Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 15
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- BRIDGEWEALTH ADVISORY GROUP, LLCCRD 293514 · FRESNO, CA$868,922,370.00Regulatory AUM · August 2026
- BRIGGS WEALTH MANAGEMENT, INC.CRD 125518 · GLASTONBURY, CT$362,026,338.00Regulatory AUM · August 2026
- BRIGHAM ROYALTIES MANAGEMENT, LLCCRD 333329 · AUSTIN, TX$445,632,313.00Regulatory AUM · August 2026
- BRIGHT ADVISORS, LLCCRD 338693 · GREENWOOD VILLAGE, CO$128,231,307.00Regulatory AUM · August 2026
- BRIGHT ANGEL ADVISORS LLCCRD 311704 · ST. PAUL, MN$224,115,580.00Regulatory AUM · August 2026
- BRIGHT FINANCIAL ADVISORS, INC.CRD 107931 · PORTAGE, MI$725,469,127.00Regulatory AUM · August 2026
- BRIGHT FUTURES WEALTH MANAGEMENT, LLCCRD 284920 · WEBSTER, NY$294,526,272.00Regulatory AUM · August 2026
- BRIGHT INVESTMENTS, LLCCRD 269955 · AUBURN, AL$151,519,822.00Regulatory AUM · August 2026
- BRIGHT LAKE WEALTH MANAGEMENT, LLCCRD 323513 · REDDING, CA$103,644,423.00Regulatory AUM · August 2026
- BRIGHT PATH SPORTS PARTNERS, LLCCRD 327730 · CLEVELAND, OH$194,797,971.00Regulatory AUM · August 2026
- BRIGHT PORTFOLIOS, LLCCRD 288605 · LEE'S SUMMIT, MO$135,700,708.00Regulatory AUM · August 2026
- BRIGHT ROAD WEALTH MANAGEMENT, LLCCRD 164408 · ANCHORAGE, AK$443,261,739.00Regulatory AUM · August 2026
- BRIGHT ROCK CAPITAL MANAGEMENT LLCCRD 152820 · HANOVER, MA$535,988,766.00Regulatory AUM · August 2026
- BRIGHT WEALTH MANAGEMENT, LLCCRD 169771 · LEWISVILLE, TX$264,973,479.00Regulatory AUM · August 2026
- BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLCCRD 300619 · RESTON, VA$135,055,793.00Regulatory AUM · August 2026
- BRIGHTLIGHT CAPITAL MANAGEMENT LPCRD 171109 · WESTPORT, CT$385,751,661.00Regulatory AUM · August 2026
- BRIGHTLINE CAPITAL MANAGEMENT, LLCCRD 161661 · MIAMI, FL$346,383,104.00Regulatory AUM · August 2026
- BRIGHTON SECURITIES CORP.CRD 3875 · ROCHESTER, NY$930,950,057.00Regulatory AUM · August 2026
- BRIGHTPATH WEALTH PLANNING, LLCCRD 160563 · CAMARILLO, CA$205,769,926.00Regulatory AUM · August 2026
- BRIGHTSIDE CAPITAL PARTNERS LLCCRD 338288 · LANTANA, FL$472,807,444.00Regulatory AUM · August 2026
- BRIGHTTREE WEALTH MANAGEMENT, LLCCRD 304721$179,000,920.00Regulatory AUM · August 2026
- BRIGHTWATER ADVISORY, LLCCRD 169806 · TAMPA, FL$303,758,272.00Regulatory AUM · August 2026
- BRILLIANCE ASSET MANAGEMENT LIMITEDCRD 282553$936,527,922.00Regulatory AUM · August 2026
- BRINDLE & BAY FINANCIAL ADVISORS, LLCCRD 291747 · FRISCO, TX$184,800,000.00Regulatory AUM · August 2026
- BRISTLECONE VALUE PARTNERS, LLCCRD 128117 · LOS ANGELES, CA$188,400,000.00Regulatory AUM · August 2026
- BRIXEY & MEYER CAPITAL LLCCRD 299465 · CINCINNATI, OH$201,813,282.00Regulatory AUM · August 2026
- BRIXTON CAPITAL WEALTH ADVISORS, LLCCRD 288810 · GARDEN CITY, NY$212,388,530.00Regulatory AUM · August 2026
- BRIZO CAPITAL, LPCRD 298102 · NEW YORK, NY$294,469,958.00Regulatory AUM · August 2026
- BROAD REACH CAPITAL LLCCRD 144686 · RALEIGH, NC$180,469,462.00Regulatory AUM · August 2026
- BROAD RUN INVESTMENT MANAGEMENT, LLCCRD 165067 · ARLINGTON, VA$681,750,049.00Regulatory AUM · August 2026
- BROAD SKY PARTNERS LLCCRD 317966 · NEW YORK, NY$476,872,842.00Regulatory AUM · August 2026
- BROADCREST ASSET MANAGEMENT, LLCCRD 287590 · WINTER PARK, FL$415,493,095.00Regulatory AUM · August 2026
- BROADHURST FINANCIAL ADVISORS, INC.CRD 132332 · AUSTIN, TX$128,435,308.00Regulatory AUM · August 2026
- BROADLEAF PARTNERS, LLCCRD 137433 · HUDSON, OH$551,292,726.00Regulatory AUM · August 2026
- BROADLIGHT CAPITAL MANAGEMENT, LLCCRD 315015 · GREENWICH, CT$287,542,258.00Regulatory AUM · August 2026
- BROADMARK ASSET MANAGEMENT LLCCRD 109422 · DALLAS, TX$238,352,315.00Regulatory AUM · August 2026
- BROADOAK ASSET MANAGEMENT, LLCCRD 148901 · BETHESDA, MD$519,004,574.00Regulatory AUM · August 2026
- BROADSHORE CAPITAL PARTNERS, LLCCRD 119200 · LOS ANGELES, CA$981,645,694.00Regulatory AUM · August 2026
- BROADVIEW FINANCIAL MANAGEMENT, LLCCRD 143550 · WAUWATOSA, WI$699,241,680.00Regulatory AUM · August 2026
- BROADVIEW MANAGEMENT, LLCCRD 334073 · ST. LOUIS, MO$330,386,772.00Regulatory AUM · August 2026
- BROADVIEW REAL ESTATE PARTNERS, LLCCRD 297775 · STAMFORD, CT$425,076,037.00Regulatory AUM · August 2026
- BROADVIEW WEALTH MANAGEMENT, LLCCRD 174429$154,879,792.00Regulatory AUM · August 2026
- BROADVIEW WEALTH PARTNERS, LLCCRD 335028 · BOULDER, CO$304,671,215.00Regulatory AUM · August 2026
- BROADWATER CAPITAL MANAGEMENT LLCCRD 125509 · BOSTON, MA$161,029,271.00Regulatory AUM · August 2026
- BROADWAY ADVISOR GROUPCRD 324281 · ALBANY, NY$214,923,032.00Regulatory AUM · August 2026
- BROADWAY WEALTH SOLUTIONS, INC.CRD 291753 · SAN ANTONIO, TX$308,050,784.00Regulatory AUM · August 2026
- BROADWEALTH LLCCRD 304356$113,564,361.00Regulatory AUM · August 2026
- BROADWING CAPITAL ADVISORS, INC.CRD 127513 · LARKSPUR, CA$148,008,273.00Regulatory AUM · August 2026
- BROADWING CAPITAL MANAGEMENT LLCCRD 328881 · DALLAS, TX$513,108,323.00Regulatory AUM · August 2026
- BROCK FIDUCIARY SERVICES LLCCRD 153055 · NEW YORK, NY$588,153,609.00Regulatory AUM · August 2026
- BROGAN FINANCIAL, INC.CRD 133623 · KNOXVILLE, TN$577,039,484.00Regulatory AUM · August 2026
- BROOKFIELD ASSET MANAGEMENT PIC (ISG), LLCCRD 312797 · NEW YORK, NY$911,702,591.00Regulatory AUM · August 2026
- BROOKLAWN CAPITAL ADVISORS LLCCRD 287796 · NEW YORK, NY$124,016,650.00Regulatory AUM · August 2026
- BROOKLINE INVESTMENTS, INC.CRD 109239 · BIRMINGHAM, AL$281,468,586.00Regulatory AUM · August 2026
- BROOKLINE WEALTH, LLCCRD 322787 · AUSTIN, TX$148,957,646.00Regulatory AUM · August 2026
- BROOKLYN FI, LLCCRD 292115 · BROOKLYN, NY$563,098,081.00Regulatory AUM · August 2026
- BROOKMONT CAPITAL MANAGEMENT, LLCCRD 145475 · DALLAS, TX$910,455,766.00Regulatory AUM · August 2026
- BROOKS, MOORE & ASSOCIATES, INC.CRD 105716 · CHATTANOOGA, TN$348,861,070.00Regulatory AUM · August 2026
- BROOKSTONE ASSET MANAGEMENT, LLCCRD 153467 · WHEATON, IL$597,943,509.00Regulatory AUM · August 2026
- BROOKTREE CAPITAL MANAGEMENT INC.CRD 114173 · GRAND RAPIDS, MI$138,924,111.00Regulatory AUM · August 2026
- BROOKWOOD ADVISORS, LLCCRD 338550 · BEVERLY, MA$964,497,094.00Regulatory AUM · August 2026
- BROPHY WEALTH MANAGEMENT, LLCCRD 169894 · BEDFORD, NH$532,526,394.00Regulatory AUM · August 2026
- BROUSSARD FINANCIAL GROUP, LLCCRD 123724 · KAPLAN, LA$138,790,787.00Regulatory AUM · August 2026
- BROWN | MILLER WEALTH MANAGEMENT, LLCCRD 305742 · MCLEAN, VA$991,063,127.00Regulatory AUM · August 2026
- BROWN CAPITAL MANAGEMENT, LLCCRD 174101 · LITTLE ROCK, AR$205,189,000.00Regulatory AUM · August 2026
- BROWN FINANCIAL ADVISORS, LLCCRD 147056 · MILFORD, OH$323,336,194.00Regulatory AUM · August 2026
- BROWN MCLEOD, INCCRD 155548 · FAIRHOPE, AL$468,223,225.00Regulatory AUM · August 2026
- BROWN WEALTH MANAGEMENT, LLCCRD 324695 · NAPERVILLE, IL$530,789,306.00Regulatory AUM · August 2026
- BROWN, LISLE/CUMMINGS, INC.CRD 1331 · PROVIDENCE, RI$487,318,974.00Regulatory AUM · August 2026
- BROYHILL ASSET MANAGEMENT, LLCCRD 120462 · CHARLOTTE, NC$204,500,108.00Regulatory AUM · August 2026
- BRUCE & CO INCCRD 104735 · CHICAGO, IL$379,536,270.00Regulatory AUM · August 2026
- BRUCE G. ALLEN INVESTMENTS, LLCCRD 287859 · DENVER, CO$258,147,622.00Regulatory AUM · August 2026
- BRUCKE FINANCIAL, INC.CRD 291307$262,391,464.00Regulatory AUM · August 2026
- BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P.CRD 156881 · NEW YORK, NY$118,691,423.00Regulatory AUM · August 2026
- BRUTON CHISNELL ADVISORS, LLCCRD 293192 · DOWNINGTOWN, PA$772,461,258.00Regulatory AUM · August 2026
- BRX GLOBAL LPCRD 284664 · GREENWICH, CT$231,396,656.00Regulatory AUM · August 2026
- BRYANT WOODS INVESTMENT ADVISORS, LLCCRD 109379 · GETZVILLE, NY$679,672,681.00Regulatory AUM · August 2026
- BRYDON GROUP, LLCCRD 324247 · WASHINGTON, D.C., DC$721,520,164.00Regulatory AUM · August 2026
- BRYSPEN, INCORPORATEDCRD 109004 · WASHINGTON, DC$329,346,574.00Regulatory AUM · August 2026
- BSC CAPITAL PARTNERS, LLCCRD 284338 · WEST DES MOINES, IA$125,816,727.00Regulatory AUM · August 2026
- BTS ASSET MANAGEMENT INCCRD 105215 · LINCOLN, MA$144,772,017.00Regulatory AUM · August 2026
- BUCHANAN WEALTH MANAGEMENT, LLCCRD 316629 · RESTON, VA$212,012,187.00Regulatory AUM · August 2026
- BUCKET LIST WEALTH MANAGEMENT, LLCCRD 286494 · THE VILLAGES, FL$224,229,438.00Regulatory AUM · August 2026
- BUCKEYE-PACIFIC LLCCRD 311553 · NAPLES, FL$225,420,311.00Regulatory AUM · August 2026
- BUCKHORN RESOURCES, LPCRD 226647 · HOUSTON, TX$248,924,810.00Regulatory AUM · August 2026
- BUCKLEY CAPITAL ADVISORS, LLCCRD 268818 · MIAMI BEACH, FL$193,814,431.00Regulatory AUM · August 2026
- BUCKLEY WEALTH MANAGEMENT, LLCCRD 285823 · LAS VEGAS, NV$643,967,767.00Regulatory AUM · August 2026
- BUCKMAN ADVISORY GROUP LLCCRD 131688 · LITTLE SILVER, NJ$277,300,828.00Regulatory AUM · August 2026
- BUCKRAM SECURITIES LTDCRD 126976 · LOCUST VALLEY, NY$117,253,324.00Regulatory AUM · August 2026
- BUFFALO BUSINESS & ESTATE SERVICES LTDCRD 337303 · ORCHARD PARK, NY$764,911,010.00Regulatory AUM · August 2026
- BUILDER INVESTMENT GROUP INCCRD 107671 · ATLANTA, GA$952,529,201.00Regulatory AUM · August 2026
- BUILDGROUP MANAGEMENT, LLCCRD 289150 · AUSTIN, TX$294,443,559.00Regulatory AUM · August 2026
- BULL HARBOR CAPITAL LLC.CRD 324995 · BETHESDA, MD$354,845,384.00Regulatory AUM · August 2026
- BULL OAK CAPITAL, LLCCRD 170325 · RANCHO SANTA FE, CA$261,648,815.00Regulatory AUM · August 2026
- BULL STREET ADVISORS, LLCCRD 304058 · SAVANNAH, GA$271,925,562.00Regulatory AUM · August 2026
- BULLDOG INVESTORS, LLPCRD 151585 · SADDLE BROOK, NJ$560,984,507.00Regulatory AUM · August 2026
- BULLETPROOF CAPITAL, LLCCRD 341136 · CHICAGO, IL$575,767,663.00Regulatory AUM · August 2026
- BULLOCK WEALTH MANAGEMENT GROUP INC.CRD 283853 · BLOOMINGTON, IN$261,427,000.00Regulatory AUM · August 2026
- BULLSEYE ASSET MANAGEMENT LLCCRD 153990 · DENVER, CO$183,943,498.00Regulatory AUM · August 2026
- BULLSEYE INVESTMENT MANAGEMENT, LLCCRD 145158 · CINCINNCIATI, OH$225,976,485.00Regulatory AUM · August 2026