Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 31
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- RESOLUTION CAPITAL LIMITEDCRD 142409$9,388,819,998.00Regulatory AUM · August 2026
- RESONANT CAPITAL ADVISORS, LLCCRD 298451 · MADISON, WI$2,955,062,146.00Regulatory AUM · August 2026
- RESOURCE CAPITAL INVESTMENT CORPORATIONCRD 166722 · CARLSBAD, CA$3,706,679,117.00Regulatory AUM · August 2026
- RESOURCE MANAGEMENT SERVICE, LLCCRD 130791 · BIRMINGHAM, AL$5,915,040,000.00Regulatory AUM · August 2026
- RESOURCES MANAGEMENT CORPCRD 104674 · WEST HARTFORD, CT$1,067,156,967.00Regulatory AUM · August 2026
- RESURGENS TECHNOLOGY ADVISORS, L.P.CRD 293042 · ATLANTA, GA$2,167,638,358.00Regulatory AUM · August 2026
- RETHINK CAPITAL PARTNERS, LLCCRD 171118 · WHITE PLAINS, NY$2,233,598,000.00Regulatory AUM · August 2026
- RETIREMENT AND WEALTH AT ALLIANT, LLCCRD 167970 · WAYNE, PA$7,374,170,393.00Regulatory AUM · August 2026
- RETIREMENT INCOME SOLUTIONS, INC.CRD 110145 · ANN ARBOR, MI$2,972,359,471.00Regulatory AUM · August 2026
- RETIREMENT INVESTMENT ADVISORS INCCRD 106316 · OKLAHOMA CITY, OK$1,489,750,468.00Regulatory AUM · August 2026
- RETIREMENT MANAGEMENT SYSTEMS, INC.CRD 150351 · LEONARDTOWN, MD$1,886,716,918.00Regulatory AUM · August 2026
- RETIREMENT PLAN ADVISORS, LLCCRD 122758 · CHICAGO, IL$3,540,242,913.00Regulatory AUM · August 2026
- RETIREMENT RESOURCES INVESTMENT CORPORATIONCRD 47723 · ANDOVER, MA$2,444,639,519.00Regulatory AUM · August 2026
- REVELAR CAPITAL LLCCRD 291049 · NEW YORK, NY$4,156,175,341.00Regulatory AUM · August 2026
- REVELATION CAPITAL MANAGEMENT, LLCCRD 171114 · SAUSALITO, CA$2,318,722,108.00Regulatory AUM · August 2026
- REVELSTOKE CAPITAL MANAGEMENT LLCCRD 173859 · DENVER, CO$6,698,393,622.00Regulatory AUM · August 2026
- REVISOR WEALTH MANAGEMENT LLCCRD 169814 · AKRON, OH$2,529,516,196.00Regulatory AUM · August 2026
- REVOLVE WEALTH PARTNERS, LLCCRD 286643 · HACKENSACK, NJ$1,421,854,687.00Regulatory AUM · August 2026
- REVOLVERCAP MANAGEMENT, L.P.CRD 290377 · TEANECK, NJ$1,054,470,459.00Regulatory AUM · August 2026
- REX ADVISERS, LLCCRD 327283 · FAIRFIELD, CT$1,577,785,808.00Regulatory AUM · August 2026
- REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLCCRD 137342 · BOSTON, MA$4,227,841,161.00Regulatory AUM · August 2026
- RFG ADVISORY, LLCCRD 158401 · VESTAVIA HILLS, AL$7,969,008,040.00Regulatory AUM · August 2026
- RHAME & GORRELL WEALTH MANAGEMENT, LLCCRD 283027 · THE WOODLANDS, TX$1,323,145,303.00Regulatory AUM · August 2026
- RHONE GROUP L.L.C.CRD 161731 · NEW YORK, NY$8,150,922,230.00Regulatory AUM · August 2026
- RICE HALL JAMES & ASSOCIATES LLCCRD 125410 · SAN DIEGO, CA$1,740,251,833.00Regulatory AUM · August 2026
- RICE PARK CAPITAL MANAGEMENT LPCRD 304990 · PLYMOUTH, MN$1,370,976,535.00Regulatory AUM · August 2026
- RICHARD BERNSTEIN ADVISORS LLCCRD 153577 · NEW YORK, NY$3,786,778,287.00Regulatory AUM · August 2026
- RICHARD YOUNG ASSOCIATES, LTD.CRD 126124 · AUGUSTA, GA$1,195,344,742.00Regulatory AUM · August 2026
- RICHBROOK ADVISORS, LPCRD 316848 · NEW YORK, NY$1,652,912,409.00Regulatory AUM · August 2026
- RICHMOND CAPITAL MANAGEMENT INCCRD 104636 · RICHMOND, VA$5,933,762,000.00Regulatory AUM · August 2026
- RIDGEWOOD ENERGY CORPORATIONCRD 142136 · HOUSTON, TX$3,281,156,957.00Regulatory AUM · August 2026
- RIDGEWOOD INFRASTRUCTURE, LLCCRD 291736 · NEW YORK, NY$1,818,677,395.00Regulatory AUM · August 2026
- RIMROCK CAPITAL MANAGEMENT LLCCRD 120410 · IRVINE, CA$3,851,562,308.00Regulatory AUM · August 2026
- RIORDAN, LEWIS & HADEN, INCCRD 157138 · LOS ANGELES, CA$1,220,973,752.00Regulatory AUM · August 2026
- RIOT VENTURES MANAGEMENT, LLCCRD 288647 · VENICE, CA$1,086,131,727.00Regulatory AUM · August 2026
- RITHOLTZ WEALTH MANAGEMENTCRD 168652 · NEW YORK, NY$7,698,264,641.00Regulatory AUM · August 2026
- RIVER CANYON FUND MANAGEMENT LLCCRD 169465 · DALLAS, TX$2,075,272,000.00Regulatory AUM · August 2026
- RIVER PARTNERS CAPITAL MANAGEMENT, LPCRD 172496 · NEW YORK, NY$1,319,282,408.00Regulatory AUM · August 2026
- RIVER ROAD ASSET MANAGEMENT, LLCCRD 134918 · LOUISVILLE, KY$9,852,886,578.00Regulatory AUM · August 2026
- RIVER WEALTH ADVISORS LLCCRD 173767 · CAMP HILL, PA$1,469,312,573.00Regulatory AUM · August 2026
- RIVERBEND CAPITAL ADVISORS, LLCCRD 157117 · CHICAGO, IL$1,104,592,273.00Regulatory AUM · August 2026
- RIVERBRIDGE PARTNERS LLCCRD 108074 · MINNEAPOLIS, MN$5,027,039,568.00Regulatory AUM · August 2026
- RIVERFRONT INVESTMENT GROUP, LLCCRD 146221 · RICHMOND, VA$2,221,276,035.00Regulatory AUM · August 2026
- RIVERNORTH CAPITAL MANAGEMENT, LLCCRD 122020 · WEST PALM BEACH, FL$6,167,773,294.00Regulatory AUM · August 2026
- RIVERSTONE INVESTMENT GROUP LLCCRD 130849 · NEW YORK, NY$7,244,278,111.00Regulatory AUM · August 2026
- RIVERWOOD CAPITAL MANAGEMENT L.P.CRD 158267 · MENLO PARK, CA$6,165,990,843.00Regulatory AUM · August 2026
- RIZVI TRAVERSE MANAGEMENT, LLCCRD 160733 · WEST PALM BEACH, FL$1,285,359,505.00Regulatory AUM · August 2026
- RK CAPITAL MANAGEMENT, LLCCRD 314175 · WESTON, FL$1,719,032,116.00Regulatory AUM · August 2026
- RKL WEALTH MANAGEMENT LLCCRD 122693 · LANCASTER, PA$2,508,067,068.00Regulatory AUM · August 2026
- RMR WEALTH BUILDERS, INC.CRD 169005 · MONTCLAIR, NJ$2,885,624,988.00Regulatory AUM · August 2026
- RNC CAPITAL MANAGEMENT LLCCRD 108618 · LOS ANGELES, CA$5,098,100,479.00Regulatory AUM · August 2026
- ROBECO INSTITUTIONAL ASSET MANAGEMENT US INCCRD 107367 · NEW YORK, NY$4,755,160,454.00Regulatory AUM · August 2026
- ROBERTSON STEPHENS WEALTH MANAGEMENT, LLCCRD 289977 · SAN FRANCISCO, CA$8,763,969,974.00Regulatory AUM · August 2026
- ROBINHOOD ASSET MANAGEMENT, LLCCRD 323736 · MENLO PARK, CA$1,518,264,544.00Regulatory AUM · August 2026
- ROBINSON CAPITAL MANAGEMENT, LLCCRD 166182 · GROSSE POINTE FARMS, MI$1,539,404,905.00Regulatory AUM · August 2026
- ROBLE, BELKO AND COMPANY, INC.CRD 123286 · SEWICKLEY, PA$1,552,856,077.00Regulatory AUM · August 2026
- ROC360 ADVISORS LLCCRD 326954 · NEW YORK, NY$1,445,097,551.00Regulatory AUM · August 2026
- ROCK HARBOR PARTNERS LLCCRD 322545 · LARCHMONT, NY$2,665,606,649.00Regulatory AUM · August 2026
- ROCK SPRINGS CAPITAL MANAGEMENT LPCRD 168648 · BALTIMORE, MD$2,426,287,072.00Regulatory AUM · August 2026
- ROCKBRIDGE CAPITAL, LLCCRD 161078 · COLUMBUS, OH$5,007,030,717.00Regulatory AUM · August 2026
- ROCKBRIDGE GROWTH EQUITY MANAGEMENT, L.P.CRD 299650 · DETROIT, MI$1,841,308,407.00Regulatory AUM · August 2026
- ROCKBRIDGE INVESTMENT MANAGEMENT, LLCCRD 115754 · SYRACUSE, NY$1,837,441,861.00Regulatory AUM · August 2026
- ROCKLAND CAPITAL, LPCRD 156791 · THE WOODLANDS, TX$4,392,629,238.00Regulatory AUM · August 2026
- ROCKWOOD WEALTH MANAGEMENT, LLCCRD 137481 · NEW HOPE, PA$2,869,900,402.00Regulatory AUM · August 2026
- RODGERS & ASSOCIATES, LLCCRD 121700 · LANCASTER, PA$1,630,281,071.00Regulatory AUM · August 2026
- RODGERS BROTHERS, INC.CRD 16197 · HARMONY, PA$1,037,507,673.00Regulatory AUM · August 2026
- ROFFMAN MILLLER ASSOCIATES INCCRD 106019 · PHILADELPHIA, PA$3,198,701,439.00Regulatory AUM · August 2026
- ROGERS WEALTH GROUP, INC.CRD 107409 · FORT WORTH, TX$1,038,059,532.00Regulatory AUM · August 2026
- ROLLINS FINANCIAL ADVISORS, LLCCRD 312921 · ATLANTA, GA$1,588,275,994.00Regulatory AUM · August 2026
- ROMANO BROTHERS AND COMPANYCRD 3215 · EVANSTON, IL$1,539,768,041.00Regulatory AUM · August 2026
- ROMARK CREDIT ADVISORS LPCRD 298909 · NEW YORK, NY$3,133,231,694.00Regulatory AUM · August 2026
- ROOSEVELT CAPITAL MANAGEMENT LLCCRD 283217 · DALLAS, TX$1,366,575,505.00Regulatory AUM · August 2026
- ROOT CAPITAL - GESTÃO DE RECURSOS LTDA.CRD 323503$1,272,941,201.00Regulatory AUM · August 2026
- ROOT FINANCIAL PARTNERS, LLCCRD 290289 · AUSTIN, TX$2,147,774,389.00Regulatory AUM · August 2026
- ROSE GROVE CAPITAL MANAGEMENT, LLCCRD 156572 · WELLESLEY, MA$1,936,281,345.00Regulatory AUM · August 2026
- ROSE SMART GROWTH INVESTMENT ADVISORS, LLCCRD 161271 · NEW YORK, NY$2,001,105,424.00Regulatory AUM · August 2026
- ROSSMORE PRIVATE CAPITAL, LLCCRD 288453 · GLASTONBURY, CT$1,923,376,840.00Regulatory AUM · August 2026
- ROTHSCHILD INVESTMENT LLCCRD 728 · CHICAGO, IL$2,792,196,229.00Regulatory AUM · August 2026
- ROTHSCHILD WEALTH LLCCRD 162442 · OAKBROOK, IL$1,697,509,307.00Regulatory AUM · August 2026
- ROTUNDA CAPITAL PARTNERS, LLCCRD 290282 · BETHESDA, MD$1,607,240,723.00Regulatory AUM · August 2026
- ROUND HILL MUSIC LPCRD 167234 · NASHVILLE, TN$1,045,816,419.00Regulatory AUM · August 2026
- ROUNDHILL FINANCIAL INC.CRD 300799 · NEW YORK, NY$9,586,795,259.00Regulatory AUM · August 2026
- ROUNDTABLE HEALTHCARE MANAGEMENT, INCCRD 161235 · LAKE FOREST, IL$3,118,843,509.00Regulatory AUM · August 2026
- ROUNDVIEW CAPITAL, LLCCRD 148083 · PRINCETON, NJ$2,126,359,440.00Regulatory AUM · August 2026
- ROUTE ONE INVESTMENT COMPANY, L.P.CRD 156398 · SAN FRANCISCO, CA$4,681,719,383.00Regulatory AUM · August 2026
- ROW ASSET MANAGEMENT, LLCCRD 168336 · NEWPORT BEACH, CA$2,548,819,118.00Regulatory AUM · August 2026
- ROYAL FUND MANAGEMENT, LLCCRD 144434 · LADY LAKE, FL$1,557,484,260.00Regulatory AUM · August 2026
- RP MANAGEMENT, LLCCRD 161569 · NEW YORK, NY$2,139,046,014.00Regulatory AUM · August 2026
- RPG INVESTMENT ADVISORY, LLCCRD 172173 · PLEASANTON, CA$1,043,868,256.00Regulatory AUM · August 2026
- RPOA ADVISORS, INC.CRD 157222 · PLANO, TX$3,588,670,117.00Regulatory AUM · August 2026
- RRG CAPITAL MANAGEMENT LLCCRD 291853 · LOS ANGELES, CA$2,893,808,083.00Regulatory AUM · August 2026
- RSW INVESTMENTS HOLDINGS, LLCCRD 302023 · SUMMIT, NJ$2,297,458,438.00Regulatory AUM · August 2026
- RTD FINANCIAL ADVISORS INCCRD 110744 · PHILADELPHIA, PA$2,724,578,473.00Regulatory AUM · August 2026
- RUBICON FOUNDERS LLCCRD 315631 · NASHVILLE, TN$2,260,751,398.00Regulatory AUM · August 2026
- RUBICON TECHNOLOGY MANAGEMENT L.L.C.CRD 169875 · BOULDER, CO$4,841,120,373.00Regulatory AUM · August 2026
- RUBINBROWN ADVISORS LLCCRD 116909 · ST. LOUIS, MO$3,268,176,113.00Regulatory AUM · August 2026
- RUBRIC CAPITAL MANAGEMENT LPCRD 285090 · NEW YORK, NY$9,581,125,895.00Regulatory AUM · August 2026
- RUNWAY GROWTH CAPITAL LLCCRD 281514 · CHICAGO, IL$1,032,659,136.00Regulatory AUM · August 2026
- RUSH ISLAND MANAGEMENT, LPCRD 291275 · NEW YORK, NY$2,018,851,000.00Regulatory AUM · August 2026
- RV CAPITAL MANAGEMENT PRIVATE LTDCRD 171385$2,543,327,546.00Regulatory AUM · August 2026