Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 21
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- CLASSIC ASSET MANAGEMENT, LLCCRD 122030 · FARGO, ND$189,148,000.00Regulatory AUM · August 2026
- CLASSIC FINANCIAL & INSURANCE SERVICES, INC.CRD 120228 · WESTLAKE VILLAGE, CA$151,645,327.00Regulatory AUM · August 2026
- CLAY NORTHAM WEALTH MANAGEMENT, LLCCRD 159002 · HUNTINGTON BEACH, CA$354,936,978.00Regulatory AUM · August 2026
- CLAYMORE CAPITAL PARTNERS, LLCCRD 309944 · CINCINNATI, OH$183,940,042.00Regulatory AUM · August 2026
- CLAYTON FINANCIAL GROUP, LLCCRD 226729 · ST. LOUIS, MO$793,758,079.00Regulatory AUM · August 2026
- CLAYTON FINANCIAL SERVICES INCCRD 105898 · TOPEKA, KS$909,816,483.00Regulatory AUM · August 2026
- CLAYTON PARTNERS LLCCRD 127546 · BERKELEY, CA$171,997,700.00Regulatory AUM · August 2026
- CLEAN YIELD GROUP INCCRD 104826 · NORWICH, VT$571,222,836.00Regulatory AUM · August 2026
- CLEAR BROOK ADVISORS, INC.CRD 132045 · BOSTON, MA$817,800,000.00Regulatory AUM · August 2026
- CLEAR CREEK WEALTH MANAGEMENT, LLCCRD 288335 · DENVER, CO$722,477,179.00Regulatory AUM · August 2026
- CLEAR POINT ADVISORS, INC.CRD 111775 · MELVILLE, NY$253,408,647.00Regulatory AUM · August 2026
- CLEAR RETIREMENT ADVICE LLCCRD 292667 · SAN MATEO, CA$153,400,000.00Regulatory AUM · August 2026
- CLEAR RIDGE WEALTH MANAGEMENT, LLCCRD 172689 · KALAMAZOO, MI$244,630,166.00Regulatory AUM · August 2026
- CLEAR SKY CARBON SOLUTIONS INVESTMENT MANAGEMENT, LLCCRD 311751 · BELLAIRE, TX$466,558,339.00Regulatory AUM · August 2026
- CLEAR SKY FINANCIAL, LPCRD 298551 · PROSPER, TX$140,560,725.00Regulatory AUM · August 2026
- CLEAR TRAIL ADVISORS, LLCCRD 337595 · HOUSTON, TX$803,109,913.00Regulatory AUM · August 2026
- CLEAR WAVE WEALTH MANAGEMENT, LLCCRD 338582 · RED BANK, NJ$617,000,000.00Regulatory AUM · August 2026
- CLEARALPHA TECHNOLOGIES LPCRD 325995 · GREENWICH, CT$931,558,940.00Regulatory AUM · August 2026
- CLEARBROOK INVESTMENT SOLUTIONS LLCCRD 155607 · NEW YORK, NY$149,860,823.00Regulatory AUM · August 2026
- CLEARFIELD CAPITAL MANAGEMENT LPCRD 174981 · NEW YORK, NY$240,200,778.00Regulatory AUM · August 2026
- CLEARLIGHT PARTNERS MANAGEMENT, LLCCRD 157610 · NEWPORT BEACH, CA$390,259,494.00Regulatory AUM · August 2026
- CLEARLIST CAPITAL LLCCRD 329206 · NEW YORK, NY$959,804,083.00Regulatory AUM · August 2026
- CLEARPATH CAPITAL PARTNERS LLCCRD 111756 · MENLO PARK, CA$161,282,531.00Regulatory AUM · August 2026
- CLEARSHARES LLCCRD 157531 · MARCO ISLAND, FL$382,484,066.00Regulatory AUM · August 2026
- CLEARVIEW INVESTMENT PARTNERS, LLCCRD 150046 · COSTA MESA, CA$105,341,742.00Regulatory AUM · August 2026
- CLEARVIEW WEALTH ADVISORS, LLCCRD 305737 · SALEM, OR$201,771,685.00Regulatory AUM · August 2026
- CLEARVIEW WEALTH MANAGEMENT, LLCCRD 288978 · IRVINE, CA$178,543,412.00Regulatory AUM · August 2026
- CLEARWATER CAPITAL MANAGEMENT LLCCRD 115283$139,300,000.00Regulatory AUM · August 2026
- CLEARWAVE CAPITAL, LLCCRD 337738 · UPLAND, CA$359,215,149.00Regulatory AUM · August 2026
- CLEARWELL ADVISORS, LLCCRD 306186 · TAMPA, FL$413,513,497.00Regulatory AUM · August 2026
- CLELLAND & CO INCCRD 105406 · SAN DIEGO, CA$465,676,047.00Regulatory AUM · August 2026
- CLEMENT STREET CAPITAL LLCCRD 159684 · DOWNERS GROVE, IL$141,012,444.00Regulatory AUM · August 2026
- CLEROU ROMAIN PIERRE WALSHCRD 111081$218,943,043.00Regulatory AUM · August 2026
- CLEVELAND CAPITAL MANAGEMENT, L.L.C.CRD 341686 · ROCKY RIVER, OH$215,837,993.00Regulatory AUM · August 2026
- CLEVELAND WEALTH, LLCCRD 282196 · CLEVELAND, OH$506,578,765.00Regulatory AUM · August 2026
- CLF ASSET MANAGEMENT, INC.CRD 284060 · MADISON, WI$146,884,969.00Regulatory AUM · August 2026
- CLIENT 1ST ADVISORY GROUP LLCCRD 167790 · DUNEDIN, FL$511,486,971.00Regulatory AUM · August 2026
- CLIENT FIRST CAPITAL, LLCCRD 300684$269,676,993.00Regulatory AUM · August 2026
- CLIENT FIRST INVESTMENT MANAGEMENT LLCCRD 282600 · WEST BEND, WI$271,935,662.00Regulatory AUM · August 2026
- CLIENTFIRST WEALTH MANAGEMENT, LLCCRD 120286 · LITTLE ROCK, AR$302,840,183.00Regulatory AUM · August 2026
- CLIMBER CAPITAL SACRD 284784$625,390,555.00Regulatory AUM · August 2026
- CLIO ASSET MANAGEMENT LLCCRD 298041 · CHARLOTTESVILLE, VA$121,839,463.00Regulatory AUM · August 2026
- CLOSED LOOP PARTNERS, LLCCRD 307079 · NEW YORK, NY$466,385,930.00Regulatory AUM · August 2026
- CLOSED-END FUND ADVISORS INC.CRD 115562$186,323,115.00Regulatory AUM · August 2026
- CLOUD CAPITAL MANAGEMENT, LLCCRD 317325 · SEATTLE, WA$300,205,177.00Regulatory AUM · August 2026
- CLOUD INVESTMENTS, LLCCRD 281915 · HUNTSVILLE, AL$404,025,477.00Regulatory AUM · August 2026
- CLOUT CAPITAL INVESTMENT MANAGERS LLCCRD 327315 · MIAMI, FL$105,000,000.00Regulatory AUM · August 2026
- CLOVERFIELDS CAPITAL GROUP, LPCRD 306590 · MINNEAPOLIS, MN$358,667,263.00Regulatory AUM · August 2026
- CLP ASSET MANAGEMENT, LLCCRD 305962$173,842,000.00Regulatory AUM · August 2026
- CLS FINANCIAL ADVISORS, INC.CRD 152892 · PORTLAND, OR$191,992,677.00Regulatory AUM · August 2026
- CLUTINGER WILLIAMS & VERHOYE INCCRD 111082 · SAN DIEGO, CA$163,101,604.00Regulatory AUM · August 2026
- CLUTTERBUCK CAPITAL MANAGEMENT LLCCRD 140082 · CLEVELAND, OH$233,436,071.00Regulatory AUM · August 2026
- CM INVESTMENT PARTNERS LLCCRD 168941 · NEW YORK, NY$444,203,492.00Regulatory AUM · August 2026
- CMC FINANCIAL GROUP, LLCCRD 292413 · ATLANTA, GA$119,251,744.00Regulatory AUM · August 2026
- CMG CAPITAL MANAGEMENT GROUP, INC.CRD 110750 · MALVERN, PA$256,546,961.00Regulatory AUM · August 2026
- CMG FINANCIAL CONSULTING, LLCCRD 288359$149,647,147.00Regulatory AUM · August 2026
- CMG GLOBAL HOLDINGS, LLCCRD 307513 · PLANO, TX$379,373,540.00Regulatory AUM · August 2026
- CMH WEALTH MANAGEMENT, LLCCRD 150138 · PORTSMOUTH, NH$813,362,197.00Regulatory AUM · August 2026
- CMR CAPITAL MANAGEMENT, LLCCRD 284054 · PASADENA, CA$275,126,338.00Regulatory AUM · August 2026
- CMT ASSET MANAGEMENT LLCCRD 290487 · CHICAGO, IL$532,691,261.00Regulatory AUM · August 2026
- COALESCENCE PARTNERS INVESTMENT MANAGEMENT LPCRD 285361 · NEW YORK, NY$428,363,829.00Regulatory AUM · August 2026
- COAST ADVISORY LLCCRD 340229 · EAST TROY, WI$122,463,362.00Regulatory AUM · August 2026
- COAST CAPITAL MANAGEMENT, LPCRD 289883 · NEW YORK, NY$102,577,762.00Regulatory AUM · August 2026
- COASTAL INVESTMENT COMPANY, LLCCRD 322164 · WINTER PARK, FL$262,937,654.00Regulatory AUM · August 2026
- COASTAL WEALTH ADVISORS, LLCCRD 174574 · JOHNS ISLAND, SC$106,620,193.00Regulatory AUM · August 2026
- COASTLANDS CAPITAL LPCRD 335329 · SAN FRANCISCO, CA$785,000,000.00Regulatory AUM · August 2026
- COASTLINE COMPLETE WEALTH LLCCRD 338227 · BLUFFTON, SC$213,631,245.00Regulatory AUM · August 2026
- COASTWISE CAPITAL GROUP, LLCCRD 139564 · LA JOLLA, CA$212,200,773.00Regulatory AUM · August 2026
- COBBLESTONE ASSET MANAGEMENT LLCCRD 326545 · RICHMOND, VA$258,879,212.00Regulatory AUM · August 2026
- COBURN BARRETT, LLCCRD 166464 · SAN FRANCISCO, CA$112,680,590.00Regulatory AUM · August 2026
- CODE WAECHTER LLCCRD 289372 · TAMPA, FL$409,020,241.00Regulatory AUM · August 2026
- CODEX CAPITAL ASSET MANAGEMENT, L.L.C.CRD 309373$304,162,200.00Regulatory AUM · August 2026
- COELI FRONTIER MARKETS ABCRD 282916$325,166,353.00Regulatory AUM · August 2026
- COGENT INDEPENDENT ADVISORS, INC.CRD 161659$112,445,743.00Regulatory AUM · August 2026
- COGENT PRIVATE WEALTH, INC.CRD 319092 · ORLANDO, FL$250,272,040.00Regulatory AUM · August 2026
- COGENT STRATEGIC WEALTH LLCCRD 152715 · CHICAGO, IL$336,022,621.00Regulatory AUM · August 2026
- COGENTBLUE WEALTH ADVISORS, LLCCRD 312899 · KNOXVILLE, TN$606,032,219.00Regulatory AUM · August 2026
- COGENUITY PARTNERS, LLCCRD 332474 · SAN FRANCISCO, CA$693,834,940.00Regulatory AUM · August 2026
- COHEN & COMPANY FINANCIAL MANAGEMENT, LLCCRD 133171 · NEW YORK, NY$237,444,960.00Regulatory AUM · August 2026
- COHEN INVESTMENT ADVISORS, LLCCRD 168595 · BEDFORD, NH$259,282,862.00Regulatory AUM · August 2026
- COHERE CAPITAL PARTNERS, LPCRD 305806 · BOSTON, MA$440,552,676.00Regulatory AUM · August 2026
- COHESION WEALTH MANAGEMENT, LLCCRD 308980 · BROOMFIELD, CO$170,970,225.00Regulatory AUM · August 2026
- COIGN CAPITAL ADVISORS LLCCRD 171306 · DRAPER, UT$472,945,488.00Regulatory AUM · August 2026
- COINBASE ASSET MANAGEMENT, LLCCRD 322174 · STAMFORD, CT$840,467,014.00Regulatory AUM · August 2026
- COINFUND MANAGEMENT LLCCRD 312302 · NEW YORK, NY$765,967,611.00Regulatory AUM · August 2026
- COINSHARES ASSET MANAGEMENT (US) LLCCRD 314541 · NEW YORK, NY$251,859,210.00Regulatory AUM · August 2026
- COKER & PALMER, INC.CRD 29163 · JACKSON, MS$126,323,487.00Regulatory AUM · August 2026
- COLARION LLCCRD 284588 · MOUNTAIN BROOK, AL$188,349,442.00Regulatory AUM · August 2026
- COLBERT INVESTMENT MANAGEMENT COCRD 108642 · MIAMI, FL$295,841,392.00Regulatory AUM · August 2026
- COLBURN WEALTH MANAGEMENT, LLCCRD 157870 · GROVE CITY, OH$116,170,000.00Regulatory AUM · August 2026
- COLCHESTER INVESTMENT COUNSEL LLCCRD 126805 · RIDGEFIELD, CT$128,851,449.00Regulatory AUM · August 2026
- COLE WEALTH MANAGEMENT, LLCCRD 134509 · SCOTTSDALE, AZ$181,069,922.00Regulatory AUM · August 2026
- COLIN, BRUCE TEDCRD 118035$228,518,179.00Regulatory AUM · August 2026
- COLLAB+CURRENCY MANAGEMENT, LLCCRD 309133$332,489,935.00Regulatory AUM · August 2026
- COLLABORATIVE CAPITAL ADVISORS LLCCRD 337588 · NEW YORK, NY$387,843,222.00Regulatory AUM · August 2026
- COLLABORATIVE FUND ADVISORS, LLCCRD 327121 · RENO, NV$144,836,775.00Regulatory AUM · August 2026
- COLLABORATIVE PORTFOLIO MANAGEMENT, LLCCRD 332929 · OVERLAND PARK, KS$178,738,625.00Regulatory AUM · August 2026
- COLLABORATIVE WEALTH MANAGEMENT, INC.CRD 142106 · LAKE MARY, FL$653,282,295.00Regulatory AUM · August 2026
- COLLAR CAPITAL MANAGEMENT, LLCCRD 152325 · APPLETON, WI$176,262,609.00Regulatory AUM · August 2026
- COLLECTIVE FAMILY OFFICE, LLCCRD 301274 · YORK, PA$533,364,496.00Regulatory AUM · August 2026