Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 19
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- CBG & COMPANY, INC.CRD 149225 · FISHERS, IN$270,678,780.00Regulatory AUM · August 2026
- CBM FINANCIAL, LLCCRD 327254 · AUSTIN, TX$234,750,441.00Regulatory AUM · August 2026
- CC CAPITAL INSURANCE ADVISORS LLCCRD 334723 · NEW YORK, NY$937,350,545.00Regulatory AUM · August 2026
- CCC ADVISORS, LLCCRD 288948 · AUSTIN, TX$703,271,683.00Regulatory AUM · August 2026
- CCMP GROWTH ADVISORS, LPCRD 322926 · NEW YORK, NY$818,532,187.00Regulatory AUM · August 2026
- CDAM (UK) LTDCRD 169319$953,747,566.00Regulatory AUM · August 2026
- CDKV HOLDINGS LLCCRD 299856 · DENVER, CO$187,524,263.00Regulatory AUM · August 2026
- CDM FINANCIAL COUNSELING SERVICES, INC.CRD 126295 · NORWICH, CT$315,443,079.00Regulatory AUM · August 2026
- CDP FINANCIAL GROUP, LLCCRD 155725 · LITTLETON, CO$100,463,661.00Regulatory AUM · August 2026
- CEDAR POINT CAPITAL PARTNERS, LLCCRD 317532 · CEDAR RAPIDS, IA$248,116,441.00Regulatory AUM · August 2026
- CEDAR SPRING ADVISORS, LLCCRD 289329$169,418,524.00Regulatory AUM · August 2026
- CEDAR SPRINGS ADVISORS, LLCCRD 290855$220,660,118.00Regulatory AUM · August 2026
- CEDAR STREET ASSET MANAGEMENT LLCCRD 285814 · CHICAGO, IL$938,401,000.00Regulatory AUM · August 2026
- CEDAR WEALTH MANAGEMENT, LLCCRD 167149$417,242,966.00Regulatory AUM · August 2026
- CEDARSTONE ADVISORSCRD 172653 · THOUSAND OAKS, CA$198,427,826.00Regulatory AUM · August 2026
- CEDARVIEW CAPITAL MANAGEMENT, LPCRD 136253 · WOODMERE, NY$104,603,322.00Regulatory AUM · August 2026
- CEDARWOOD WEALTH LLCCRD 334756 · HIGHLANDS RANCH, CO$213,419,865.00Regulatory AUM · August 2026
- CEDERBERG CAPITAL ASIA LIMITEDCRD 328093$684,563,680.00Regulatory AUM · August 2026
- CEDERBERG CAPITAL LIMITEDCRD 297836$684,563,680.00Regulatory AUM · August 2026
- CEDRUS WEALTH GROUP LLCCRD 334995 · ANDOVER, MN$217,814,000.00Regulatory AUM · August 2026
- CEERA INVESTMENTS, LLCCRD 135179$303,748,023.00Regulatory AUM · August 2026
- CEETO CAPITAL GROUP, LLCCRD 286538 · CORAL GABLES, FL$531,397,433.00Regulatory AUM · August 2026
- CELERES CAPITAL ADVISORS, LLCCRD 304581 · SAN JUAN, PR$534,776,966.00Regulatory AUM · August 2026
- CELLO CAPITAL MANAGEMENT, LPCRD 160398 · NEW YORK, NY$577,222,671.00Regulatory AUM · August 2026
- CENTENNIAL ADVISORS, LLCCRD 290778 · AUSTIN, TX$237,327,848.00Regulatory AUM · August 2026
- CENTENNIAL WEALTH ADVISORY, LLCCRD 138054 · TRAVERSE CITY, MI$397,056,084.00Regulatory AUM · August 2026
- CENTER CAPITAL PARTNERS LLCCRD 315464 · BEVERLY HILLS, CA$414,973,544.00Regulatory AUM · August 2026
- CENTER FOR ASSET MANAGEMENT, LLCCRD 147981 · PALM BEACH GARDENS, FL$257,140,940.00Regulatory AUM · August 2026
- CENTER FOR WEALTH MANAGEMENT LLC.CRD 171221$227,823,265.00Regulatory AUM · August 2026
- CENTERGATE CAPITAL, L.P.CRD 281685 · AUSTIN, TX$828,277,894.00Regulatory AUM · August 2026
- CENTERLINE WEALTH ADVISORS, LLCCRD 164485 · LOUISVILLE, KY$326,036,978.00Regulatory AUM · August 2026
- CENTERPIECE WEALTH ADVISOR L.L.C.CRD 296956 · GREENWOOD VILLAGE, CO$138,597,000.00Regulatory AUM · August 2026
- CENTERPOINT ADVISORS, LLCCRD 156698 · NEEDHAM, MA$731,903,710.00Regulatory AUM · August 2026
- CENTERPOINT ADVISORY GROUP, LLCCRD 324181 · OVERLAND PARK, KS$276,346,500.00Regulatory AUM · August 2026
- CENTERSTAR ASSET MANAGEMENT, LLCCRD 289928 · CHICAGO, IL$138,601,644.00Regulatory AUM · August 2026
- CENTRAL FAMILY ADVISORS, LLCCRD 283995 · NEW YORK, NY$608,325,779.00Regulatory AUM · August 2026
- CENTRAL PINE CAPITAL, LLCCRD 322281 · CEDARHURST, NY$332,379,112.00Regulatory AUM · August 2026
- CENTRAL VALLEY ADVISORS, LLCCRD 324974 · SACRAMENTO, CA$633,744,497.00Regulatory AUM · August 2026
- CENTRAL WEALTH MANAGEMENT LLCCRD 293172 · MADISON, WI$136,834,321.00Regulatory AUM · August 2026
- CENTRIC ADVISORS, LLCCRD 282477 · CYPRESS, TX$211,348,878.00Regulatory AUM · August 2026
- CENTRIC WEALTH MANAGEMENT, LLCCRD 133877 · CHICAGO, IL$792,857,735.00Regulatory AUM · August 2026
- CENTRICA WEALTH MANAGEMENT, LLCCRD 335042 · MIAMI, FL$627,395,464.00Regulatory AUM · August 2026
- CENTURION WEALTH MANAGEMENT, LLCCRD 317929 · MCLEAN, VA$784,007,566.00Regulatory AUM · August 2026
- CENTURY EQUITY PARTNERS LLCCRD 281939 · BOSTON, MA$378,255,855.00Regulatory AUM · August 2026
- CERASUS ADVISORS INCCRD 152113$130,091,708.00Regulatory AUM · August 2026
- CERDA MUNOZ ADVISORS, INCCRD 170784 · WHITTIER, CA$265,698,162.00Regulatory AUM · August 2026
- CERRO PACIFIC WEALTH ADVISORS, LLCCRD 310825 · SAN LUIS OBISPO, CA$531,612,070.00Regulatory AUM · August 2026
- CERTIFIED FINANCIAL STRATEGIES CORPORATIONCRD 114361 · DALLAS, TX$133,298,670.00Regulatory AUM · August 2026
- CERTIFIED PLANNERS, INC.CRD 105364 · SAN RAMON, CA$196,622,285.00Regulatory AUM · August 2026
- CERTIFIED TAX SERVICE, INC.CRD 110960 · CHICAGO, IL$313,859,000.00Regulatory AUM · August 2026
- CERTIOR FINANCIAL GROUP, LLCCRD 285502 · KING OF PRUSSIA, PA$452,278,597.00Regulatory AUM · August 2026
- CERTIS CAPITAL MANAGEMENT, INC.CRD 144290 · SANTA BARBARA, CA$255,928,370.00Regulatory AUM · August 2026
- CF CAPITAL LLCCRD 325287$195,623,004.00Regulatory AUM · August 2026
- CFC PLANNING COMPANY, LLCCRD 310603 · CICERO, IN$187,285,623.00Regulatory AUM · August 2026
- CFG WEALTH MANAGEMENT SERVICES INCCRD 108351 · INDIANAPOLIS, IN$110,201,914.00Regulatory AUM · August 2026
- CFM ADVISORS INCCRD 111581 · HAUPPAUGE, NY$202,673,837.00Regulatory AUM · August 2026
- CFM WEALTH PARTNERS LLCCRD 305135 · AUSTIN, TX$885,842,605.00Regulatory AUM · August 2026
- CFS WEALTH MANAGEMENT, LLCCRD 135579 · MACON, GA$189,052,740.00Regulatory AUM · August 2026
- CGC FINANCIAL SERVICES, LLCCRD 155446 · LAKE OSWEGO, OR$875,784,975.00Regulatory AUM · August 2026
- CGI PLAN ADVISORS, INC.CRD 311275 · FRAZER, PA$261,006,787.00Regulatory AUM · August 2026
- CGI WEALTH ADVISORS, INC.CRD 311273 · FRAZER, PA$129,392,723.00Regulatory AUM · August 2026
- CH GLOBAL CAPITAL MANAGEMENT, LLCCRD 283431 · NEW YORK, NY$529,133,499.00Regulatory AUM · August 2026
- CHADLER INVESTMENT ADVISORY SOLUTIONS, LLCCRD 165763 · FAIRFIELD, NJ$231,981,091.00Regulatory AUM · August 2026
- CHALKSTREAM CAPITAL GROUP, L.P.CRD 153734$384,029,000.00Regulatory AUM · August 2026
- CHALLENGER WEALTH MANAGEMENTCRD 121498 · ALISO VIEJO, CA$275,547,380.00Regulatory AUM · August 2026
- CHAMBERLAIN LANE CAPITAL, LLCCRD 340063 · NASHVILLE, TN$100,000,010.00Regulatory AUM · August 2026
- CHAMONIX PARTNERS CAPITAL MANAGEMENT LLCCRD 318867 · NEW YORK, NY$149,159,958.00Regulatory AUM · August 2026
- CHAMPION ADVISORS LLCCRD 149920$136,814,087.00Regulatory AUM · August 2026
- CHANCELLOR FINANCIAL GROUP LPCRD 159563 · WILKES-BARRE, PA$249,305,348.00Regulatory AUM · August 2026
- CHANCELLOR WEALTH MANAGEMENT, INC.CRD 112918 · ATLANTA, GA$173,973,072.00Regulatory AUM · August 2026
- CHANEY CAPITAL MANAGEMENT INC.CRD 116511 · LYNNWOOD, WA$455,536,320.00Regulatory AUM · August 2026
- CHANGE GLOBAL INVESTMENT, LLCCRD 167844 · NEW YORK, NY$226,000,000.00Regulatory AUM · August 2026
- CHANGING PARAMETERS, LLCCRD 132551 · LOS ALTOS, CA$105,384,876.00Regulatory AUM · August 2026
- CHANNEL WEALTH, LLCCRD 323461 · SANTA BARBARA, CA$850,851,480.00Regulatory AUM · August 2026
- CHAPEL BRIDGE WEALTH ADVISORS, LLCCRD 313295 · SAN JUAN, PR$273,603,001.00Regulatory AUM · August 2026
- CHAPEL HILL INVESTMENT ANALYSTS INCCRD 109511 · GREENSBURG, PA$435,952,707.00Regulatory AUM · August 2026
- CHAPIN DAVIS, INCCRD 28116 · BALTIMORE, MD$642,788,940.00Regulatory AUM · August 2026
- CHAPMAN & CHAPMAN ADVISORS LLCCRD 122655 · CHAGRIN FALLS, OH$145,584,757.00Regulatory AUM · August 2026
- CHAPMAN FINANCIAL GROUP, LLCCRD 168439$223,936,259.00Regulatory AUM · August 2026
- CHAPMAN INVESTMENT MANAGEMENT, LLCCRD 166826$200,089,304.00Regulatory AUM · August 2026
- CHAPPELWOOD FINANCIAL SERVICES CORP.CRD 134318 · EDMOND, OK$113,083,313.00Regulatory AUM · August 2026
- CHARBETH ADVISORY L.L.C.CRD 342682$370,000,000.00Regulatory AUM · August 2026
- CHARGER INVESTMENT PARTNERS LPCRD 307191 · EL SEGUNDO, CA$865,306,151.00Regulatory AUM · August 2026
- CHARIS LEGACY PARTNERS, LLCCRD 311968 · BRYAN, TX$132,695,803.00Regulatory AUM · August 2026
- CHARLES FISH INVESTMENTS, INC.CRD 110445 · IRVINE, CA$331,331,810.00Regulatory AUM · August 2026
- CHARLES PRATT & COMPANY, L.L.C.CRD 104864 · NEW YORK, NY$916,092,202.00Regulatory AUM · August 2026
- CHARLES RIVER WEALTH MANAGEMENT, LLCCRD 288017 · BURLINGTON, MA$110,312,780.00Regulatory AUM · August 2026
- CHARLESTON FINANCIAL ADVISORS, LLCCRD 137536 · CHARLESTON, SC$262,433,656.00Regulatory AUM · August 2026
- CHARMARLINE WEALTH MANAGEMENT LLCCRD 336719 · LYNCHBURG, VA$118,804,541.00Regulatory AUM · August 2026
- CHARTER CAPITAL MANAGEMENT, LLCCRD 35919 · BROOKFIELD, WI$462,184,711.00Regulatory AUM · August 2026
- CHARTER OAK ADVISORS LPCRD 328387 · NEW YORK, NY$403,922,461.00Regulatory AUM · August 2026
- CHARTER RESEARCH & INVESTMENT GROUP INCCRD 106452 · SOUTHPORT, CT$275,129,072.00Regulatory AUM · August 2026
- CHARTER WEALTH MANAGEMENT, INC.CRD 162299 · RALEIGH, NC$195,612,950.00Regulatory AUM · August 2026
- CHARTERED ADVISORY GROUP, INC.CRD 116517 · CHADDS FORD, PA$127,713,140.00Regulatory AUM · August 2026
- CHARTIST INCCRD 105072 · LONG BEACH, CA$169,706,684.00Regulatory AUM · August 2026
- CHASE INVESTMENT COUNSEL CORPORATIONCRD 104648 · CHARLOTTESVILLE, VA$509,811,884.00Regulatory AUM · August 2026
- CHASTAIN WEALTH MANAGEMENT, LLCCRD 285551$143,762,474.00Regulatory AUM · August 2026
- CHATHAM CAPITAL GROUP INCCRD 106174 · SAVANNAH, GA$878,086,098.00Regulatory AUM · August 2026
- CHATHAM CAPITAL MANAGEMENT, LLCCRD 160961 · ATLANTA, GA$288,850,000.00Regulatory AUM · August 2026
- $169,004,205.00Regulatory AUM · August 2026