Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 33
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- SENATOR INVESTMENT GROUP LPCRD 160935 · NEW YORK, NY$4,923,579,337.00Regulatory AUM · August 2026
- SENDERO WEALTH MANAGEMENT, LLCCRD 145594 · SAN ANTONIO, TX$6,508,711,754.00Regulatory AUM · August 2026
- SENIORS HOUSING FUND MANAGER LLCCRD 334006 · TOLEDO, OH$3,787,103,316.00Regulatory AUM · August 2026
- SENTINEL CAPITAL PARTNERS, L.L.C.CRD 160474 · NEW YORK, NY$8,955,819,639.00Regulatory AUM · August 2026
- SENTINEL DOME PARTNERS, LLCCRD 172019 · BURLINGAME, CA$1,592,156,440.00Regulatory AUM · August 2026
- SENTINEL FUND ADVISORS, INC.CRD 327262 · NEW YORK, NY$3,780,035,559.00Regulatory AUM · August 2026
- SENTRY ADVISORS, LLCCRD 174042 · SAN FRANCISCO, CA$2,409,025,524.00Regulatory AUM · August 2026
- SENTRY INVESTMENT MANAGEMENT, L.L.C.CRD 105176 · STEVENS POINT, WI$1,434,035,455.00Regulatory AUM · August 2026
- SENTRY MANAGEMENT INCCRD 107379 · WICHITA FALLS, TX$5,440,124,412.00Regulatory AUM · August 2026
- SENTRY, LLCCRD 150593 · MEMPHIS, TN$2,329,646,715.00Regulatory AUM · August 2026
- SENVEST MANAGEMENT, LLCCRD 137312 · NEW YORK, NY$4,115,033,177.00Regulatory AUM · August 2026
- SEPIO CAPITAL, LPCRD 285645 · SALT LAKE CITY, UT$5,641,210,181.00Regulatory AUM · August 2026
- SEQUENT ASSET MANAGEMENT, LLCCRD 148194 · HOUSTON, TX$1,055,825,621.00Regulatory AUM · August 2026
- SERENGETI ASSET MANAGEMENT LPCRD 156366 · WEST PALM BEACH, FL$1,475,321,823.00Regulatory AUM · August 2026
- SERENT CAPITAL MANAGEMENT COMPANY, L.L.C.CRD 160292 · SAN FRANCISCO, CA$5,107,577,050.00Regulatory AUM · August 2026
- SERENUS WEALTH ADVISORS, LLCCRD 332034 · SANTA MONICA, CA$1,473,292,464.00Regulatory AUM · August 2026
- SERONE CAPITAL MANAGEMENT LLPCRD 174288$2,731,118,174.00Regulatory AUM · August 2026
- SERVE CAPITAL PARTNERS, LLCCRD 284027 · AUSTIN, TX$2,501,300,000.00Regulatory AUM · August 2026
- SESSA CAPITAL IM, L.P.CRD 166403 · NEW YORK, NY$7,524,173,067.00Regulatory AUM · August 2026
- SEVEN BRIDGES ADVISORS LLCCRD 158722 · NEW YORK, NY$4,610,546,213.00Regulatory AUM · August 2026
- SEVEN GRAND MANAGERS LLCCRD 310026 · BRONXVILLE, NY$1,235,282,951.00Regulatory AUM · August 2026
- SEVEN POST INVESTMENT OFFICE LPCRD 157435 · SAN FRANCISCO, CA$9,605,722,671.00Regulatory AUM · August 2026
- SEVEN SPRINGS WEALTH GROUP, LLCCRD 127411 · BRENTWOOD, TN$1,407,611,413.00Regulatory AUM · August 2026
- SFMG, LLC.CRD 107548 · PLANO, TX$2,956,970,054.00Regulatory AUM · August 2026
- SG CAPITAL MANAGEMENT LLCCRD 134471 · CHICAGO, IL$1,377,302,388.00Regulatory AUM · August 2026
- SGROI WEALTH ADVISORY GROUP LLCCRD 289764 · WEST SENECA, NY$1,357,154,362.00Regulatory AUM · August 2026
- SHADE TREE ADVISORS LLCCRD 289905 · SARATOGA SPRINGS, NY$1,454,152,031.00Regulatory AUM · August 2026
- SHAMROCK CAPITAL ADVISORS, LLCCRD 153100 · LOS ANGELES, CA$6,729,359,558.00Regulatory AUM · August 2026
- $2,156,302,887.00Regulatory AUM · August 2026
- SHAOLIN CAPITAL MANAGEMENT LLCCRD 300095 · MIAMI, FL$3,893,357,544.00Regulatory AUM · August 2026
- SHAPIRO CAPITAL MANAGEMENT LLCCRD 105581 · ATLANTA, GA$1,967,415,113.00Regulatory AUM · August 2026
- SHARIAPORTFOLIO, INC.CRD 173937 · LAKE MARY, FL$3,009,877,222.00Regulatory AUM · August 2026
- SHARKEY HOWES & JAVER INCCRD 106050 · DENVER, CO$1,125,728,474.00Regulatory AUM · August 2026
- SHEETS SMITH WEALTH MANAGEMENTCRD 105710 · WINSTON SALEM, NC$1,365,130,877.00Regulatory AUM · August 2026
- SHELLBACK CAPITAL, LPCRD 169642 · BOSTON, MA$1,628,990,779.00Regulatory AUM · August 2026
- SHELTER GROWTH CAPITAL PARTNERS LLCCRD 170685 · STAMFORD, CT$4,662,482,349.00Regulatory AUM · August 2026
- SHEPHERD FINANCIAL INVESTMENT ADVISORY LLCCRD 288623 · CARMEL, IN$6,177,640,329.00Regulatory AUM · August 2026
- SHEPHERD FINANCIAL PARTNERS, LLCCRD 169093 · WINCHESTER, MA$1,379,061,513.00Regulatory AUM · August 2026
- SHERIDAN CP, LPCRD 299035 · CHICAGO, IL$1,436,221,506.00Regulatory AUM · August 2026
- SHORE CAPITAL PARTNERS MANAGEMENT, L.P.CRD 166745 · CHICAGO, IL$9,257,783,507.00Regulatory AUM · August 2026
- SHORECLIFF ASSET MANAGEMENT COMPANY LLCCRD 324111 · NEWPORT BEACH, CA$1,411,696,853.00Regulatory AUM · August 2026
- SHOREVIEW INDUSTRIES V, LLCCRD 156686 · MINNEAPOLIS, MN$1,166,717,455.00Regulatory AUM · August 2026
- SHP WEALTH MANAGEMENT, LLCCRD 174697 · PLYMOUTH, MA$1,919,937,476.00Regulatory AUM · August 2026
- SHUFRO, ROSE & CO., LLCCRD 3403 · NEW YORK, NY$2,463,652,453.00Regulatory AUM · August 2026
- SIERRA CAPITAL LLCCRD 110129 · MIAMI, FL$1,612,263,128.00Regulatory AUM · August 2026
- SIERRA INVESTMENT PARTNERS, INC.CRD 110954 · WALNUT CREEK, CA$5,502,015,006.00Regulatory AUM · August 2026
- SIGFIG WEALTH MANAGEMENT LLCCRD 158823 · SAN FRANCISCO, CA$3,580,832,476.00Regulatory AUM · August 2026
- SIGMA INVESTMENT COUNSELORS, INC.CRD 104754 · NORTHVILLE, MI$2,170,659,010.00Regulatory AUM · August 2026
- SIGMA PLANNING CORPORATIONCRD 110692 · ANN ARBOR, MI$6,102,465,817.00Regulatory AUM · August 2026
- SIGNAL ADVISORS WEALTH, LLCCRD 301086 · DETROIT, MI$1,689,496,523.00Regulatory AUM · August 2026
- SIGNALFIRE MANAGEMENT SERVICES, LLCCRD 194512 · SAN FRANCISCO, CA$4,517,610,900.00Regulatory AUM · August 2026
- SIGNATURE FINANCIAL MANAGEMENT INCCRD 106375 · NORFOLK, VA$7,570,327,667.00Regulatory AUM · August 2026
- SIGNATURE INVESTMENT ADVISORS, LLCCRD 160715 · LOS ANGELES, CA$6,756,261,030.00Regulatory AUM · August 2026
- SIGNATUREFD, LLCCRD 112758 · ATLANTA, GA$9,675,890,922.00Regulatory AUM · August 2026
- SIGNET FINANCIAL MANAGEMENT, LLCCRD 105310 · PARSIPPANY, NJ$1,176,047,539.00Regulatory AUM · August 2026
- SIKICH CAPITAL MANAGEMENT LLCCRD 142640 · SPRINGFIELD, IL$1,180,311,267.00Regulatory AUM · August 2026
- SILICON VALLEY CAPITAL PARTNERS, L.P.CRD 125114 · SAN JOSE, CA$1,287,983,872.00Regulatory AUM · August 2026
- SILICON VALLEY RETIREMENT SERVICES, LLCCRD 154756 · SAN JOSE, CA$1,401,467,613.00Regulatory AUM · August 2026
- SILVANT CAPITAL MANAGEMENT LLCCRD 146025 · ATLANTA, GA$3,040,532,687.00Regulatory AUM · August 2026
- SILVER HILL ENERGY PARTNERS, LPCRD 307537 · DALLAS, TX$2,487,108,866.00Regulatory AUM · August 2026
- SILVER OAK SECURITIES INCORPORATEDCRD 46947 · JACKSON, TN$2,448,325,094.00Regulatory AUM · August 2026
- SILVER OAK SERVICES PARTNERS,LLCCRD 160904 · EVANSTON, IL$1,836,869,435.00Regulatory AUM · August 2026
- SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLCCRD 317225 · GREENWICH, CT$1,262,962,193.00Regulatory AUM · August 2026
- SILVER ROCK CAPITAL PARTNERS LPCRD 318007 · NEW YORK, NY$6,827,751,986.00Regulatory AUM · August 2026
- SILVER ROCK FINANCIAL LPCRD 283335 · LOS ANGELES, CA$5,381,022,632.00Regulatory AUM · August 2026
- SILVERARC CAPITAL MANAGEMENT, LLCCRD 304220 · BOSTON, MA$1,605,513,038.00Regulatory AUM · August 2026
- SILVERBACK ASSET MANAGEMENT, LLCCRD 141407 · DURHAM, NC$1,192,470,794.00Regulatory AUM · August 2026
- SILVEROAK WEALTH MANAGEMENT LLCCRD 110532 · EDINA, MN$1,998,398,183.00Regulatory AUM · August 2026
- SILVERSMITH MANAGEMENT, L.P.CRD 281620 · BOSTON, MA$7,163,998,577.00Regulatory AUM · August 2026
- SIMON QUICK ADVISORS, LLCCRD 132330 · MORRISTOWN, NJ$9,006,812,528.00Regulatory AUM · August 2026
- SIMPLICITY WEALTH LLCCRD 300572 · SUMMIT, NJ$4,271,040,743.00Regulatory AUM · August 2026
- SIMPLIFY ASSET MANAGEMENT INC.CRD 309535 · LAS VEGAS, NV$9,635,489,613.00Regulatory AUM · August 2026
- SINGERMAN REAL ESTATE MANAGEMENT COMPANY, L.P.CRD 168331 · CHICAGO, IL$2,766,075,800.00Regulatory AUM · August 2026
- SIO CAPITAL MANAGEMENT, LLCCRD 165989 · NEW YORK, NY$1,293,066,687.00Regulatory AUM · August 2026
- SIR CAPITAL MANAGEMENT L.P.CRD 161096 · NEW YORK, NY$2,126,184,181.00Regulatory AUM · August 2026
- SIRENIA CAPITAL MANAGEMENT LPCRD 340192 · MIAMI BEACH, FL$4,260,115,721.00Regulatory AUM · August 2026
- SIRIS CAPITAL GROUP, LLCCRD 157798 · WEST PALM BEACH, FL$4,814,637,260.00Regulatory AUM · August 2026
- SISUNG INVESTMENT MANAGEMENT SERVICES LLCCRD 107318 · METAIRIE, LA$1,943,099,882.00Regulatory AUM · August 2026
- SIT INVESTMENT ASSOCIATES, INCCRD 105725 · MINNEAPOLIS, MN$3,543,093,715.00Regulatory AUM · August 2026
- SITTNER & NELSON, LLCCRD 309757 · EUGENE, OR$1,048,567,431.00Regulatory AUM · August 2026
- SITUATIONAL AWARENESS LPCRD 333011 · SAN FRANCISCO, CA$9,278,344,000.00Regulatory AUM · August 2026
- SIVIA CAPITAL PARTNERS, LLCCRD 170413 · MILL VALLEY, CA$1,238,988,439.00Regulatory AUM · August 2026
- SIXTH STREET LENDING PARTNERS ADVISERS, LLCCRD 320821 · DALLAS, TX$8,691,301,138.00Regulatory AUM · August 2026
- SIXTH STREET SPECIALTY LENDING ADVISERS, LLCCRD 155006 · DALLAS, TX$3,421,655,019.00Regulatory AUM · August 2026
- SJS INVESTMENT CONSULTING INCCRD 107219 · SYLVANIA, OH$2,937,122,207.00Regulatory AUM · August 2026
- SK CAPITAL PARTNERS, LPCRD 161487 · NEW YORK, NY$8,357,998,443.00Regulatory AUM · August 2026
- SKERRYVORE ASSET MANAGEMENT LTDCRD 330060$1,297,347,739.00Regulatory AUM · August 2026
- SKYBRIDGE CAPITAL II, LLCCRD 148152 · NEW YORK, NY$1,919,531,000.00Regulatory AUM · August 2026
- SKYE GLOBAL MANAGEMENT LPCRD 283493 · WEST PALM BEACH, FL$5,205,971,210.00Regulatory AUM · August 2026
- SKYKNIGHT CAPITAL, L.P.CRD 281570 · BURLINGAME, CA$4,428,460,525.00Regulatory AUM · August 2026
- SKYVIEW INVESTMENT ADVISORS, LLCCRD 286353 · SHREWSBURY, NJ$8,323,551,811.00Regulatory AUM · August 2026
- SLATE ADVISORY SERVICE (US) LLCCRD 310404 · CHICAGO, IL$1,714,566,000.00Regulatory AUM · August 2026
- SLATER INVESTMENTS LIMITEDCRD 327135$1,226,298,663.00Regulatory AUM · August 2026
- SLATESTONE WEALTH LLCCRD 286669 · JUPITER, FL$1,763,081,657.00Regulatory AUM · August 2026
- SLAVIC MUTUAL FUNDS MANAGEMENT CORP.CRD 113833 · BOCA RATON, FL$4,974,523,594.00Regulatory AUM · August 2026
- SLG CAPITAL MANAGEMENT LLCCRD 331370 · NEW YORK, NY$1,406,841,589.00Regulatory AUM · August 2026
- SLOY, DAHL & HOLST, LLCCRD 110102 · VANCOUVER, WA$1,803,508,185.00Regulatory AUM · August 2026
- SLR CAPITAL PARTNERS, LLCCRD 146106 · NEW YORK, NY$9,421,900,331.00Regulatory AUM · August 2026
- SLW MANAGEMENT COMPANY LLCCRD 329215 · SAN FRANCISCO, CA$1,428,468,373.00Regulatory AUM · August 2026
- SMARTLEAF ASSET MANAGEMENT LLCCRD 172273 · BOSTON, MA$6,851,674,504.00Regulatory AUM · August 2026