Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 16
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- BULWARK CAPITAL CORPORATIONCRD 139266$147,764,856.00Regulatory AUM · August 2026
- BUOYANT CAPITAL PRIVATE LIMITEDCRD 327612$955,095,721.00Regulatory AUM · August 2026
- BURFORD BROTHERS, INC.CRD 306574 · DALLAS, TX$440,208,266.00Regulatory AUM · August 2026
- BURGESS CHAMBERS & ASSOCIATES INCCRD 110164 · ORLANDO, FL$165,850,650.00Regulatory AUM · August 2026
- BURGESS INVESTMENT GROUP, LLCCRD 318698 · GREENVILLE, SC$147,135,626.00Regulatory AUM · August 2026
- $144,159,401.00Regulatory AUM · August 2026
- BURK HOLDINGS LLCCRD 305300 · TULSA, OK$379,869,603.00Regulatory AUM · August 2026
- BURKE & HERBERT WEALTH SERVICES, LLCCRD 340285 · ALEXANDRIA, VA$156,063,257.00Regulatory AUM · August 2026
- BURKETT FINANCIAL SERVICES, LLCCRD 140168 · ROCK HILL, SC$572,592,627.00Regulatory AUM · August 2026
- BURKHOLDER & ASSOCIATES, LLCCRD 313338 · WASHINGTON, DC$287,361,178.00Regulatory AUM · August 2026
- BURNE FINANCIAL CONCEPTS, LLCCRD 293013 · WATERTOWN, CT$113,700,000.00Regulatory AUM · August 2026
- BURNHAM & COMPANY LLCCRD 319339 · GRAND RAPIDS, MI$129,534,296.00Regulatory AUM · August 2026
- BURNHAM STERLING ASSET MANAGEMENT LLCCRD 283907 · COS COB, CT$206,843,448.00Regulatory AUM · August 2026
- BURNS MATTESON CAPITAL MANAGEMENT, LLCCRD 118315 · CORNING, NY$400,402,976.00Regulatory AUM · August 2026
- BURR FINANCIAL SERVICES, LLCCRD 323114$138,061,061.00Regulatory AUM · August 2026
- BURRUS FINANCIAL SERVICES, INC.CRD 141435 · SALT LAKE CITY, UT$240,658,000.00Regulatory AUM · August 2026
- BURT ASSET MANAGEMENT, INC.CRD 125967$116,959,077.00Regulatory AUM · August 2026
- BUSEY CAPITAL MANAGEMENT, INC.CRD 128044 · URBANA, IL$493,841,034.00Regulatory AUM · August 2026
- BUSH INVESTMENT GROUP, LLCCRD 304262 · VALDOSTA, GA$258,367,857.00Regulatory AUM · August 2026
- BUSINESS-OWNER STRATEGIES GROUP, LLCCRD 297243 · APEX, NC$134,763,000.00Regulatory AUM · August 2026
- BUSKA WEALTH MANAGEMENT, LLCCRD 170627 · WAUSAU, WI$538,727,785.00Regulatory AUM · August 2026
- BUTENSKY & COHEN FINANCIAL SECURITY INCCRD 110295 · PONTE VEDRA BEACH, FL$626,009,888.00Regulatory AUM · August 2026
- BUTLER FINANCIAL SERVICES, INC.CRD 118244 · DENVER, CO$154,662,250.00Regulatory AUM · August 2026
- BUTLER HALL CAPITAL LLCCRD 290744 · LOS ANGELES, CA$218,293,112.00Regulatory AUM · August 2026
- BUTTERWORTH FINANCIAL LLCCRD 325026 · DANVERS, MA$103,300,000.00Regulatory AUM · August 2026
- BUTTONWOOD CAPITAL MANAGEMENT, LLCCRD 174857 · SCOTTSDALE, AZ$380,779,562.00Regulatory AUM · August 2026
- BUTTONWOOD FINANCIAL ADVISORS, INC.CRD 144926 · BALTIMORE, MD$483,170,997.00Regulatory AUM · August 2026
- BUTTONWOOD FINANCIAL GROUP, LLCCRD 151164 · KANSAS CITY, MO$659,465,030.00Regulatory AUM · August 2026
- BUTTONWOOD GROUP ADVISORS LLCCRD 173608 · UNIONDALE, NY$240,177,026.00Regulatory AUM · August 2026
- BUTTONWOOD WEALTH, LLCCRD 305896 · WINCHESTER, VA$425,329,328.00Regulatory AUM · August 2026
- BVP MANAGEMENT COMPANY, LLCCRD 307029 · NEW YORK, NY$335,186,930.00Regulatory AUM · August 2026
- BW ASSET MANAGEMENT LTDCRD 300503$110,152,943.00Regulatory AUM · August 2026
- BWA, LLCCRD 154878 · SAN MATEO, CA$146,886,515.00Regulatory AUM · August 2026
- BWM PLANNING LLCCRD 304855 · HOUSTON, TX$465,289,174.00Regulatory AUM · August 2026
- BXM WEALTH LLCCRD 332544 · ENGLEWOOD, CO$231,272,900.00Regulatory AUM · August 2026
- BY CRYPTO MANAGEMENT, LLCCRD 315265 · LITTLE ROCK, AR$712,905,113.00Regulatory AUM · August 2026
- BYRNE & COMPANY WEALTH MANAGEMENT, LLCCRD 160581 · OLYMPIA, WA$142,935,403.00Regulatory AUM · August 2026
- BYRNE ASSET MANAGEMENT, LLCCRD 125221 · KINGSTON, NJ$268,699,815.00Regulatory AUM · August 2026
- BYRNE FINANCIAL FREEDOM, LLCCRD 167893 · FRANKLIN, MA$546,432,495.00Regulatory AUM · August 2026
- BYSKO JOHN ALLANCRD 110612 · OLD LYME, CT$204,313,517.00Regulatory AUM · August 2026
- C CUBED CAPITAL PARTNERS, LLCCRD 328128 · BOCA RATON, FL$362,669,896.00Regulatory AUM · August 2026
- C. C. DUNNAVAN & CO., INC.CRD 109058 · MINNEAPOLIS, MN$392,678,403.00Regulatory AUM · August 2026
- C.L. SHELDON & COMPANY, LLCCRD 152582$110,683,215.00Regulatory AUM · August 2026
- C.M.BIDWELL & ASSOCIATES LTDCRD 107449$267,147,265.00Regulatory AUM · August 2026
- C.W. O'CONNER WEALTH ADVISORS, INC.CRD 125646 · DULUTH, GA$264,615,105.00Regulatory AUM · August 2026
- C2C WEALTH MANAGEMENT, LLCCRD 284148 · SCOTTSDALE, AZ$179,809,631.00Regulatory AUM · August 2026
- CA ADVISER, LLCCRD 300183 · PHILADELPHIA, PA$357,691,982.00Regulatory AUM · August 2026
- CABANA LLCCRD 151418 · FAYETTEVILLE, AR$471,765,000.00Regulatory AUM · August 2026
- CABIN ADVISORS, LLCCRD 312547 · OVERLAND PARK, KS$220,186,192.00Regulatory AUM · August 2026
- CABLE CAR CAPITAL, LPCRD 169234 · SAN FRANCISCO, CA$548,315,000.00Regulatory AUM · August 2026
- CACHE ADVISORS LLCCRD 323063 · SAN FRANCISCO, CA$962,105,612.00Regulatory AUM · August 2026
- CACHETECH INC.CRD 327688 · LOGAN, UT$547,391,993.00Regulatory AUM · August 2026
- CADENCE WEALTH MANAGEMENT LLCCRD 155080 · WESTBOROUGH, MA$447,975,000.00Regulatory AUM · August 2026
- CADENT CAPITAL ADVISORS, LLCCRD 169704 · TULSA, OK$785,808,110.00Regulatory AUM · August 2026
- CADENT MANAGEMENT SERVICES, LLCCRD 157559 · RYE BROOK, NY$643,514,377.00Regulatory AUM · August 2026
- CADIA PRIVATE CLIENT LLCCRD 337400 · PARSIPPANY, NJ$192,533,399.00Regulatory AUM · August 2026
- CAERUS INVESTMENT ADVISORS, LLCCRD 171716$117,194,570.00Regulatory AUM · August 2026
- CAIN CAPITAL L.L.C.CRD 113592 · DALLAS, TX$171,175,266.00Regulatory AUM · August 2026
- CAIRD INVESTMENT PARTNERS, LLCCRD 334504 · DALLAS, TX$413,201,562.00Regulatory AUM · August 2026
- CAIRN INVESTMENT GROUP, INC.CRD 143601 · VANCOUVER, WA$384,958,456.00Regulatory AUM · August 2026
- CAIS ADVISORS LLCCRD 317466 · NEW YORK, NY$225,327,313.00Regulatory AUM · August 2026
- CAITLIN JOHN, LLCCRD 154494 · BRIGHTON, MI$214,892,486.00Regulatory AUM · August 2026
- CALABASAS ADVISORY GROUP, LLCCRD 288224 · WESTLAKE VILLAGE, CA$249,526,000.00Regulatory AUM · August 2026
- CALAMITA WEALTH MANAGEMENT INC.CRD 153316 · CHARLOTTE, NC$138,154,787.00Regulatory AUM · August 2026
- CALCULATED WEALTH LLCCRD 318985 · MADISON, WI$200,778,956.00Regulatory AUM · August 2026
- CALDER FINANCIAL LLCCRD 290616$134,762,591.00Regulatory AUM · August 2026
- CALDER INVESTMENT ADVISORSCRD 143973 · ADA, MI$297,000,000.00Regulatory AUM · August 2026
- CALDERWOOD FINANCIAL STRATEGIES, INC.CRD 313466 · HOUSTON, TX$228,534,086.00Regulatory AUM · August 2026
- CALDWELL ADVISORS, LLCCRD 144408 · BRENTWOOD, TN$351,404,599.00Regulatory AUM · August 2026
- CALDWELL SUTTER CAPITAL, INC.CRD 10489 · SAUSALITO, CA$605,675,350.00Regulatory AUM · August 2026
- CALEO CAPITAL N.A. LLCCRD 308542 · PONTE VEDRA, FL$111,841,090.00Regulatory AUM · August 2026
- CALLAHAN CAPITAL MANAGEMENT INCCRD 110568 · STEAMBOAT SPRINGS, CO$217,474,510.00Regulatory AUM · August 2026
- CALLAHAN WEALTH ADVISORY, LLCCRD 316124$372,154,200.00Regulatory AUM · August 2026
- CALLAWAY CAPITAL MANAGEMENT, LLCCRD 285709 · NASHVILLE, TN$211,306,604.00Regulatory AUM · August 2026
- CALLODINE CREDIT MANAGEMENT, LLCCRD 313165 · BOSTON, MA$602,978,695.00Regulatory AUM · August 2026
- CALMWATER ASSET MANAGEMENT, LLCCRD 282617 · EL SEGUNDO, CA$792,519,211.00Regulatory AUM · August 2026
- CALUMET CAPITAL PARTNERS LLCCRD 318770 · MIAMI, FL$191,000,000.00Regulatory AUM · August 2026
- CALVERT IMPACT ADVISORY SERVICES, LLCCRD 326022 · BETHESDA, MD$197,789,240.00Regulatory AUM · August 2026
- CALVERT STREET CAPITAL PARTNERS, INC.CRD 158096 · TOWSON, MD$663,100,000.00Regulatory AUM · August 2026
- CALVERT WEALTH MANAGEMENT, INC.CRD 115639 · DUNKIRK, MD$189,569,655.00Regulatory AUM · August 2026
- CAMAC PARTNERS, LLCCRD 173002$386,594,898.00Regulatory AUM · August 2026
- CAMARDA FINANCIAL ADVISORS , LLCCRD 113784 · FLEMING ISLAND, FL$315,368,825.00Regulatory AUM · August 2026
- CAMBER PARTNERS MANAGEMENT LLCCRD 309328 · NEW YORK, NY$378,754,149.00Regulatory AUM · August 2026
- CAMBIENT FAMILY OFFICE, LLCCRD 335128 · ADA, MI$857,939,726.00Regulatory AUM · August 2026
- CAMBIER CAPITAL, LLCCRD 341216 · NAPLES, FL$165,471,064.00Regulatory AUM · August 2026
- CAMBRIAN ASSET MANAGEMENT, INC.CRD 291953 · MILL VALLEY, CA$121,806,948.00Regulatory AUM · August 2026
- CAMBRIAN CAPITAL MANAGEMENT, L.L.C.CRD 324623 · NEWTOWN SQUARE, PA$343,834,003.00Regulatory AUM · August 2026
- CAMBRIDGE ADVISORS INCCRD 104851 · OMAHA, NE$693,511,589.00Regulatory AUM · August 2026
- CAMBRIDGE CAPITAL MANAGEMENT, LLCCRD 110932 · O'FALLON, IL$457,811,293.00Regulatory AUM · August 2026
- CAMBRIDGE FINANCIAL GROUP, INC.CRD 112254 · COLUMBUS, OH$331,311,024.00Regulatory AUM · August 2026
- CAMBRIDGE FINANCIAL GROUP, LLCCRD 117428 · TUCSON, AZ$645,804,007.00Regulatory AUM · August 2026
- CAMBRIDGE WEALTH ADVISORS, LLCCRD 148889$237,029,977.00Regulatory AUM · August 2026
- CAMDEN FINANCIAL MANAGEMENT, INC.CRD 111938$157,004,577.00Regulatory AUM · August 2026
- CAMDEN PARTNERS HOLDINGS, LLCCRD 117011 · OWINGS MILLS, MD$369,645,196.00Regulatory AUM · August 2026
- CAMDEN WEALTH ADVISORS LLCCRD 148518 · HOUSTON, TX$366,313,897.00Regulatory AUM · August 2026
- CAMELOT EVENT-DRIVEN ADVISORS, LLCCRD 291798 · MAUMEE, OH$107,799,559.00Regulatory AUM · August 2026
- CAMELOT PORTFOLIOS, LLCCRD 145918 · MAUMEE, OH$272,234,967.00Regulatory AUM · August 2026
- CAMELOT TECHNOLOGY ADVISORS, INC.CRD 128053 · SAN FRANCISCO, CA$234,947,793.00Regulatory AUM · August 2026
- CAMPBELL ASSET MANAGEMENT, LLCCRD 125052 · CHATTANOOGA, TN$146,049,639.00Regulatory AUM · August 2026
- CAMPBELL CAPITAL MANAGEMENT INCCRD 106130 · MIAMI, FL$303,336,000.00Regulatory AUM · August 2026