINGHAM, AL$142,916,072.00Regulatory AUM · August 2026
- FEDERMANN FINANCIAL ADVISORS INC.CRD 129975 · ROCKY POINT, NY$108,153,527.00Regulatory AUM · August 2026
- FEE-ONLY FIDUCIARY ADVISORS LLCCRD 143329 · GRAND RAPIDS, MI$197,020,227.00Regulatory AUM · August 2026
- FEE-ONLY FINANCIAL PLANNING, L.C.CRD 108365$404,368,224.00Regulatory AUM · August 2026
- FEENIX VENTURE PARTNERS, LLCCRD 304152 · NEW YORK, NY$175,470,553.00Regulatory AUM · August 2026
- FEG CURIO INVESTMENT PARTNERS, LLCCRD 323497 · CINCINNATI, OH$195,280,839.00Regulatory AUM · August 2026
- FELDMAN JEFFREY MARKCRD 107956$340,628,516.00Regulatory AUM · August 2026
- FELICITAS GLOBAL PARTNERS, LLCCRD 292411 · PASADENA, CA$804,376,640.00Regulatory AUM · August 2026
- FELIS ADVANTAGE, LPCRD 335282 · BOSTON, MA$150,000,000.00Regulatory AUM · August 2026
- FELL CAPITAL MANAGEMENTCRD 104986 · NEWPORT BEACH, CA$161,808,245.00Regulatory AUM · August 2026
- FELLOWSHIP FINANCIAL PLANNING, LLCCRD 330347 · SPOKANE, WA$465,326,040.00Regulatory AUM · August 2026
- FELLOWSHIP INVESTMENT ADVISORS, LLCCRD 154103 · MAITLAND, FL$175,871,399.00Regulatory AUM · August 2026
- FELTL ADVISORS, LLCCRD 165244 · PLYMOUTH, MN$165,615,748.00Regulatory AUM · August 2026
- FENIX ASSET MANAGEMENT, LLCCRD 291069 · NEW YORK, NY$160,423,060.00Regulatory AUM · August 2026
- FENTON GREGORY COLEMANCRD 133301 · SANDWICH, MA$194,779,475.00Regulatory AUM · August 2026
- FENWAY PARTNERS, LLCCRD 160630 · WESTERLY, RI$306,800,000.00Regulatory AUM · August 2026
- FERGHANA INVESTMENT PARTNERS, LPCRD 337822 · NEW YORK, NY$100,000,000.00Regulatory AUM · August 2026
- FERGUSON SHAPIRO LLCCRD 297555 · DECATUR, GA$415,195,355.00Regulatory AUM · August 2026
- FERGUSON-JOHNSON WEALTH MANAGEMENT, INC.CRD 109232 · ROCKVILLE, MD$316,354,533.00Regulatory AUM · August 2026
- FEYNMAN POINT ASSET MANAGEMENT LLCCRD 330536 · NEW YORK, NY$198,388,333.00Regulatory AUM · August 2026
- FF ADVISORS, LLCCRD 316723 · MANHATTAN BEACH, CA$280,311,416.00Regulatory AUM · August 2026
- FFG PARTNERS, LLCCRD 318641 · FORT LAUDERDALE, FL$567,365,373.00Regulatory AUM · August 2026
- FFG RETIREMENT ADVISORS LLCCRD 308305 · CENTENNIAL, CO$216,470,615.00Regulatory AUM · August 2026
- FFO INVESTMENTS LLCCRD 338887 · TAMPA, FL$207,088,515.00Regulatory AUM · August 2026
- FFP WEALTH MANAGEMENT, LLCCRD 300253 · COON RAPIDS, MN$301,108,000.00Regulatory AUM · August 2026
- FI401K ADVISORS, LLCCRD 168408 · CENTENNIAL, CO$914,955,513.00Regulatory AUM · August 2026
- FIAT WEALTH MANAGEMENT LLCCRD 318201 · WAYZATA, MN$517,382,209.00Regulatory AUM · August 2026
- FIDATO WEALTH LLCCRD 158173 · MIDDLEBURG HEIGHTS, OH$510,752,617.00Regulatory AUM · August 2026
- FIDELIS FINANCIAL PLANNING, LLCCRD 141698 · SAINT CHARLES, MO$160,000,000.00Regulatory AUM · August 2026
- FIDELIS IM, LLCCRD 162985 · MEDFORD, OR$306,143,151.00Regulatory AUM · August 2026
- FIDELIS WEALTH ADVISORS, LLCCRD 292551 · CASTLE ROCK, CO$210,405,970.00Regulatory AUM · August 2026
- FIDUCIARY ADVISOR ADVOCATES, LLCCRD 169039$106,400,000.00Regulatory AUM · August 2026
- FIDUCIARY ADVISORS, LLCCRD 104189 · COTTONWOOD HEIGHTS, UT$520,231,740.00Regulatory AUM · August 2026
- FIDUCIARY CAPITAL MANAGEMENT LLCCRD 340618 · CHEYENNE, WY$149,815,715.00Regulatory AUM · August 2026
- FIDUCIARY EXPERTS LLCCRD 146721$985,760,522.00Regulatory AUM · August 2026
- FIDUCIARY FAMILY OFFICE, LLCCRD 326990 · BOCA RATON, FL$747,668,854.00Regulatory AUM · August 2026