Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 14
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- BOSTWICK CAPITAL LLCCRD 162386 · LOCUST VALLEY, NY$245,429,146.00Regulatory AUM · August 2026
- BOULDER WEALTH ADVISORS, LLCCRD 115069 · BOULDER, CO$337,921,423.00Regulatory AUM · August 2026
- BOULEVARD WEALTH MANAGEMENT, INC.CRD 164423 · BLOOMINGTON, MN$119,494,387.00Regulatory AUM · August 2026
- BOUNTIFUL INVESTMENT MANAGEMENT LLCCRD 281437 · RUMFORD, RI$160,517,879.00Regulatory AUM · August 2026
- BOURKE WEALTH MANAGEMENTCRD 297957 · SANTA BARBARA, CA$141,443,457.00Regulatory AUM · August 2026
- BOURNE LENT ASSET MANAGEMENT, INC.CRD 111114 · PAWLING, NY$343,920,884.00Regulatory AUM · August 2026
- BOUSSARD & GAVAUDAN AMERICA LLCCRD 322621 · NEW YORK, NY$311,136,438.00Regulatory AUM · August 2026
- BOUVEL INVESTMENT PARTNERS, LLCCRD 108436 · PHOENIXVILLE, PA$374,449,027.00Regulatory AUM · August 2026
- BOW STREET LLCCRD 158043 · NEW YORK, NY$884,690,141.00Regulatory AUM · August 2026
- BOWEN FINANCIAL SERVICES, LLCCRD 116714 · MIDLOTHIAN, VA$190,985,562.00Regulatory AUM · August 2026
- BOWERS WEALTH MANAGEMENT, INC.CRD 145476 · GLENBROOK, NV$298,517,625.00Regulatory AUM · August 2026
- BOWSIDE CAPITAL, LLCCRD 170509 · CHARLESTON, SC$229,792,903.00Regulatory AUM · August 2026
- BOX HILL PRIVATE WEALTHCRD 322620$137,466,560.00Regulatory AUM · August 2026
- BOXER CAPITAL MANAGEMENT, LLCCRD 330106 · SAN DIEGO, CA$578,221,564.00Regulatory AUM · August 2026
- BOYAR ASSET MANAGEMENT INCCRD 105255 · NEW YORK, NY$228,201,061.00Regulatory AUM · August 2026
- BOYCE & ASSOCIATES WEALTH CONSULTING, INC.CRD 288157 · CEDAR PARK, TX$244,618,764.00Regulatory AUM · August 2026
- BOYD CAPITAL MANAGEMENT LLCCRD 312070 · ROCHESTER, NY$168,334,114.00Regulatory AUM · August 2026
- BOYD FINANCIAL STRATEGIES, INC.CRD 107505 · AUBURN, MA$139,591,676.00Regulatory AUM · August 2026
- BOYD WEALTH MANAGEMENT, LLCCRD 293990 · SACRAMENTO, CA$409,801,993.00Regulatory AUM · August 2026
- BOYER FINANCIAL SERVICES, INC.CRD 331868 · NEWPORT BEACH, CA$167,043,756.00Regulatory AUM · August 2026
- BOYLE CAPITAL MANAGEMENT, L.L.C.CRD 132416 · WEST DES MOINES, IA$341,954,728.00Regulatory AUM · August 2026
- BOYUM WEALTH ARCHITECTS LLCCRD 161261 · BLOOMINGTON, MN$563,959,565.00Regulatory AUM · August 2026
- BP ASSET MANAGEMENT INC.CRD 328276 · CHARLOTTE, NC$155,286,000.00Regulatory AUM · August 2026
- BP CAPITAL ENERGY ADVISORS, LLCCRD 167087 · DALLAS, TX$537,243,695.00Regulatory AUM · August 2026
- BPC ADVISORS LLCCRD 284429 · EAST SYRACUSE, NY$158,336,771.00Regulatory AUM · August 2026
- BPGC MANAGEMENT LPCRD 309916 · NEW YORK, NY$601,920,816.00Regulatory AUM · August 2026
- BPM WEALTH ADVISORS, LLCCRD 325909 · SAN FRANCISCO, CA$268,325,995.00Regulatory AUM · August 2026
- BPP WEALTH SOLUTIONS, LLCCRD 166962 · BASKING RIDGE, NJ$247,268,792.00Regulatory AUM · August 2026
- BQS FINANCIAL ADVISORS, LLCCRD 333795 · NEW YORK, NY$226,357,000.00Regulatory AUM · August 2026
- BR CAPITAL ADVISORS LLCCRD 310003 · CORAL GABLES, FL$568,448,136.00Regulatory AUM · August 2026
- BRACCO ASSET MANAGEMENT, LPCRD 326536 · PURCHASE, NY$446,023,004.00Regulatory AUM · August 2026
- BRACKENWOOD CAPITAL MANAGEMENT, LLCCRD 135478 · BAINBRIDGE ISLAND, WA$126,631,575.00Regulatory AUM · August 2026
- BRADESCO GLOBAL ADVISORS INC.CRD 134416 · CORAL GABLES, FL$181,543,478.00Regulatory AUM · August 2026
- BRADFORD FINANCIAL CENTERCRD 110953 · CLARION, IA$229,709,395.00Regulatory AUM · August 2026
- BRADFORD FINANCIAL SERVICES CORPCRD 133220$261,856,990.00Regulatory AUM · August 2026
- $252,039,818.00Regulatory AUM · August 2026
- BRADLEY WEALTH LLCCRD 131808 · SCOTTSDALE, AZ$196,723,672.00Regulatory AUM · August 2026
- BRADY FAMILY WEALTH, LLCCRD 315635 · SAINT LOUIS, MO$312,717,507.00Regulatory AUM · August 2026
- BRADY MARTZ WEALTH SOLUTIONS, LLCCRD 331043 · GRAND FORKS, ND$795,298,629.00Regulatory AUM · August 2026
- BRADYCO, INC.CRD 127204$176,744,534.00Regulatory AUM · August 2026
- BRAEBURN WEALTH MANAGEMENT, LLCCRD 158007 · MUSKEGON, MI$259,354,439.00Regulatory AUM · August 2026
- BRAEMONT CAPITAL MANAGEMENT LLCCRD 314704 · DALLAS, TX$913,043,888.00Regulatory AUM · August 2026
- BRAESIDE INVESTMENTS, LLCCRD 131184 · DALLAS, TX$139,434,392.00Regulatory AUM · August 2026
- BRAESWOOD CARBON MANAGEMENT, LLCCRD 311686 · SAN FRANCISCO, CA$387,316,785.00Regulatory AUM · August 2026
- BRAHMA MANAGEMENT LLCCRD 146254$243,589,598.00Regulatory AUM · August 2026
- BRAINVEST WEALTH MANAGEMENT LLCCRD 289743 · MIAMI, FL$690,945,172.00Regulatory AUM · August 2026
- BRANDON FINANCIAL PLANNING, INC.CRD 110267 · MEMPHIS, TN$434,931,410.00Regulatory AUM · August 2026
- BRANDYWINE ASSET MANAGEMENT, INCCRD 307564 · THORNTON, PA$156,000,000.00Regulatory AUM · August 2026
- BRANSON FOWLKES & CO INCCRD 107657 · HOUSTON, TX$439,389,039.00Regulatory AUM · August 2026
- BRANSON FRANK A INCCRD 110451 · PALO ALTO, CA$223,208,345.00Regulatory AUM · August 2026
- BRANT POINT INVESTMENT MANAGEMENT LLCCRD 157572 · NEW YORK, NY$453,296,874.00Regulatory AUM · August 2026
- BRANZAN INVESTMENT ADVISORS, INC.CRD 120783 · LITTLETON, CO$114,761,548.00Regulatory AUM · August 2026
- BRASADA CAPITAL MANAGEMENT, LPCRD 147775 · HOUSTON, TX$679,092,660.00Regulatory AUM · August 2026
- BRASIL PLURAL INVESTMENT ADVISOR LLCCRD 288563 · MIAMI, FL$201,621,881.00Regulatory AUM · August 2026
- BRAUN-BOSTICH & ASSOCIATES INC.CRD 288336 · CANONSBURG, PA$249,638,585.00Regulatory AUM · August 2026
- BRAVE ASSET MANAGEMENT, INC.CRD 108512 · SUMMIT, NJ$624,289,774.00Regulatory AUM · August 2026
- BRAVE EAGLE WEALTH MANAGEMENT, LLCCRD 283307 · NEW YORK, NY$101,000,000.00Regulatory AUM · August 2026
- BRAVIAS CAPITAL GROUP, LLCCRD 289589 · ISELIN, NJ$212,025,113.00Regulatory AUM · August 2026
- BRAZOS CAPITAL, LLCCRD 289749 · AUSTIN, TX$102,528,960.00Regulatory AUM · August 2026
- BRAZOS WEALTH ADVISORS LLCCRD 323508 · FORT WORTH, TX$183,697,357.00Regulatory AUM · August 2026
- BREACH INLET CAPITAL MANAGEMENT, LLCCRD 282056 · MT. PLEASANT, SC$227,650,975.00Regulatory AUM · August 2026
- BREACHWAY INVESTMENTS, LLCCRD 299102 · CHARLESTOWN, RI$164,902,821.00Regulatory AUM · August 2026
- BREAKTHRU ADVISORY SERVICES, LLCCRD 332173 · MUSKEGO, WI$125,740,000.00Regulatory AUM · August 2026
- BREAKWATER CAPITAL, LLCCRD 172498 · KALAMAZOO, MI$156,644,142.00Regulatory AUM · August 2026
- BREAKWATER FINANCIAL, LLCCRD 282401 · NEEDHAM, MA$127,853,636.00Regulatory AUM · August 2026
- BREAKWATER INVESTMENT MANAGEMENT, LLCCRD 150841 · SEATTLE, WA$302,726,806.00Regulatory AUM · August 2026
- BREEN WEALTH MANAGEMENT, LLCCRD 286513 · PETALUMA, CA$318,842,453.00Regulatory AUM · August 2026
- BRENDEL FINANCIAL ADVISORS LLCCRD 288927 · HANOVER, NH$260,157,732.00Regulatory AUM · August 2026
- BRENT FORREST & ASSOCIATES, L.L.C.CRD 126266 · SAN ANTONIO, TX$657,087,013.00Regulatory AUM · August 2026
- BRENTVIEW INVESTMENT MANAGEMENT, LLCCRD 300409 · NORTHFIELD, IL$233,434,428.00Regulatory AUM · August 2026
- BRETT JOSEY WEALTH MANAGEMENT LLCCRD 107870$142,609,391.00Regulatory AUM · August 2026
- BRETTON CAPITAL MANAGEMENT LLCCRD 154344 · SAN FRANCISCO, CA$122,833,639.00Regulatory AUM · August 2026
- BREWSTER FINANCIAL PLANNING LLCCRD 125291 · BROOKLYN, NY$239,734,631.00Regulatory AUM · August 2026
- BRIA CAPITAL GROUP, LLCCRD 175258 · WESLEY CHAPEL, FL$155,129,219.00Regulatory AUM · August 2026
- BRIAN D. LOWDER, INC.CRD 105972 · SAN DIEGO, CA$388,077,258.00Regulatory AUM · August 2026
- BRIAN JOYCE, LLCCRD 286233$118,500,000.00Regulatory AUM · August 2026
- BRIAN LOW FINANCIAL GROUP, LLCCRD 306346 · BATON ROUGE, LA$239,345,026.00Regulatory AUM · August 2026
- BRIAUD FINANCIAL PLANNING INCCRD 105638 · COLLEGE STATION, TX$912,788,383.00Regulatory AUM · August 2026
- BRICK & KYLE ASSOCIATES INCCRD 107771 · NEWTOWN, PA$491,727,277.00Regulatory AUM · August 2026
- BRICKELL KEY ASSET MANAGEMENT LIMITEDCRD 170675$119,925,775.00Regulatory AUM · August 2026
- BRICKELL KEY ASSET MANAGEMENT LLCCRD 295209 · CHARLESTON, SC$119,925,775.00Regulatory AUM · August 2026
- BRICKLEY WEALTH MANAGEMENTCRD 287487 · SAN MATEO, CA$950,083,465.00Regulatory AUM · August 2026
- BRIDGE CAPITAL ADVISORSCRD 317554 · HOUSTON, TX$687,300,503.00Regulatory AUM · August 2026
- BRIDGE CITY CAPITAL, LLCCRD 148828 · LAKE OSWEGO, OR$354,734,297.00Regulatory AUM · August 2026
- BRIDGE FINANCIAL PLANNING, LLCCRD 174840$100,427,537.00Regulatory AUM · August 2026
- BRIDGE GENERATIONS WEALTH MANAGEMENT LLCCRD 331683 · SOUTH MIAMI, FL$259,800,631.00Regulatory AUM · August 2026
- BRIDGE GROWTH PARTNERS, LLCCRD 168682 · NEW YORK, NY$406,956,389.00Regulatory AUM · August 2026
- BRIDGE NET LEASE FUND MANAGER LLCCRD 316623 · SANDY, UT$843,281,719.00Regulatory AUM · August 2026
- BRIDGECREEK FINANCIAL GROUP, LLCCRD 340683 · TULSA, OK$649,946,000.00Regulatory AUM · August 2026
- BRIDGEFRONT CAPITAL, LLCCRD 291949 · AUSTIN, TX$488,453,521.00Regulatory AUM · August 2026
- BRIDGEINVEST LLCCRD 307343 · MIAMI, FL$858,619,075.00Regulatory AUM · August 2026
- BRIDGELIGHT CAPITAL LLCCRD 154920 · SCOTTSDALE, AZ$136,364,716.00Regulatory AUM · August 2026
- BRIDGELIGHT FINANCIAL ADVISORS, INCCRD 139518 · SHELTON, CT$150,777,009.00Regulatory AUM · August 2026
- BRIDGEPORT MANAGEMENT COMPANY LLCCRD 322871 · NEW YORK, NY$372,805,010.00Regulatory AUM · August 2026
- BRIDGER INVESTMENT PARTNERS LLCCRD 323251 · NEW YORK, NY$920,220,591.00Regulatory AUM · August 2026
- BRIDGER MANAGEMENT LLCCRD 160738 · NEW YORK, NY$485,241,877.00Regulatory AUM · August 2026
- BRIDGES CAPITAL LLCCRD 297718 · FORT LAUDERDALE, FL$251,632,877.00Regulatory AUM · August 2026
- BRIDGEVIEW CAPITAL ADVISORS, INC.CRD 6290 · EL DORADO HILLS, CA$114,131,548.00Regulatory AUM · August 2026
- BRIDGEWATER ASSET MANAGEMENT LLCCRD 169832 · CHESTERFIELD, MO$350,522,704.00Regulatory AUM · August 2026
- BRIDGEWAY WEALTH MANAGEMENT, LLCCRD 326547 · CEDAR RAPIDS, IA$164,608,704.00Regulatory AUM · August 2026