Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 17
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- CAMPBELL DEEGAN WEALTH MANAGEMENT, LLCCRD 293020 · RICHMOND, VA$745,050,833.00Regulatory AUM · August 2026
- CAMPBELL FINANCIAL PARTNERS, LLCCRD 142889 · FORT MYERS, FL$202,735,675.00Regulatory AUM · August 2026
- CAMPION ASSET MANAGEMENT, LLCCRD 134002 · FAIRFAX, VA$228,802,834.00Regulatory AUM · August 2026
- $135,455,625.00Regulatory AUM · August 2026
- CANAM CAPITAL MANAGEMENT, LLCCRD 298587 · NEW YORK, NY$513,320,753.00Regulatory AUM · August 2026
- CANARAS CAPITAL MANAGEMENT, LLCCRD 142766 · NEW YORK, NY$561,000,000.00Regulatory AUM · August 2026
- CANBY FINANCIAL ADVISORS, LLCCRD 338797 · FRAMINGHAM, MA$729,447,855.00Regulatory AUM · August 2026
- CANDELO CAPITAL MANAGEMENT LPCRD 307389 · NEW YORK, NY$178,143,123.00Regulatory AUM · August 2026
- CANDER ASSET MANAGEMENT LPCRD 337596 · NEW YORK, NY$989,008,000.00Regulatory AUM · August 2026
- CANDIDE GROUP, LLCCRD 286086 · OAKLAND, CA$123,571,267.00Regulatory AUM · August 2026
- CANE CAPITAL PARTNERS, LLCCRD 337468 · SAINT FRANCISVILLE, LA$284,109,433.00Regulatory AUM · August 2026
- CANNAE PORTFOLIO ADVISORS, LLCCRD 310606 · STAMFORD, CT$859,409,343.00Regulatory AUM · August 2026
- CANNELL CAPITAL LLCCRD 158371 · ALTA, WY$372,826,733.00Regulatory AUM · August 2026
- CANNON ADVISORS, INC.CRD 293929 · CHARLOTTE, NC$181,589,754.00Regulatory AUM · August 2026
- CANNON BEACH CONSULTANTS INCCRD 140959 · SAN RAMON, CA$209,225,495.00Regulatory AUM · August 2026
- CANNON CAPITAL MANAGEMENT, INC.CRD 144247 · SALT LAKE CITY, UT$386,073,298.00Regulatory AUM · August 2026
- CANNON TINGEY INVESTMENT ADVISORS INCCRD 107539 · SALT LAKE CITY, UT$477,715,853.00Regulatory AUM · August 2026
- CANNON WEALTH MANAGEMENT SERVICES, LLCCRD 323302 · WINSTON SALEM, NC$245,163,421.00Regulatory AUM · August 2026
- CANOPY 360 WEALTH, LLCCRD 296771 · OCALA, FL$382,820,511.00Regulatory AUM · August 2026
- CANOPY PARTNERS, LLCCRD 324812 · CINCINNATI, OH$869,015,092.00Regulatory AUM · August 2026
- CANTER STRATEGIC WEALTH MANAGEMENT, LLCCRD 167828 · LA JOLLA, CA$386,473,556.00Regulatory AUM · August 2026
- CANTERBURY CAPITAL WEALTH MANAGEMENT, LLCCRD 337758 · TUSCALOOSA, AL$132,103,641.00Regulatory AUM · August 2026
- CANTLON FINANCIAL PLANNING LLCCRD 106622$125,138,019.00Regulatory AUM · August 2026
- CANTON HATHAWAY LLCCRD 297527 · PROVIDENCE, RI$866,119,419.00Regulatory AUM · August 2026
- CANTY FINANCIAL MANAGEMENT, INC.CRD 118945 · BALLSTON SPA, NY$253,972,909.00Regulatory AUM · August 2026
- CANVAS WEALTH ADVISORS, LLCCRD 306343 · SHAWNEE, KS$929,159,544.00Regulatory AUM · August 2026
- CAP PARTNERS, LLCCRD 144779 · FRANKLIN, TN$254,660,251.00Regulatory AUM · August 2026
- CAP SIX ADVISORS LLCCRD 325164 · HOUSTON, TX$340,816,273.00Regulatory AUM · August 2026
- CAP91 PARTNERS MANAGEMENT LLCCRD 324057 · RICHMOND, VA$531,036,012.00Regulatory AUM · August 2026
- CAPASSO PLANNING PARTNERS LLCCRD 294673 · CHARLESTON, SC$274,217,847.00Regulatory AUM · August 2026
- CAPCO ASSET MANAGEMENT, LLCCRD 141325 · TAMPA, FL$468,584,730.00Regulatory AUM · August 2026
- CAPE ANN CAPITAL, INC.CRD 128942 · CONCORD, MA$193,009,183.00Regulatory AUM · August 2026
- CAPE INVESTMENT ADVISORY, INC.CRD 146384 · MCDONOUGH, GA$473,744,528.00Regulatory AUM · August 2026
- CAPEVIEW CAPITAL LLPCRD 160092$667,577,619.00Regulatory AUM · August 2026
- CAPITAL A WEALTH MANAGEMENT, LLCCRD 328863 · CRANBERRY TWP., PA$612,896,344.00Regulatory AUM · August 2026
- CAPITAL ACHIEVEMENTS, LLCCRD 291108$154,649,204.00Regulatory AUM · August 2026
- CAPITAL ADVISERS, INC.CRD 118442 · RALEIGH, NC$620,000,000.00Regulatory AUM · August 2026
- CAPITAL ADVISORY GROUP, INC.CRD 114539 · DALLAS, TX$224,943,977.00Regulatory AUM · August 2026
- CAPITAL AND PLANNING, LLCCRD 321104 · JONESBORO, GA$193,938,755.00Regulatory AUM · August 2026
- CAPITAL ASSET MANAGEMENT, INC.CRD 120597 · COLUMBUS, OH$199,520,574.00Regulatory AUM · August 2026
- CAPITAL ASSET MANAGEMENT, LLCCRD 284505 · DENVER, CO$208,812,237.00Regulatory AUM · August 2026
- CAPITAL CITIES INVESTMENTSCRD 116185 · INDIANAPOLIS, IN$287,942,391.00Regulatory AUM · August 2026
- CAPITAL CITY WEALTH MANAGEMENT, INC.CRD 172199 · BISMARCK, ND$130,000,000.00Regulatory AUM · August 2026
- CAPITAL CONSULTING & ASSET MANAGEMENT, INC.CRD 41438 · LINCOLN, NE$218,676,079.00Regulatory AUM · August 2026
- CAPITAL CS GROUP, LLCCRD 304523 · IRVINE, CA$227,302,570.00Regulatory AUM · August 2026
- CAPITAL ENDURANCE GROUP, INCCRD 284793 · ALPHARETTA, GA$108,822,905.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLCCRD 125689 · CLIFTON PARK, NY$260,000,000.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL GROUP, INC.CRD 111709 · LITTLETON, CO$237,367,874.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL PLANNERS, LLCCRD 310168 · SALEM, OR$284,756,786.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL, LLCCRD 122844 · OLNEY, MD$159,396,774.00Regulatory AUM · August 2026
- CAPITAL GAINS INCCRD 111717 · NILES, IL$166,571,646.00Regulatory AUM · August 2026
- CAPITAL IDEAS, LLCCRD 114352 · DALLAS, TX$336,171,763.00Regulatory AUM · August 2026
- CAPITAL INNOVATIONS, LLCCRD 145329 · WAUKESHA, WI$806,657,637.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT ADVISORS, INC.CRD 118269 · WASHINGTON D.C., DC$302,256,086.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT MANAGEMENT, INCCRD 113917 · LEE'S SUMMIT, MO$558,949,315.00Regulatory AUM · August 2026
- CAPITAL IP INVESTMENT PARTNERS LPCRD 326733$163,451,104.00Regulatory AUM · August 2026
- CAPITAL MANAGEMENT ADVISOR GROUP, LLCCRD 304617 · WALNUT CREEK, CA$234,080,555.00Regulatory AUM · August 2026
- CAPITAL MANAGEMENT LLCCRD 109416 · GREENSBORO, NC$382,964,479.00Regulatory AUM · August 2026
- CAPITAL MANAGEMENT SERVICES, INC.CRD 118260 · MANCHESTER, MO$145,200,000.00Regulatory AUM · August 2026
- CAPITAL MARKETS IQ, LLCCRD 134921$571,446,571.00Regulatory AUM · August 2026
- CAPITAL PLANNING, LLCCRD 169470 · BELLEVUE, WA$617,688,176.00Regulatory AUM · August 2026
- CAPITAL PRESERVATION PARTNERS INC.CRD 126340 · BRONXVILLE, NY$222,364,466.00Regulatory AUM · August 2026
- CAPITAL RESOURCE MANAGEMENT INCCRD 106768 · DEERFIELD, IL$593,183,813.00Regulatory AUM · August 2026
- CAPITAL SQUARE, LLCCRD 286098 · ATHENS, TN$449,867,352.00Regulatory AUM · August 2026
- CAPITAL SQUARED FINANCIAL LLCCRD 326861 · ROCKVILLE, MD$198,700,000.00Regulatory AUM · August 2026
- CAPITAL VIEW WEALTH MANAGEMENT, LLCCRD 126653$128,834,000.00Regulatory AUM · August 2026
- CAPITAL WEALTH ADVISORS, LTD.CRD 155263 · WEST BEND, WI$126,107,540.00Regulatory AUM · August 2026
- CAPITAL WEALTH ALLIANCE, LLCCRD 298257 · SCOTTSDALE, AZ$300,294,005.00Regulatory AUM · August 2026
- CAPITAL WEST PARTNERS, LLCCRD 130762 · TUCSON, AZ$299,981,160.00Regulatory AUM · August 2026
- CAPITAL Z ASSET MANAGEMENT, LLCCRD 162210$255,911,381.00Regulatory AUM · August 2026
- CAPITALA PRIVATE ADVISORS, LLCCRD 283527 · CHARLOTTE, NC$505,135,000.00Regulatory AUM · August 2026
- CAPITALIA (SUISSE)CRD 164222$750,000,000.00Regulatory AUM · August 2026
- CAPITALWORKS, LLCCRD 160408 · CLEVELAND, OH$283,933,229.00Regulatory AUM · August 2026
- CAPITOL FAMILY OFFICE, INC.CRD 312005 · BEAVERTON, OR$136,089,945.00Regulatory AUM · August 2026
- CAPITOL FINANCIAL CONSULTANTS, INC.CRD 109800 · MCLEAN, VA$269,164,388.00Regulatory AUM · August 2026
- CAPITOL PRIVATE WEALTH GROUP LLCCRD 283257 · VIENNA, VA$562,135,138.00Regulatory AUM · August 2026
- CAPRIA VENTURES LLCCRD 284129 · SEATTLE, WA$161,000,000.00Regulatory AUM · August 2026
- CAPRICE CAPITAL PARTNERS, LLCCRD 307048$123,209,312.00Regulatory AUM · August 2026
- CAPSHIFT ADVISORS, LLCCRD 309860 · WEST NEWTON, MA$627,980,982.00Regulatory AUM · August 2026
- CAPSTAR FINANCIAL SERVICES LLCCRD 300349 · AUSTIN, TX$207,804,471.00Regulatory AUM · August 2026
- CAPSTONE CAPITAL LLCCRD 123764 · HENDERSON, NV$408,417,345.00Regulatory AUM · August 2026
- CAPSTONE INVESTMENT FINANCIAL GROUP, LLCCRD 122575 · WEBSTER, NY$174,626,885.00Regulatory AUM · August 2026
- CAPSTONE INVESTMENT GROUP, LLCCRD 159918 · OLYMPIA, WA$176,450,000.00Regulatory AUM · August 2026
- CAPSTONE WEALTH ADVISORS, LLCCRD 287670 · SALEM, OR$102,375,746.00Regulatory AUM · August 2026
- CAPSTONE WEALTH MANAGEMENT CORP.CRD 165359 · LAKELAND, FL$109,447,228.00Regulatory AUM · August 2026
- CAPSTONE WEALTH MANAGEMENT GROUP, INC.CRD 340135 · BEND, OR$243,000,000.00Regulatory AUM · August 2026
- CAPSTONE WEALTH MANAGEMENT GROUP, LLCCRD 128097 · BEND, OR$266,054,369.00Regulatory AUM · August 2026
- CAPSTONE WEALTH MANAGEMENT GROUP, LLCCRD 284547 · DUNMORE, PA$356,144,460.00Regulatory AUM · August 2026
- CAPSTONE WEALTH MANAGEMENT, INC.CRD 130128 · BILLINGS, MT$354,276,732.00Regulatory AUM · August 2026
- CAPSTONE WEALTH MANAGEMENT, LLCCRD 118296 · TUSCALOOSA, AL$416,107,919.00Regulatory AUM · August 2026
- CAPSTONE WEALTH PARTNERS, LTD.CRD 152524 · DUBLIN, OH$114,862,553.00Regulatory AUM · August 2026
- CAPTIAL ADVISOR NETWORKCRD 297578 · LAFAYETTE, IN$124,476,831.00Regulatory AUM · August 2026
- CAPVISOR ASSOCIATES, LLCCRD 289154$633,146,275.00Regulatory AUM · August 2026
- CAPZONE MANAGEMENT LLCCRD 330135 · NORWALK, CT$201,611,724.00Regulatory AUM · August 2026
- CARAVELA ENERGY PARTNERS LPCRD 323131 · DARIEN, CT$529,128,587.00Regulatory AUM · August 2026
- CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLCCRD 151765 · DAVIS, CA$257,597,197.00Regulatory AUM · August 2026
- CARBON COLLECTIVE INVESTING, LLCCRD 310129 · OAKLAND, CA$348,353,604.00Regulatory AUM · August 2026
- CARBON DIRECT CAPITAL MANAGEMENT LLCCRD 317548 · NEW YORK, NY$729,560,296.00Regulatory AUM · August 2026
- CARDEA CAPITAL ADVISORS, LLCCRD 307600 · VERO BEACH, FL$124,161,851.00Regulatory AUM · August 2026
- CARDENAS ASSET MANAGEMENT, LLCCRD 114943$149,257,748.00Regulatory AUM · August 2026