EXPLORE THE DIRECTORY

Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 32

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

4,032 firms · Source months shown: August 2026

RVW WEALTH LLCCRD 140451 · LOS ANGELES, CA
$1,936,575,507.00Regulatory AUM · August 2026
RW INVESTMENT MANAGEMENT LLCCRD 282707 · EAGLE, ID
$1,731,699,388.00Regulatory AUM · August 2026
RWC ASSET ADVISORS (US) LLCCRD 166517 · MIAMI, FL
$4,380,290,405.00Regulatory AUM · August 2026
RWWM, INC.CRD 148221 · ROCKLIN, CA
$1,537,322,279.00Regulatory AUM · August 2026
RXR ASSET MANAGEMENT LLCCRD 158268 · UNIONDALE, NY
$2,690,042,000.00Regulatory AUM · August 2026
RYAN ALM ADVISERS, LLCCRD 135781
$2,753,891,525.00Regulatory AUM · August 2026
S & CO., INC.CRD 110026 · BOSTON, MA
$2,456,013,267.00Regulatory AUM · August 2026
S.B. VALUE PARTNERS, L.P.CRD 139162 · SAN ANTONIO, TX
$3,890,370,297.00Regulatory AUM · August 2026
S.W. MITCHELL CAPITAL LLPCRD 163494
$3,131,104,109.00Regulatory AUM · August 2026
S2G INVESTMENTS, LLCCRD 330022 · CHICAGO, IL
$2,584,521,019.00Regulatory AUM · August 2026
S3 CAPITAL ADVISORS LLCCRD 322956 · NEW YORK, NY
$3,640,296,517.00Regulatory AUM · August 2026
SABA LT, LPCRD 334114 · NEW YORK, NY
$2,832,687,616.00Regulatory AUM · August 2026
SABAL INVESTMENT ADVISORS, LLCCRD 169572 · IRVINE, CA
$5,830,687,813.00Regulatory AUM · August 2026
SACHEM HEAD CAPITAL MANAGEMENT LPCRD 167173 · NEW YORK, NY
$7,157,720,307.00Regulatory AUM · August 2026
SACHEM HILL LLCCRD 174210 · DENVER, CO
$1,184,227,663.00Regulatory AUM · August 2026
SACHETTA, LLCCRD 145713 · LYNNFIELD, MA
$1,000,312,141.00Regulatory AUM · August 2026
SAFFORD NICHOLAS H & CO INCCRD 104740 · ROCKPORT, MA
$1,795,604,516.00Regulatory AUM · August 2026
SAGARD HOLDINGS MANAGER (US) LLCCRD 322374 · NEW YORK CITY, NY
$1,410,770,595.00Regulatory AUM · August 2026
SAGARD HOLDINGS MANAGER LPCRD 304924
$8,609,810,168.00Regulatory AUM · August 2026
SAGE FINANCIAL GROUP INC.CRD 116574 · WEST CONSHOHOCKEN, PA
$4,291,847,204.00Regulatory AUM · August 2026
SAGE MOUNTAIN ADVISORS, LLCCRD 298593 · ATLANTA, GA
$4,286,824,438.00Regulatory AUM · August 2026
SAGE TRADING COLLECTIVE, LLCCRD 337481
$1,222,000,000.00Regulatory AUM · August 2026
SAGE, RUTTY & CO., INC.CRD 3254 · ROCHESTER, NY
$3,457,800,076.00Regulatory AUM · August 2026
SAGEFIELD INVESTMENT GROUP LPCRD 312019 · DALLAS, TX
$2,173,361,795.00Regulatory AUM · August 2026
SAGEHALL MANAGEMENT LPCRD 314770 · NEW YORK, NY
$1,269,480,173.00Regulatory AUM · August 2026
SAGESPRING WEALTH PARTNERSCRD 283515 · FRANKLIN, TN
$8,486,110,061.00Regulatory AUM · August 2026
SAGEVIEW CAPITAL LPCRD 159560 · GREENWICH, CT
$2,307,229,775.00Regulatory AUM · August 2026
SAGEWIND CAPITAL LLCCRD 288855 · NEW YORK, NY
$1,297,060,740.00Regulatory AUM · August 2026
SAGEWOOD ASSET MANAGEMENT LPCRD 281548 · NEW YORK, NY
$2,700,678,017.00Regulatory AUM · August 2026
SALEM INVESTMENT COUNSELORS INCCRD 104855 · WINSTON SALEM, NC
$4,188,070,791.00Regulatory AUM · August 2026
SALEM PARTNERS WEALTH MANAGEMENT, LLCCRD 131359 · LOS ANGELES, CA
$1,497,133,263.00Regulatory AUM · August 2026
SALOMON AND LUDWIN, LLCCRD 292456 · RICHMOND, VA
$1,337,497,420.00Regulatory AUM · August 2026
SALUDA GRADE ASSET MANAGEMENT LLCCRD 304725 · NEW YORK, NY
$5,826,711,802.00Regulatory AUM · August 2026
SAMLYN CAPITAL, LLCCRD 158296 · NEW YORK, NY
$9,684,832,071.00Regulatory AUM · August 2026
SAMSARA BIOCAPITAL, LLCCRD 288114
$2,170,095,404.00Regulatory AUM · August 2026
SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.CRD 133827 · NEW YORK, NY
$8,165,533,053.00Regulatory AUM · August 2026
SAND HILL GLOBAL ADVISORS, LLCCRD 111295 · PALO ALTO, CA
$4,390,631,813.00Regulatory AUM · August 2026
SANDBROOK CAPITAL MANAGEMENT LPCRD 317009 · STAMFORD, CT
$4,575,620,016.00Regulatory AUM · August 2026
SANDERSON WEALTH MANAGEMENT, LLCCRD 118910 · BUFFALO, NY
$1,431,219,990.00Regulatory AUM · August 2026
SANDHILL CAPITAL PARTNERS LLCCRD 129800 · BUFFALO, NY
$2,404,212,153.00Regulatory AUM · August 2026
SANDS CAPITAL ALTERNATIVES, LLCCRD 155517 · ARLINGTON, VA
$5,405,373,296.00Regulatory AUM · August 2026
SANDTON CAPITAL PARTNERS, LPCRD 160364 · NEW YORK, NY
$2,268,424,440.00Regulatory AUM · August 2026
SANFORD C. BERNSTEIN & CO., LLCCRD 104474 · NASHVILLE, TN
$1,218,000,000.00Regulatory AUM · August 2026
SANTA LUCIA ASSET MANAGEMENT PTE. LTD.CRD 291669
$1,200,300,000.00Regulatory AUM · August 2026
SANTANDER SECURITIES LLCCRD 41791 · BOSTON, MA
$3,140,983,898.00Regulatory AUM · August 2026
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLCCRD 159419 · EUGENE, OR
$1,745,762,088.00Regulatory AUM · August 2026
SARATOGA INVESTMENT ADVISORS, LLCCRD 153060 · NEW YORK, NY
$1,898,850,900.00Regulatory AUM · August 2026
SARATOGA MANAGEMENT COMPANY LLCCRD 161822 · NEW YORK, NY
$1,898,850,900.00Regulatory AUM · August 2026
SARATOGA RESEARCH & INVESTMENT MANAGEMENTCRD 110506 · SARATOGA, CA
$2,509,313,823.00Regulatory AUM · August 2026
SARGENT INVESTMENT GROUP, LLCCRD 297499 · BETHESDA, MD
$1,475,799,413.00Regulatory AUM · August 2026
SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLCCRD 106933 · HOUSTON, TX
$2,411,440,302.00Regulatory AUM · August 2026
SAROFIM REALTY ADVISORS LLCCRD 106931 · HOUSTON, TX
$1,160,162,820.00Regulatory AUM · August 2026
SATHER FINANCIAL GROUP, INC.CRD 109344 · VICTORIA, TX
$2,267,064,012.00Regulatory AUM · August 2026
SATORI CAPITAL, LLCCRD 161829 · DALLAS, TX
$1,614,358,611.00Regulatory AUM · August 2026
SATURNA CAPITAL CORPORATIONCRD 25586 · BELLINGHAM, WA
$8,624,828,208.00Regulatory AUM · August 2026
SAVA CAPITAL LLCCRD 335379 · DORADO, PR
$1,000,000,000.00Regulatory AUM · August 2026
SAVOIE CAPITAL LLCCRD 167497 · CHICAGO, IL
$1,315,017,624.00Regulatory AUM · August 2026
SAVVY ADVISORS, INC.CRD 318493 · NEW YORK, NY
$5,001,044,474.00Regulatory AUM · August 2026
SAW MILL CAPITAL L.L.C.CRD 156472 · BRIARCLIFF MANOR, NY
$1,023,409,324.00Regulatory AUM · August 2026
SAWGRASS ASSET MANAGEMENT LLCCRD 108831 · PONTE VEDRA BEACH, FL
$2,049,785,116.00Regulatory AUM · August 2026
SAX WEALTH ADVISORS, LLCCRD 119193 · PARSIPPANY, NJ
$3,596,080,962.00Regulatory AUM · August 2026
SB ADVISORY, LLCCRD 154680 · ATLANTA, GA
$1,101,429,871.00Regulatory AUM · August 2026
SBB RESEARCH GROUP LLCCRD 161109 · NORTHBROOK, IL
$3,260,240,863.00Regulatory AUM · August 2026
SBK FINANCIAL, INC.CRD 132513 · RICHMOND, VA
$1,538,440,735.00Regulatory AUM · August 2026
SC&H FINANCIAL ADVISORS, INC.CRD 120666 · HUNT VALLEY, MD
$1,230,991,243.00Regulatory AUM · August 2026
SCARBOROUGH ADVISORS, LLCCRD 169517 · ANNAPOLIS, MD
$1,643,400,502.00Regulatory AUM · August 2026
SCF PARTNERS, INC.CRD 107599 · HOUSTON, TX
$2,378,294,414.00Regulatory AUM · August 2026
SCHAEFER FINANCIAL MANAGEMENT, INC.CRD 110110 · CENTENNIAL, CO
$1,114,890,977.00Regulatory AUM · August 2026
SCHAPER BENZ & WISE INVESTMENT COUNSEL INCCRD 107630 · NEENAH, WI
$1,761,356,913.00Regulatory AUM · August 2026
SCHARF INVESTMENTS, LLCCRD 105508 · LOS GATOS, CA
$4,211,323,528.00Regulatory AUM · August 2026
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LPCRD 128591 · PITTSBURGH, PA
$3,305,788,046.00Regulatory AUM · August 2026
SCHNIEDERS CAPITAL MANAGEMENT, LLC.CRD 120952 · PASADENA, CA
$1,061,760,422.00Regulatory AUM · August 2026
SCHRODER WEALTH MANAGEMENT (US) LIMITEDCRD 289151
$1,402,597,162.00Regulatory AUM · August 2026
SCHWARTZ INVESTMENT COUNSEL INCCRD 104693 · PLYMOUTH, MI
$3,785,346,844.00Regulatory AUM · August 2026
SCHWERIN BOYLE CAPITAL MANAGEMENT INCCRD 105004 · SPRINGFIELD, MA
$1,209,259,520.00Regulatory AUM · August 2026
SCI CAPITAL PARTNERS LPCRD 332592 · LOS ANGELES, CA
$4,371,630,000.00Regulatory AUM · August 2026
SCOPUS ASSET MANAGEMENT, L.P.CRD 157518 · NEW YORK, NY
$3,818,629,319.00Regulatory AUM · August 2026
SCOTT CAPITAL ADVISORS, LLCCRD 307980 · PORTLAND, OR
$1,131,604,671.00Regulatory AUM · August 2026
SCOUT ENERGY MANAGEMENT LLCCRD 161832 · DALLAS, TX
$1,863,479,498.00Regulatory AUM · August 2026
SCP INVESTMENT, LPCRD 283397
$1,177,599,510.00Regulatory AUM · August 2026
SDC CAPITAL PARTNERS, LLCCRD 291389 · NEW YORK, NY
$9,484,510,000.00Regulatory AUM · August 2026
SEABURY CAPITAL MANAGEMENT LLCCRD 334999 · NEW YORK, NY
$3,020,000,000.00Regulatory AUM · August 2026
SEACREST WEALTH MANAGEMENT, LLCCRD 147092 · PURCHASE, NY
$1,533,465,779.00Regulatory AUM · August 2026
SEAFARER CAPITAL PARTNERS, LLCCRD 158671 · LARKSPUR, CA
$3,381,788,479.00Regulatory AUM · August 2026
SEASIDE EQUITY PARTNERS, LLCCRD 307171 · SAN DIEGO, CA
$1,367,116,915.00Regulatory AUM · August 2026
SEAVIEW INVESTMENT MANAGERS LLCCRD 300155 · CORAL GABLES, FL
$1,369,637,924.00Regulatory AUM · August 2026
SECOND LINE CAPITAL, LLCCRD 324386 · METAIRIE, LA
$1,324,089,165.00Regulatory AUM · August 2026
SECURIS INVESTMENT PARTNERS LLPCRD 161295
$2,290,044,766.00Regulatory AUM · August 2026
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATEDCRD 106201 · CHICAGO, IL
$3,302,037,274.00Regulatory AUM · August 2026
SECURITY FINANCIAL SERVICES, INC.CRD 122050 · FORT WAYNE, IN
$1,342,010,836.00Regulatory AUM · August 2026
SECURITY INVESTORS, LLCCRD 105477 · NEW YORK, NY
$7,974,551,429.00Regulatory AUM · August 2026
SEEDS INVESTOR LLCCRD 308909 · NEW YORK, NY
$1,001,233,189.00Regulatory AUM · August 2026
SEELAUS ASSET MANAGEMENT, LLCCRD 149582 · CHATHAM, NJ
$1,704,252,230.00Regulatory AUM · August 2026
SEER CAPITAL MANAGEMENT LPCRD 152164 · NEW YORK, NY
$1,057,482,230.00Regulatory AUM · August 2026
SEGMENT WEALTH MANAGEMENT, LLCCRD 164877 · HOUSTON, TX
$2,069,231,258.00Regulatory AUM · August 2026
SEIDLER KUTSENDA MANAGEMENT COMPANY, LLCCRD 156909 · MARINA DEL REY, CA
$5,941,442,507.00Regulatory AUM · August 2026
SEIGA ASSET MANAGEMENT LIMITEDCRD 288614
$1,358,200,000.00Regulatory AUM · August 2026
SEIZERT CAPITAL PARTNERS, LLCCRD 108954 · BIRMINGHAM, MI
$2,484,751,154.00Regulatory AUM · August 2026
SELECT MONEY MANAGEMENT, INC.CRD 153256 · LOS ANGELES, CA
$1,804,636,978.00Regulatory AUM · August 2026
SELLWOOD INVESTMENT PARTNERS LLCCRD 164696 · PORTLAND, OR
$2,282,700,000.00Regulatory AUM · August 2026