Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 20
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- CHECKPOINT CAPITAL L.P.CRD 325763 · SAN FRANCISCO, CA$333,777,310.00Regulatory AUM · August 2026
- CHECKS & BALANCES, INC.CRD 112145 · ATLANTA, GA$251,093,751.00Regulatory AUM · August 2026
- CHELSEA ADVISORY SERVICES, INCCRD 150791 · STATEN ISLAND, NY$147,350,970.00Regulatory AUM · August 2026
- CHELSEA COUNSEL COMPANYCRD 110399 · WOODLAND HILLS, CA$517,022,106.00Regulatory AUM · August 2026
- CHEROKEE & WALKER MANAGEMENT, LLCCRD 160962 · SALT LAKE CITY, UT$100,817,540.00Regulatory AUM · August 2026
- CHERRY CREEK INVESTMENT ADVISORS INCCRD 107426 · ENGLEWOOD, CO$351,940,264.00Regulatory AUM · August 2026
- CHERRY TREE WEALTH MANAGEMENT, LLCCRD 151406 · MINNETONKA, MN$673,466,155.00Regulatory AUM · August 2026
- CHERRYDALE WEALTH MANAGEMENT, LLCCRD 171541 · MONTCLAIR, NJ$495,485,499.00Regulatory AUM · August 2026
- CHESAPEAKE ASSET MANAGEMENT LLCCRD 108994 · NEW YORK, NY$468,792,768.00Regulatory AUM · August 2026
- CHESAPEAKE CAPITAL CORPORATIONCRD 282099 · TAMPA, FL$171,860,247.00Regulatory AUM · August 2026
- CHESAPEAKE INVESTMENT MANAGEMENT LLCCRD 119010 · MCLEAN, VA$205,000,000.00Regulatory AUM · August 2026
- CHESTNUT STREET INVESTMENT COUNSEL, LLCCRD 309741 · LANCASTER, PA$119,527,897.00Regulatory AUM · August 2026
- CHICAGO ATLANTIC ADVISERS, LLCCRD 311619 · CHICAGO, IL$970,286,524.00Regulatory AUM · August 2026
- CHICAGO ATLANTIC BDC ADVISERS, LLCCRD 312723 · NEW YORK, NY$341,996,454.00Regulatory AUM · August 2026
- CHICAGO CAPITAL MANAGEMENT ADVISORS, LLCCRD 123483 · LISLE, IL$135,217,000.00Regulatory AUM · August 2026
- CHICAGO CAPITAL MANAGEMENT, LLCCRD 175453 · CHICAGO, IL$202,818,473.00Regulatory AUM · August 2026
- CHICAGO INVESTMENT ADVISORY COUNCIL, INC.CRD 123243 · ST. CHARLES, IL$230,000,000.00Regulatory AUM · August 2026
- CHICAGO WEALTH MANAGEMENT, INC.CRD 112271 · CHICAGO, IL$365,707,162.00Regulatory AUM · August 2026
- CHICO WEALTH RIA, INC.CRD 162562 · CHICO, CA$491,976,672.00Regulatory AUM · August 2026
- CHIPSER WEALTH MANAGEMENT, LLCCRD 306396 · DESTIN, FL$140,000,000.00Regulatory AUM · August 2026
- CHIRON CAPITAL MANAGEMENT, LLCCRD 308286 · TALLAHASSEE, FL$242,635,477.00Regulatory AUM · August 2026
- CHOICE WEALTH ADVISORS LLCCRD 297745 · WATERVILLE, ME$323,340,166.00Regulatory AUM · August 2026
- CHRIS BULMAN INC.CRD 313552 · ROSEVILLE, CA$283,014,568.00Regulatory AUM · August 2026
- CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.CRD 116556 · RICHLAND, WA$294,261,730.00Regulatory AUM · August 2026
- CHRISTIAN INVESTMENT ADVISORS, INC.CRD 165811 · NEW BRAUNFELS, TX$218,723,686.00Regulatory AUM · August 2026
- CHRISTINE MESSMER, P.C.CRD 121202 · COLLEGEVILLE, PA$240,559,205.00Regulatory AUM · August 2026
- CHRISTOPHER & CO., LLCCRD 325504 · AUSTIN, TX$913,826,552.00Regulatory AUM · August 2026
- CHRISTY CAPITAL MANAGEMENT, INC.CRD 149313 · MACON, GA$376,298,631.00Regulatory AUM · August 2026
- CHROMECORE, LLCCRD 311539 · SAN FRANCISCO, CA$152,000,000.00Regulatory AUM · August 2026
- CHRONIM INVESTMENTS INC.CRD 120943 · IRVING, TX$228,137,320.00Regulatory AUM · August 2026
- CHRONOMETER PARTNERS LPCRD 339929 · PITTSBURGH, PA$308,447,340.00Regulatory AUM · August 2026
- CHRONOS CAPITAL ADVISORS LLCCRD 283639 · MIAMI, FL$181,078,654.00Regulatory AUM · August 2026
- CHRONOS WEALTH MANAGEMENT, L.L.C.CRD 299782 · CLEARWATER, FL$274,039,062.00Regulatory AUM · August 2026
- CHUNG WU INVESTMENT GROUP, LLCCRD 170362 · SUGAR LAND, TX$147,478,605.00Regulatory AUM · August 2026
- CHURCHILL FINANCIAL ADVISORS, LLCCRD 333071 · LOUISVILLE, KY$522,862,170.00Regulatory AUM · August 2026
- CHURCHILL NCPE ADVISOR LLCCRD 338431 · NEW YORK, NY$259,466,592.00Regulatory AUM · August 2026
- CI CAPITAL PARTNERS LLCCRD 156863$329,194,020.00Regulatory AUM · August 2026
- CIBEST CAPITAL ADVISORY SERVICES LLCCRD 317663 · MIAMI, FL$374,843,073.00Regulatory AUM · August 2026
- CIBOLO ENERGY PARTNERS, LLCCRD 287596 · HOUSTON, TX$541,525,797.00Regulatory AUM · August 2026
- CIBRA CAPITAL LLCCRD 334678$263,000,000.00Regulatory AUM · August 2026
- CIC PARTNERS MANAGEMENT LLCCRD 158019 · DALLAS, TX$438,027,176.00Regulatory AUM · August 2026
- CIC, LLCCRD 311969 · MARCO ISLAND, FL$299,750,855.00Regulatory AUM · August 2026
- CICC ALPHA INVESTMENT MANAGEMENT (USA), LLCCRD 289848 · NEW YORK, NY$175,080,280.00Regulatory AUM · August 2026
- CID CAPITAL II, INC.CRD 160776 · CARMEL, IN$515,788,887.00Regulatory AUM · August 2026
- CIFC PRIVATE CREDIT MANAGEMENT LLCCRD 334020 · MIAMI, FL$289,866,588.00Regulatory AUM · August 2026
- CIFUENTES WEALTH PARTNERS, LLCCRD 139610 · HOLLYWOOD, FL$173,094,626.00Regulatory AUM · August 2026
- CIG ASSET MANAGEMENT, INC.CRD 123609 · SOUTHFIELD, MI$192,479,928.00Regulatory AUM · August 2026
- CIM CAPITAL SA MANAGEMENT, LLCCRD 306166 · LOS ANGELES, CA$134,218,190.00Regulatory AUM · August 2026
- CIM, LLCCRD 132136 · ALBANY, NY$804,251,910.00Regulatory AUM · August 2026
- CIMARRON HEALTHCARE CAPITAL, LLCCRD 282387 · SALT LAKE CITY, UT$532,721,959.00Regulatory AUM · August 2026
- CIMARRON WEALTH MANAGEMENT, INC.CRD 299627 · MONTROSE, CO$327,341,067.00Regulatory AUM · August 2026
- CINTRIFUSE FUND MANAGEMENT, LLCCRD 166973 · CINCINNATI, OH$180,103,766.00Regulatory AUM · August 2026
- CION GROSVENOR MANAGEMENT, LLCCRD 330199 · NEW YORK, NY$335,200,901.00Regulatory AUM · August 2026
- CIOVACCO CAPITAL MANAGEMENT LLCCRD 125071$217,305,940.00Regulatory AUM · August 2026
- CIP FUND MANAGEMENT LLCCRD 160700 · NEW YORK, NY$425,562,112.00Regulatory AUM · August 2026
- CIRCLE ADVISERS INCCRD 110818 · NEW YORK, NY$868,162,745.00Regulatory AUM · August 2026
- CIRO CAPITAL LLCCRD 329576 · JERSEY CITY, NJ$117,442,000.00Regulatory AUM · August 2026
- CIRRUS CAPITAL LLCCRD 288297 · BLOOMFIELD HILLS, MI$170,396,650.00Regulatory AUM · August 2026
- CIRRUS REAL ESTATE PARTNERS LPCRD 323210 · NEW YORK, NY$970,073,737.00Regulatory AUM · August 2026
- CITADEL INVESTMENT ADVISORY INCCRD 110540$278,251,133.00Regulatory AUM · August 2026
- CITIGROUP ALTERNATIVE INVESTMENTS LLCCRD 119537 · NEW YORK, NY$127,429,182.00Regulatory AUM · August 2026
- CITRINE CAPITAL, LLCCRD 171735 · SAN FRANCISCO, CA$346,706,774.00Regulatory AUM · August 2026
- CITY CENTER ADVISORS, LLCCRD 203513 · TROY, MI$160,230,555.00Regulatory AUM · August 2026
- CITY DIFFERENT HOLDINGS LPCRD 310982 · SANTA FE, NM$244,435,498.00Regulatory AUM · August 2026
- CITYMARK CAPITAL MANAGEMENT COMPANY LLCCRD 291405 · CLEVELAND, OH$582,839,006.00Regulatory AUM · August 2026
- CIVITAS CAPITAL MANAGEMENT, LLCCRD 319105 · DALLAS, TX$578,645,483.00Regulatory AUM · August 2026
- CJC WEALTH MANAGEMENT LLCCRD 325288$121,906,496.00Regulatory AUM · August 2026
- CKC CAPITAL LLCCRD 168967 · NEW YORK, NY$843,705,066.00Regulatory AUM · August 2026
- CL WEALTH MANAGEMENT LLCCRD 134922 · SCHAUMBURG, IL$733,574,059.00Regulatory AUM · August 2026
- CLADIS INVESTMENT ADVISORY LLCCRD 153873 · BILLINGS, MT$242,614,579.00Regulatory AUM · August 2026
- CLAIRMONT CAPITAL GROUP, LLCCRD 313639 · LOS ANGELES, CA$160,286,010.00Regulatory AUM · August 2026
- CLARAPHI ADVISORY NETWORK, LLCCRD 165868 · ALISO VIEJO, CA$382,500,156.00Regulatory AUM · August 2026
- CLARE MARKET INVESTMENTS, LLCCRD 217515 · DALLAS, TX$635,150,000.00Regulatory AUM · August 2026
- CLAREMONT CAPITAL MANAGEMENT, LLCCRD 155189 · PHOENIX, AZ$843,863,443.00Regulatory AUM · August 2026
- CLAREMONT FINANCIAL GROUP,INC.CRD 107806 · CLAREMONT, CA$139,962,948.00Regulatory AUM · August 2026
- CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLCCRD 336373 · NEW YORK, NY$277,852,586.00Regulatory AUM · August 2026
- CLARENDON CAPITAL, LLCCRD 298698 · TYSONS, VA$275,369,269.00Regulatory AUM · August 2026
- CLARENDON PRIVATE LLCCRD 316616 · BOSTON, MA$352,054,949.00Regulatory AUM · August 2026
- CLARION ADVISORS INC.CRD 131081 · AUBURN, CA$134,434,000.00Regulatory AUM · August 2026
- CLARION WEALTH MANAGEMENT PARTNERS, LLCCRD 334243 · FAIRFAX, VA$394,812,451.00Regulatory AUM · August 2026
- CLARIS ADVISORS, LLCCRD 117734 · ST. LOUIS, MO$911,128,071.00Regulatory AUM · August 2026
- CLARIS FINANCIAL, LLCCRD 168503 · GLEN ALLEN, VA$330,221,020.00Regulatory AUM · August 2026
- CLARITAS CAPITAL MANAGEMENT SERVICES, INC.CRD 329689 · NASHVILLE, TN$813,963,893.00Regulatory AUM · August 2026
- CLARITY ASSET MANAGEMENT, INC.CRD 115699 · AMES, IA$257,355,061.00Regulatory AUM · August 2026
- CLARITY CAPITAL ADVISORS, LLCCRD 282405 · LAKEWOOD RANCH, FL$406,339,770.00Regulatory AUM · August 2026
- CLARITY CAPITAL KCPS LTDCRD 160662$782,334,823.00Regulatory AUM · August 2026
- CLARITY FINANCIAL ADVISORS LLCCRD 323321 · ST. PETERSBURG, FL$149,527,424.00Regulatory AUM · August 2026
- CLARITY FINANCIAL PLANNERS, LLCCRD 277114 · CLAYTON, MO$132,478,489.00Regulatory AUM · August 2026
- CLARITY INVESTMENTS + PLANNING LLCCRD 148888 · MOUNT KISCO, NY$141,470,960.00Regulatory AUM · August 2026
- CLARITY RETIREMENT & WEALTH, LLCCRD 337718 · NEW BEDFORD, MA$139,547,607.00Regulatory AUM · August 2026
- CLARITY WEALTH ADVISORS, LLCCRD 157913 · SAN JOSE, CA$732,949,271.00Regulatory AUM · August 2026
- CLARITY WEALTH DEVELOPMENT, LLCCRD 155103 · CORVALLIS, OR$208,615,945.00Regulatory AUM · August 2026
- CLARITY WEALTH MANAGEMENT, L.L.C.CRD 284874 · GILBERT, AZ$236,835,677.00Regulatory AUM · August 2026
- CLARK & STUART INCCRD 107991 · PORTLAND, ME$195,585,257.00Regulatory AUM · August 2026
- CLARK FINANCIAL SERVICES GROUP INCCRD 110650 · CHESTERFIELD, MO$498,675,139.00Regulatory AUM · August 2026
- CLARK MONROE BLACKMAN L.L.C.CRD 139757$219,872,363.00Regulatory AUM · August 2026
- CLARK WEALTH PARTNERS, LLCCRD 321757 · O'FALLON, IL$259,876,181.00Regulatory AUM · August 2026
- CLARUS GROUP LLCCRD 310156 · NEW YORK, NY$157,960,513.00Regulatory AUM · August 2026
- CLARUS VENTURES, LLCCRD 160980 · CAMBRIDGE, MA$805,623,119.00Regulatory AUM · August 2026
- CLARUS WEALTH ADVISORS, LLCCRD 281160 · PEORIA, AZ$305,202,024.00Regulatory AUM · August 2026