Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 18
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- CARDEROCK CAPITAL MANAGEMENT, INC.CRD 104570 · CHEVY CHASE, MD$676,977,368.00Regulatory AUM · August 2026
- CARDINAL ADVISERS LLCCRD 284465$118,539,851.00Regulatory AUM · August 2026
- CARDINAL POINT CAPITAL LLCCRD 141166 · SAN FRANCISCO, CA$100,040,510.00Regulatory AUM · August 2026
- CARDINAL RETIREMENT PLANNING, INC.CRD 166545$127,415,483.00Regulatory AUM · August 2026
- CARDINAL STRATEGIC WEALTH GUIDANCE, LLCCRD 283226 · LOUISVILLE, KY$617,652,976.00Regulatory AUM · August 2026
- CARDINAL WEALTH ADVISORY, LLCCRD 136659 · MEMPHIS, TN$273,224,667.00Regulatory AUM · August 2026
- CARE EQUITY CAPITAL MANAGEMENT, L.P.CRD 312131$426,850,000.00Regulatory AUM · August 2026
- CAREY CONSULTING WEALTH MANAGEMENT, INC.CRD 173885 · SAN RAMON, CA$222,818,000.00Regulatory AUM · August 2026
- CARGILE INVESTMENT MANAGEMENT, INC.CRD 116982 · MIDLAND, TX$394,568,839.00Regulatory AUM · August 2026
- CARL MARKS MANAGEMENT COMPANY, LLCCRD 107695 · NEW YORK, NY$374,463,634.00Regulatory AUM · August 2026
- CARL P. SHERR & CO., LLCCRD 3394 · WORCESTER, MA$505,418,629.00Regulatory AUM · August 2026
- CARLIN WEALTH MANAGEMENT GROUP, LLCCRD 325306 · AUSTIN, TX$240,889,754.00Regulatory AUM · August 2026
- CARLISLE TAX CREDITS LLCCRD 151461$444,183,271.00Regulatory AUM · August 2026
- CARLSBAD WEALTH ADVISORY GROUP, INC.CRD 146587 · CARLSBAD, CA$237,557,236.00Regulatory AUM · August 2026
- CARLSON & COMPANY FINANCIAL SERVICES, LLCCRD 295907 · TOPEKA, KS$632,192,164.00Regulatory AUM · August 2026
- CARLSON CAPITAL, L.P.CRD 118156 · DALLAS, TX$597,169,590.00Regulatory AUM · August 2026
- CARLSON FINANCIAL, INC.CRD 335831 · CANBY, OR$317,952,000.00Regulatory AUM · August 2026
- CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLCCRD 154238 · THE WOODLANDS, TX$600,211,084.00Regulatory AUM · August 2026
- CARMANDALIAN FINANCIAL GROUP, LLCCRD 292458 · WESTLAKE VILLAGE, CA$150,837,636.00Regulatory AUM · August 2026
- CARMEL CAPITAL MANAGEMENT L.L.C.CRD 120675 · CARMEL, CA$391,993,000.00Regulatory AUM · August 2026
- CARMEL CAPITAL PARTNERS, LLCCRD 123907 · SAN DIEGO, CA$434,260,039.00Regulatory AUM · August 2026
- CARMICHAEL CAPITAL, INC.CRD 118468 · FRANKLIN, TN$126,644,840.00Regulatory AUM · August 2026
- CARNEGIE LAKE ADVISORS LLCCRD 330024 · PRINCETON, NJ$402,998,913.00Regulatory AUM · August 2026
- CARNEGIE WEALTH MANAGEMENT, LLCCRD 290430 · BERWYN, PA$357,101,202.00Regulatory AUM · August 2026
- CARO INVESTORS MANAGEMENT, LLCCRD 332085 · CHEVY CHASE, MD$316,675,000.00Regulatory AUM · August 2026
- CAROLINA FINANCIAL ADVISORS, INC.CRD 118823 · GREENSBORO, NC$240,885,264.00Regulatory AUM · August 2026
- $443,877,669.00Regulatory AUM · August 2026
- CAROLINA STRATEGY, LLCCRD 324629$119,089,787.00Regulatory AUM · August 2026
- CAROLINA WEALTH ADVISORS, LLCCRD 288837 · MYRTLE BEACH, SC$313,415,083.00Regulatory AUM · August 2026
- CAROLINA WEALTH MANAGEMENT, INC.CRD 131393 · GREENVILLE, NC$798,455,655.00Regulatory AUM · August 2026
- CAROTA WEALTH MANAGEMENTCRD 127344$135,002,387.00Regulatory AUM · August 2026
- CARPENTER, CLAYDON ADVISORS, INC.CRD 143516 · MAITLAND, FL$294,900,020.00Regulatory AUM · August 2026
- CARR FINANCIAL GROUP CORPORATIONCRD 317321 · WORCESTER, MA$744,163,845.00Regulatory AUM · August 2026
- CARR'S HILL CAPITAL PARTNERS MANAGEMENT, L.P.CRD 305205 · NEW ORLEANS, LA$492,654,566.00Regulatory AUM · August 2026
- CARRERA CAPITAL ADVISORS, LLCCRD 330834 · TROY, MI$968,703,896.00Regulatory AUM · August 2026
- CARRIAGE SERVICES INVESTMENT ADVISORS, INC.CRD 164325 · HOUSTON, TX$308,215,760.00Regulatory AUM · August 2026
- CARROLL ADVISORY GROUP, LLCCRD 334565 · TEXARKANA, TX$341,058,157.00Regulatory AUM · August 2026
- CARROLL INVESTORS, INC.CRD 311180 · MT PLEASANT, SC$221,449,186.00Regulatory AUM · August 2026
- CARRY ADVISORS LLCCRD 323620 · BROOKLYN, NY$180,909,997.00Regulatory AUM · August 2026
- CARSON ADVISORY, INC.CRD 117410 · ATHENS, GA$864,880,656.00Regulatory AUM · August 2026
- CARSON MANAGEMENT COMPANY, LLCCRD 153261 · DALLAS, TX$475,084,747.00Regulatory AUM · August 2026
- CARSONALLARIA WEALTH MANAGEMENT, LTD.CRD 157998 · GLEN CARBON, IL$791,823,560.00Regulatory AUM · August 2026
- CARSWELL INVESTMENTS, LLCCRD 158205 · EAST SYRACUSE, NY$322,482,128.00Regulatory AUM · August 2026
- CARTER FINANCIAL GROUP, INC.CRD 301025 · BARRINGTON, IL$382,228,531.00Regulatory AUM · August 2026
- CARTER FINANCIAL, LLCCRD 298327 · LA JOLLA, CA$282,293,248.00Regulatory AUM · August 2026
- CARTER-HASTON INVESTMENT PARTNERS II GP, LLCCRD 165442 · NASHVILLE, TN$367,229,960.00Regulatory AUM · August 2026
- CARTER, TERRY & COMPANY, INC.CRD 16365 · ATLANTA, GA$103,973,773.00Regulatory AUM · August 2026
- CARTESIAN CAPITAL GROUP, LLCCRD 159370 · NEW YORK, NY$863,216,519.00Regulatory AUM · August 2026
- CARUSO MCLEAN & CO., INC.CRD 126084 · UTICA, NY$281,766,347.00Regulatory AUM · August 2026
- CASCADE FINANCIAL STRATEGIES, LLCCRD 166610 · BEND, OR$150,876,230.00Regulatory AUM · August 2026
- CASCADE INVESTMENT ADVISORS, INC.CRD 117294 · OREGON CITY, OR$360,420,745.00Regulatory AUM · August 2026
- CASCADE INVESTMENT GROUP, INC.CRD 35844 · COLORADO SPRINGS, CO$419,864,095.00Regulatory AUM · August 2026
- CASCADE WEALTH ADVISORS, INCCRD 158470 · WENATCHEE, WA$228,059,740.00Regulatory AUM · August 2026
- CASCADES CAPITAL ASSET MANAGEMENT, LLCCRD 167102 · GREENSBORO, NC$383,331,712.00Regulatory AUM · August 2026
- CASILIO LEITCH INVESTMENTS, LLCCRD 173152 · WALNUT CREEK, CA$256,000,000.00Regulatory AUM · August 2026
- CASSADY WEALTH & RETIREMENT PLANNING L.L.C.CRD 309710 · HENDERSON, NV$292,084,297.00Regulatory AUM · August 2026
- CASSEDY FINANCIAL GROUP, INC.CRD 111446 · TAMPA, FL$248,446,484.00Regulatory AUM · August 2026
- CASSIA CAPITAL PARTNERS LLCCRD 159911 · WINSTON SALEM, NC$251,207,843.00Regulatory AUM · August 2026
- CASSILLY FINANCIAL GROUP, LLCCRD 300672 · SEVERNA PARK, MD$135,536,632.00Regulatory AUM · August 2026
- CASTANEA PARTNERS INC.CRD 160229 · NEWTON, MA$239,000,000.00Regulatory AUM · August 2026
- CASTELLAN GROUP, LLCCRD 299363 · LOUISVILLE, KY$882,230,876.00Regulatory AUM · August 2026
- CASTLE COAST WEALTH, LLCCRD 298439 · LA JOLLA, CA$423,691,740.00Regulatory AUM · August 2026
- CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INCCRD 107865 · FAIR HAVEN, NJ$107,946,217.00Regulatory AUM · August 2026
- CASTLE HARLAN, INC.CRD 158106 · NEW YORK, NY$677,975,119.00Regulatory AUM · August 2026
- CASTLE RIDGE ASSET MANAGEMENT LIMITEDCRD 309774$300,830,149.00Regulatory AUM · August 2026
- CASTLE ROCK WEALTH MANAGEMENT, LLCCRD 199513 · WALNUT CREEK, CA$587,078,190.00Regulatory AUM · August 2026
- CASTLE WEALTH MANAGEMENT LLCCRD 118364 · BOYNTON BEACH, FL$430,064,189.00Regulatory AUM · August 2026
- CASTLE WEALTH PLANNING LLCCRD 141601 · SANTA BARBARA, CA$236,435,373.00Regulatory AUM · August 2026
- CASTLEBAR ASSET MANAGEMENT, LLCCRD 162231 · OVERLAND PARK, KS$122,472,670.00Regulatory AUM · August 2026
- CASTLEKEEP INVESTMENT ADVISORS LLCCRD 111656 · WESTPORT, CT$920,751,806.00Regulatory AUM · August 2026
- CASTLETON PARTNERS, LLCCRD 140873$142,411,975.00Regulatory AUM · August 2026
- CASTLEVIEW PARTNERS, LLCCRD 281410 · DALLAS, TX$416,875,249.00Regulatory AUM · August 2026
- CAT ROCK CAPITAL MANAGEMENT LPCRD 268817 · GREENWICH, CT$968,461,360.00Regulatory AUM · August 2026
- CATALUR CAPITAL MANAGEMENT, LPCRD 307830 · NEW YORK, NY$611,870,514.00Regulatory AUM · August 2026
- CATALYST CAPITAL ADVISERS LLCCRD 290191 · DALLAS, TX$228,121,767.00Regulatory AUM · August 2026
- CATALYST FINANCIAL NW CORPORATIONCRD 168534 · GRESHAM, OR$233,421,000.00Regulatory AUM · August 2026
- CATALYST INVESTMENT MANAGEMENT LLCCRD 298122$129,810,000.00Regulatory AUM · August 2026
- CATALYST PRIVATE WEALTH, LLCCRD 305565 · SAN MATEO, CA$370,426,802.00Regulatory AUM · August 2026
- CATALYST WEALTH ADVISORS LLCCRD 297503 · NEWPORT BEACH, CA$167,196,185.00Regulatory AUM · August 2026
- CATALYST WEALTH MANAGEMENT LLCCRD 329586 · HOUSTON, TX$105,000,766.00Regulatory AUM · August 2026
- CATAWBA RIVER CAPITALCRD 134217 · LAKE WYLIE, SC$325,111,772.00Regulatory AUM · August 2026
- CATCHLIGHT CAPITAL MANAGEMENT LLCCRD 319003$175,727,608.00Regulatory AUM · August 2026
- CATCHMENT CAPITAL, L.P.CRD 335631 · NEW YORK, NY$147,710,000.00Regulatory AUM · August 2026
- CATENARY ALTERNATIVES ASSET MANAGEMENT, LLCCRD 164517 · MIAMI, FL$353,308,947.00Regulatory AUM · August 2026
- CATHERINE AVERY INVESTMENT MANAGEMENT LLCCRD 144946 · LONGBOAT KEY, FL$317,970,000.00Regulatory AUM · August 2026
- CATHY PARETO AND ASSOCIATES, INC.CRD 145919 · CORAL GABLES, FL$300,132,683.00Regulatory AUM · August 2026
- CATOCTIN RIDGE WEALTH PARTNER, LLCCRD 333113 · THURMONT, MD$199,037,195.00Regulatory AUM · August 2026
- CATUM ADVISORY GROUP, LLC.CRD 277148 · WILTON, CT$128,644,000.00Regulatory AUM · August 2026
- CAUBLE & HARRE WEALTH MANAGEMENT, INC.CRD 143812 · ST. LOUIS, MO$300,624,293.00Regulatory AUM · August 2026
- CAUSEY PUBLIC FINANCE LLCCRD 332123$430,900,615.00Regulatory AUM · August 2026
- CAUSEY WEALTH LLCCRD 331134 · GREENWOOD VILLAGE, CO$393,201,010.00Regulatory AUM · August 2026
- CAVALCADE CAPITAL LLCCRD 327292 · NEW YORK, NY$149,900,000.00Regulatory AUM · August 2026
- CAVALIER INVESTMENTS, LLCCRD 281201 · ALPHARETTA, GA$421,361,387.00Regulatory AUM · August 2026
- CAVU WEALTH ADVISORS, LLCCRD 340677 · WALNUT CREEK, CA$171,550,000.00Regulatory AUM · August 2026
- CAVU WEALTH MANAGEMENT INC.CRD 299089 · LAKESIDE, CA$208,760,964.00Regulatory AUM · August 2026
- CAYETANO DEVELOPMENT, LLCCRD 290076 · AUSTIN, TX$666,603,019.00Regulatory AUM · August 2026
- CAYMUS EQUITY PARTNERS, LLCCRD 322999 · ATLANTA, GA$241,617,201.00Regulatory AUM · August 2026
- CAYSIDE PARTNERS, LLCCRD 306090 · JUPITER, FL$353,000,257.00Regulatory AUM · August 2026
- CAZ INVESTMENTS REGISTERED ADVISER LLCCRD 327614 · HOUSTON, TX$540,556,877.00Regulatory AUM · August 2026
- CB CAPITAL ADVISORS, LLCCRD 147242 · NEW YORK, NY$138,632,206.00Regulatory AUM · August 2026