Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 30
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- ELITE WEALTH MANAGEMENT, INC.CRD 333159 · PLOVER, WI$161,422,447.00Regulatory AUM · August 2026
- ELIZABETH PARK CAPITAL ADVISORS, LTDCRD 158416 · PEPPER PIKE, OH$393,949,323.00Regulatory AUM · August 2026
- ELK RIVER WEALTH MANAGEMENT LLCCRD 307263 · DENVER, CO$971,278,241.00Regulatory AUM · August 2026
- ELLA FINANCIAL ADVISING LLCCRD 307357 · OAKLAND, CA$106,855,983.00Regulatory AUM · August 2026
- ELLERBROCK-NORRIS WEALTH STRATEGIES LLCCRD 295099 · OMAHA, NE$171,618,658.00Regulatory AUM · August 2026
- ELLINGTON CREDIT COMPANY MANAGEMENT LLCCRD 168311 · OLD GREENWICH, CT$414,963,000.00Regulatory AUM · August 2026
- ELLIOTT COVE CAPITAL MANAGEMENT LLCCRD 123636 · SEATTLE, WA$348,161,285.00Regulatory AUM · August 2026
- ELLIS INVESTMENT PARTNERS, LLCCRD 157669 · BERWYN, PA$986,849,047.00Regulatory AUM · August 2026
- ELM CAPITAL MANAGEMENT LLCCRD 294012 · PITTSBURGH, PA$133,387,217.00Regulatory AUM · August 2026
- ELM RIDGE MANAGEMENT, LLCCRD 154508 · BRIARCLIFF MANOR, NY$155,059,753.00Regulatory AUM · August 2026
- ELM3 FINANCIAL GROUP, LLCCRD 140594 · ALPHARETTA, GA$189,038,143.00Regulatory AUM · August 2026
- ELMIND CAPITAL LPCRD 333910$613,614,919.00Regulatory AUM · August 2026
- ELMWOOD WEALTH MANAGEMENT, INC.CRD 165639 · BERKELEY, CA$477,926,836.00Regulatory AUM · August 2026
- ELSEWHERE PARTNERS, LLCCRD 293959 · AUSTIN, TX$803,018,398.00Regulatory AUM · August 2026
- ELTEKON ADVISORS, LLC.CRD 115371 · WEST LAKE HILLS, TX$340,000,000.00Regulatory AUM · August 2026
- ELTRINGHAM WEALTH PARTNERS, LLCCRD 298885 · CINCINNATI, OH$179,034,817.00Regulatory AUM · August 2026
- ELTURA CAPITAL MANAGEMENT, LLCCRD 318320 · NEW YORK, NY$156,450,329.00Regulatory AUM · August 2026
- ELYSIUM WEALTH MANAGEMENT, LLCCRD 312068 · SOUTH JORDAN, UT$352,280,703.00Regulatory AUM · August 2026
- ELYXIUM WEALTH LLCCRD 328603 · BEVERLY HILLS, CA$819,041,675.00Regulatory AUM · August 2026
- EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLCCRD 140929 · SAN FRANCISCO, CA$169,751,288.00Regulatory AUM · August 2026
- EMBASSY ASSET MANAGEMENT LPCRD 314768 · SHORT HILLS, NJ$773,975,853.00Regulatory AUM · August 2026
- EMBLEM GROUP, L.P.CRD 329533 · BOSTON, MA$419,422,918.00Regulatory AUM · August 2026
- EMC CAPITAL ADVISORS, LLCCRD 169296 · BANNOCKBURN, IL$304,688,109.00Regulatory AUM · August 2026
- EMC CAPITAL MANAGEMENT, LLCCRD 167761 · HOUSTON, TX$218,888,113.00Regulatory AUM · August 2026
- EMERALD ADVISORS, LLCCRD 305125 · BELLEVUE, WA$941,396,697.00Regulatory AUM · August 2026
- EMERALD ASSET MANAGEMENT, INC.CRD 174691 · ROCKY MOUNT, NC$120,761,226.00Regulatory AUM · August 2026
- EMERALD BAY WEALTH MANAGEMENT LLCCRD 160837 · TAHOE CITY, CA$200,377,832.00Regulatory AUM · August 2026
- EMERALD HILL CAPITAL PARTNERS HOLDINGS, LLCCRD 298843 · LAKEWOOD, CO$475,955,267.00Regulatory AUM · August 2026
- EMERGENT CAPITAL ADVISORS, LLCCRD 156112 · HOUSTON, TX$124,117,550.00Regulatory AUM · August 2026
- EMERGENT FINANCIAL SERVICES, LLC.CRD 288434 · CHARLOTTESVILLE, VA$195,201,000.00Regulatory AUM · August 2026
- EMERGENT STRATEGIC PARTNERS, LLCCRD 333406$598,680,867.00Regulatory AUM · August 2026
- EMERGENT WEALTH ADVISORS, LLCCRD 174845 · WILLIAMSVILLE, NY$249,075,065.00Regulatory AUM · August 2026
- EMERSON EQUITY LLCCRD 130032 · SAN MATEO, CA$321,704,653.00Regulatory AUM · August 2026
- EMET CAPITAL MANAGEMENT, LLCCRD 167047 · NEW YORK, NY$481,837,071.00Regulatory AUM · August 2026
- EMISSARY WEALTH LLCCRD 308002 · HACKENSACK, NJ$185,055,983.00Regulatory AUM · August 2026
- EMMETT INVESTMENT MANAGEMENT, LPCRD 299543 · NEW YORK, NY$181,643,101.00Regulatory AUM · August 2026
- EMP MANAGEMENT LLCCRD 285104 · ATLANTA, GA$840,645,118.00Regulatory AUM · August 2026
- EMPEIRIA CAPITAL MANAGEMENT, LLCCRD 285463 · CINCINNATI, OH$339,355,000.00Regulatory AUM · August 2026
- EMPERY ASSET MANAGEMENT, LPCRD 148180 · NEW YORK CITY, NY$262,490,754.00Regulatory AUM · August 2026
- EMPIRE FINANCIAL MANAGEMENT COMPANY, LLCCRD 146097 · HOLMDEL, NJ$706,000,000.00Regulatory AUM · August 2026
- EMPIRICAL ASSET MANAGEMENT, LLCCRD 155436 · WELLESLEY, MA$560,018,982.00Regulatory AUM · August 2026
- EMPIRICAL CAPITAL MANAGEMENT, LLCCRD 160509 · HENDERSONVILLE, TN$152,663,331.00Regulatory AUM · August 2026
- EMPOWER FINANCIAL ADVISORY, LLCCRD 313968 · GLASTONBURY, CT$635,801,070.00Regulatory AUM · August 2026
- EMVISION CAPITAL ADVISORS, LLCCRD 337827 · AURORA, OH$176,416,964.00Regulatory AUM · August 2026
- EN ENTERPRISES, LLCCRD 337964 · NORTH LIBERTY, IA$142,735,811.00Regulatory AUM · August 2026
- ENCOMPASS ADVISORY SERVICES, LLCCRD 283574 · KATY, TX$121,263,796.00Regulatory AUM · August 2026
- ENCOMPASS MORE ASSET MANAGEMENT LLCCRD 322382 · DANVILLE, CA$984,886,079.00Regulatory AUM · August 2026
- ENCOMPASS WEALTH ADVISORS, LLCCRD 170807 · PORTLAND, OR$472,778,228.00Regulatory AUM · August 2026
- ENCORE CONSUMER CAPITAL, LPCRD 157228 · SAN FRANCISCO, CA$786,218,636.00Regulatory AUM · August 2026
- ENCORE GLOBAL MANAGEMENT LPCRD 336829 · HOUSTON, TX$160,184,566.00Regulatory AUM · August 2026
- ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLCCRD 159393 · BOCA RATON, FL$679,546,496.00Regulatory AUM · August 2026
- ENCORE WEALTH ADVISORS, LLCCRD 336566 · MORRIS, MN$121,659,707.00Regulatory AUM · August 2026
- ENDEAVOR ADVISORS, LLCCRD 324925 · THE WOODLANDS, TX$559,523,188.00Regulatory AUM · August 2026
- ENDEAVOR PRIVATE WEALTH, INC.CRD 313053 · TOPEKA, KS$595,349,686.00Regulatory AUM · August 2026
- ENDEAVOR WEALTH ADVISORS, LLCCRD 305348 · PEPPER PIKE, OH$252,794,072.00Regulatory AUM · August 2026
- ENDEAVOUR CAPITAL ADVISORS INC.CRD 137689 · GREENWICH, CT$602,696,345.00Regulatory AUM · August 2026
- ENDICOTT CAPITAL MANAGEMENT, L.L.C.CRD 308447 · NEW YORK, NY$452,571,470.00Regulatory AUM · August 2026
- ENDOWMENT ADVISERS, L.P.CRD 129346 · AUSTIN, TX$499,692,477.00Regulatory AUM · August 2026
- ENDOWMENT WEALTH MANAGEMENT, INC.CRD 108652 · APPLETON, WI$609,222,636.00Regulatory AUM · August 2026
- ENDURE CAPITAL, LLCCRD 338391 · LAKE FOREST, CA$106,891,304.00Regulatory AUM · August 2026
- ENDURING WEALTH ADVISORS, LLCCRD 323320 · TEMECULA, CA$122,799,186.00Regulatory AUM · August 2026
- ENDURING WEALTH MANAGEMENT, LLCCRD 337527 · MERIDIAN, ID$181,351,001.00Regulatory AUM · August 2026
- ENGAGED CAPITAL, LLCCRD 161251 · NEWPORT BEACH, CA$432,294,709.00Regulatory AUM · August 2026
- ENGLE CAPITAL MANAGEMENT, L.P.CRD 178525 · GREENWICH, CT$492,393,735.00Regulatory AUM · August 2026
- ENGLEBERT FINANCIAL ADVISERS, LLCCRD 300568 · ALLENTOWN, PA$156,618,612.00Regulatory AUM · August 2026
- ENGLESON & ASSOCIATES, INC.CRD 126349 · ROCHESTER, NY$114,468,604.00Regulatory AUM · August 2026
- ENGLISH CAPITAL MANAGEMENT LLCCRD 234790 · BLOOMFIELD HILLS, MI$241,078,442.00Regulatory AUM · August 2026
- ENHALUS CAPITAL, LPCRD 313321 · NEW YORK, NY$785,514,318.00Regulatory AUM · August 2026
- ENHANCED CAPITAL PARTNERS, LLCCRD 170236 · NEW ORLEANS, LA$785,915,242.00Regulatory AUM · August 2026
- ENHANCING CAPITAL LLCCRD 290018 · HARRISBURG, PA$367,997,735.00Regulatory AUM · August 2026
- ENR ASSET MANAGEMENT, INCORPORATEDCRD 136315$176,718,886.00Regulatory AUM · August 2026
- ENRICH FINANCIAL PARTNERS LLCCRD 111234 · MADISON, WI$556,812,040.00Regulatory AUM · August 2026
- ENRIGHT, MOLLIN, CASCIO & RAMUSEVIC, INC.CRD 106574 · ELMHURST, NY$293,511,744.00Regulatory AUM · August 2026
- ENSIGN ADVISORY PARTNERS LLCCRD 325650 · GILBERT, AZ$101,016,323.00Regulatory AUM · August 2026
- ENSPIRE WEALTH MANAGEMENT, LLCCRD 325723 · SANTA ROSA, CA$119,296,012.00Regulatory AUM · August 2026
- ENSPYRE WEALTH ADVISORS, INC.CRD 300992 · WOODBURY, MN$217,747,144.00Regulatory AUM · August 2026
- ENTASIS ASSET MANAGEMENT LLCCRD 282711 · BROOKFIELD, WI$197,878,899.00Regulatory AUM · August 2026
- ENTELECHY LLCCRD 285776$253,321,763.00Regulatory AUM · August 2026
- ENTELEVEST, LLCCRD 318115 · CORAL GABLES, FL$147,032,517.00Regulatory AUM · August 2026
- $890,879,849.00Regulatory AUM · August 2026
- ENTREWEALTH, LLCCRD 317553$326,314,431.00Regulatory AUM · August 2026
- ENTRUITY WEALTH, LLCCRD 288331 · BAKERSFIELD, CA$171,254,413.00Regulatory AUM · August 2026
- ENTRUST FINANCIAL LLCCRD 174694 · WAYNE, PA$350,937,674.00Regulatory AUM · August 2026
- ENTRUST INVESTMENT SERVICES, INCCRD 324860 · CAMPBELL, CA$141,061,839.00Regulatory AUM · August 2026
- ENTRYPOINT CAPITAL, LLCCRD 313946 · NEW YORK, NY$700,332,093.00Regulatory AUM · August 2026
- ENVISION CAPITAL MANAGEMENT INCCRD 107150$334,050,000.00Regulatory AUM · August 2026
- ENVISION FINANCIAL LLCCRD 314365 · BROOKFIELD, WI$352,921,514.00Regulatory AUM · August 2026
- ENVISION FINANCIAL PLANNING, LLCCRD 321790 · MEMPHIS, TN$462,462,965.00Regulatory AUM · August 2026
- ENVISION FINANCIAL TRANSPARENCY, LLCCRD 297713$322,258,950.00Regulatory AUM · August 2026
- ENVOY ADVISORY INC.CRD 306559 · COLORADO SPRINGS, CO$614,952,466.00Regulatory AUM · August 2026
- ENZA FINANCIAL, LLCCRD 315827 · INDEPENDENCE, OH$191,160,236.00Regulatory AUM · August 2026
- ENZI WEALTH, LLCCRD 315457 · AUSTIN, TX$450,883,694.00Regulatory AUM · August 2026
- EOS MANAGEMENT, L.P.CRD 158090 · NEW YORK, NY$957,053,852.00Regulatory AUM · August 2026
- EPG WEALTH MANAGEMENT LLCCRD 302075 · ATLANTA, GA$579,086,058.00Regulatory AUM · August 2026
- EPIC ADVISORY SERVICES CORPCRD 176526 · BOCA RATON, FL$134,254,207.00Regulatory AUM · August 2026
- EPIC WEALTH MANAGEMENT, LLCCRD 297643 · OKLAHOMA CITY, OK$120,808,791.00Regulatory AUM · August 2026
- EPILOG PARTNERS, LP.CRD 325368 · BOSTON, MA$181,550,303.00Regulatory AUM · August 2026
- EPIQ PARTNERS, LLCCRD 165139 · MINNEAPOLIS, MN$290,914,339.00Regulatory AUM · August 2026
- EPISTEME CAPITAL PARTNERS (UK), LLPCRD 167678$276,179,377.00Regulatory AUM · August 2026
- EPOCH CAPITAL, US, LLCCRD 315254 · NEW YORK, NY$366,074,037.00Regulatory AUM · August 2026