All investment adviser firms · Page 71
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- HAMRICK INVESTMENT COUNSEL, LLCCRD 116314 · SEATTLE, WA$299,151,958.00Regulatory AUM · August 2026
- HANC WEALTH MANAGEMENT, LLCCRD 249789 · GRAND RAPIDS, MI$492,087,918.00Regulatory AUM · August 2026
- HANCOCK WHITNEY INVESTMENT SERVICES INC.CRD 40637 · NEW ORLEANS, LA$306,052,831.00Regulatory AUM · August 2026
- HANKE & APOLONIO WEALTH ADVISORS LLCCRD 285315 · SAN FRANCISCO, CA$167,287,297.00Regulatory AUM · August 2026
- HANOVER ADVISORS, INCCRD 119655 · SENECA, SC$354,865,572.00Regulatory AUM · August 2026
- HANOVER SQUARE WEALTH ADVISORS LLCCRD 336534$101,600,000.00Regulatory AUM · August 2026
- HANSEATIC MANAGEMENT SERVICES INCCRD 107110 · ALBUQUERQUE, NM$174,000,000.00Regulatory AUM · August 2026
- HANSEN & ASSOCIATES FINANCIAL GROUP INC.CRD 168363 · ROSEVILLE, CA$202,437,247.00Regulatory AUM · August 2026
- HANSON & DOREMUS INVESTMENT MANAGEMENTCRD 108045 · BURLINGTON, VT$1,060,897,838.00Regulatory AUM · August 2026
- HANTZ FINANCIAL SERVICES, INC.CRD 46047 · SOUTHFIELD, MI$10,000,548,132.00Regulatory AUM · August 2026
- HANWHA ASSET MANAGEMENT (USA) LTD.CRD 288464 · SAN FRANCISCO, CA$3,995,640,574.00Regulatory AUM · August 2026
- HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.CRD 157523 · PITTSBURGH, PA$622,317,239.00Regulatory AUM · August 2026
- HARA CAPITAL LLCCRD 315108$189,087,374.00Regulatory AUM · August 2026
- HARBER CAPITAL LLCCRD 158939 · ASHEVILLE, NC$492,692,363.00Regulatory AUM · August 2026
- HARBERT FUND ADVISORS, LLCCRD 110577 · BIRMINGHAM, AL$7,820,741,788.00Regulatory AUM · August 2026
- HARBINGER ALTERNATIVE ASSOCIATES, LLCCRD 337984 · ATLANTA, GA$100,000,000.00Regulatory AUM · August 2026
- HARBINGER CAPITAL PARTNERS LLCCRD 160538 · NEW YORK, NY$134,196,348.00Regulatory AUM · August 2026
- HARBOR ADVISORS LLCCRD 312432 · WEST PALM BEACH, FL$851,737,076.00Regulatory AUM · August 2026
- HARBOR ADVISORY CORPORATIONCRD 105151 · PORTSMOUTH, NH$480,921,774.00Regulatory AUM · August 2026
- HARBOR ASSET PLANNING, INC.CRD 144944$187,283,095.00Regulatory AUM · August 2026
- HARBOR CAPITAL ADVISORS, INC.CRD 113042 · CHICAGO, IL$67,636,743,900.00Regulatory AUM · August 2026
- HARBOR GROUP INTERNATIONAL, LLCCRD 285895 · NORFOLK, VA$3,787,606,138.00Regulatory AUM · August 2026
- HARBOR HILLS, INC.CRD 312691 · MONTECITO, CA$128,000,000.00Regulatory AUM · August 2026
- HARBOR INVESTMENT ADVISORY, LLCCRD 151085 · LUTHERVILLE, MD$6,869,215,640.00Regulatory AUM · August 2026
- HARBOR ISLAND CAPITAL LLCCRD 107457 · TOPSFIELD, MA$277,626,655.00Regulatory AUM · August 2026
- HARBOR ITHAKA WM, LLCCRD 170580 · AVENTURA, FL$171,150,927.00Regulatory AUM · August 2026
- HARBOR LIGHT PLANNING, LLCCRD 129022$111,081,100.00Regulatory AUM · August 2026
- HARBORFRONT FINANCIAL LLCCRD 331763 · LUDINGTON, MI$149,013,605.00Regulatory AUM · August 2026
- HARBORVIEW ASSET MANAGEMENT LLCCRD 332767 · GIG HARBOR, WA$124,743,958.00Regulatory AUM · August 2026
- HARBOUR CAPITAL ADVISORS, LLCCRD 157266 · TYSONS CORNER, VA$701,078,839.00Regulatory AUM · August 2026
- HARBOUR FINANCIAL RESOURCES, LTDCRD 110261 · SKOKIE, IL$189,816,445.00Regulatory AUM · August 2026
- HARBOUR GROUP INDUSTRIES, INC.CRD 160634 · ST. LOUIS, MO$448,321,000.00Regulatory AUM · August 2026
- HARBOUR INVESTMENT MANAGEMENT L.L.C.CRD 111166 · EDMONDS, WA$381,560,275.00Regulatory AUM · August 2026
- HARBOUR INVESTMENTS, INC.CRD 19258 · MADISON, WI$9,599,102,688.00Regulatory AUM · August 2026
- HARBOUR POINT MANAGEMENT LPCRD 226521 · DARIEN, CT$302,378,686.00Regulatory AUM · August 2026
- HARBOUR WEALTH MANAGEMENT GROUP, INC.CRD 314496 · DANIEL ISLAND, SC$266,163,310.00Regulatory AUM · August 2026
- HARBOURFRONT WEALTH AMERICA INC.CRD 306941$9,201,059.00Regulatory AUM · August 2026
- HARBOURVEST PARTNERS, LLCCRD 109846 · BOSTON, MA$191,177,888,563.00Regulatory AUM · August 2026
- HARBOURVEST REGISTERED ADVISERS II L.P.CRD 341198 · BOSTON, MANot availableRegulatory AUM · August 2026
- HARBOURVEST REGISTERED ADVISERS L.P.CRD 332106 · BOSTON, MA$538,677,761.00Regulatory AUM · August 2026
- HARDIN CAPITAL PARTNERS, LLCCRD 153023 · GREENVILLE, SC$447,791,626.00Regulatory AUM · August 2026
- HARDING FINANCIAL GROUP, LLCCRD 135731 · WESTERVILLE, OH$160,230,435.00Regulatory AUM · August 2026
- HARDING LOEVNER LPCRD 104543 · BRIDGEWATER, NJ$32,057,812,823.00Regulatory AUM · August 2026
- HARDING WEALTH, INC.CRD 282686 · TEMPE, AZ$212,623,954.00Regulatory AUM · August 2026
- HARDMAN JOHNSTON GLOBAL ADVISORS LLCCRD 112500 · STAMFORD, CT$8,767,767,504.00Regulatory AUM · August 2026
- HARDWORKING CAPITAL ADVISORS, LLCCRD 226760 · PALM DESERT, CA$205,982,956.00Regulatory AUM · August 2026
- HARDY & HARDY CO LLCCRD 145088 · LIMA, OH$269,406,039.00Regulatory AUM · August 2026
- HARDY REED, LLCCRD 141024 · TUPELO, MS$2,890,705,950.00Regulatory AUM · August 2026
- HARFST AND ASSOCIATES, INC.CRD 145090 · SHERIDAN, WY$783,206,003.00Regulatory AUM · August 2026
- HARGER AND COMPANY, INC.CRD 10385 · BATON ROUGE, LA$137,039,240.00Regulatory AUM · August 2026
- HARK CAPITAL ADVISORS LLCCRD 339318 · NEW YORK, NY$1,546,865,812.00Regulatory AUM · August 2026
- HARKNESS CAPITAL MANAGEMENT LLCCRD 289882 · NEW YORK, NY$203,815,000.00Regulatory AUM · August 2026
- HARLAN CAPITAL PARTNERS LLCCRD 163718 · PALM BEACH, FL$280,783,338.00Regulatory AUM · August 2026
- HARLOW CAPITAL MANAGEMENT LLCCRD 133918$132,865,204.00Regulatory AUM · August 2026
- HARLOW WEALTH MANAGEMENT, INC.CRD 148315 · VANCOUVER, WA$419,374,657.00Regulatory AUM · August 2026
- HARMONIC CAPITAL, LLCCRD 335516$13,445,518.00Regulatory AUM · August 2026
- HARMONT FIXED INCOME, LLCCRD 321151$202,840,517.00Regulatory AUM · August 2026
- HARMONY ASSET MANAGEMENT LLCCRD 116069 · SCOTTSDALE, AZ$462,513,551.00Regulatory AUM · August 2026
- HARMONY POINT WEALTH ADVISORS, INC.CRD 323643 · IRVINE, CA$263,212,695.00Regulatory AUM · August 2026
- HARNESS WEALTH ADVISERS LLCCRD 299795 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- HAROLD DAVIDSON & ASSOCIATES, INCCRD 110994 · LOS ANGELES, CA$390,521,587.00Regulatory AUM · August 2026
- HAROLD W. DANCE INC.CRD 1582 · LOGAN, UT$158,000,000.00Regulatory AUM · August 2026
- HARPSWELL CAPITAL ADVISORS, LLCCRD 168996 · YARMOUTH, ME$587,044,785.00Regulatory AUM · August 2026
- HARRADEN CIRCLE INVESTMENTS, LLCCRD 310227 · NEW YORK, NY$562,901,594.00Regulatory AUM · August 2026
- HARRELL INVESTMENT PARTNERS, LLCCRD 299166 · AUSTIN, TX$662,415,477.00Regulatory AUM · August 2026
- HARREN EQUITY PARTNERS, LLCCRD 158494 · CHARLOTTESVILLE, VA$201,386,829.00Regulatory AUM · August 2026
- HARRINGTON INVESTMENTS, INCORPORATEDCRD 110790 · NAPA, CA$355,156,432.00Regulatory AUM · August 2026
- HARRIS ASSOCIATES LPCRD 106960 · CHICAGO, IL$109,483,367,869.00Regulatory AUM · August 2026
- HARRIS PRESTON & PARTNERS, LLCCRD 160068 · AUSTIN, TX$799,152,288.00Regulatory AUM · August 2026
- HARRISON FIDUCIARY GROUP LLCCRD 155845 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- HARRISON STREET ADVISORS, LLCCRD 157983 · CHICAGO, IL$20,184,284,380.00Regulatory AUM · August 2026
- HARRISON STREET PRIVATE WEALTH LLCCRD 143857 · DENVER, CO$4,138,608,256.00Regulatory AUM · August 2026
- HARSPRING CAPITAL MANAGEMENT, LLCCRD 170882 · NEW YORK, NY$459,104,363.00Regulatory AUM · August 2026
- HARTFORD FINANCIAL MANAGEMENT INCCRD 105039 · WEST HARTFORD, CT$699,604,643.00Regulatory AUM · August 2026
- HARTFORD FUNDS MANAGEMENT COMPANY, LLCCRD 147746 · WAYNE, PA$152,069,322,810.00Regulatory AUM · August 2026
- HARTFORD INVESTMENT MANAGEMENT COMPANYCRD 106699 · HARTFORD, CT$123,580,609,371.00Regulatory AUM · August 2026
- HARTLEY ADVISORS CORP.CRD 130769$118,678,000.00Regulatory AUM · August 2026
- HARTLINE INVESTMENT CORP.CRD 106923 · WINNETKA, IL$935,481,549.00Regulatory AUM · August 2026
- HARTMANN TAYLOR WEALTH MANAGEMENT, LLCCRD 310334 · DALLAS, TX$254,594,875.00Regulatory AUM · August 2026
- HARVEST APP LLCCRD 338019 · LYNCHBURG, VANot availableRegulatory AUM · August 2026
- HARVEST CAPITAL ASSETS, LLCCRD 269951$72,000,000.00Regulatory AUM · August 2026
- HARVEST CAPITAL PARTNERS LLCCRD 133026 · BOSTON, MANot availableRegulatory AUM · August 2026
- HARVEST FINANCIAL ADVISORS, LLCCRD 145552 · WEST CHESTER, OH$671,021,752.00Regulatory AUM · August 2026
- HARVEST FINANCIAL PARTNERS, LLCCRD 146162 · PAOLI, PA$148,827,083.00Regulatory AUM · August 2026
- HARVEST FUND ADVISORS LLCCRD 154425 · WAYNE, PA$8,125,000,000.00Regulatory AUM · August 2026
- HARVEST GLOBAL INVESTMENTS LIMITEDCRD 157964$3,794,257,608.00Regulatory AUM · August 2026
- HARVEST INVESTMENT ADVISORS, LLCCRD 136693$200,285,400.00Regulatory AUM · August 2026
- HARVEST INVESTMENT CONSULTANTS LLCCRD 110258 · HUNT VALLEY, MD$549,042,439.00Regulatory AUM · August 2026
- HARVEST INVESTMENT SERVICES, LLCCRD 159390 · OAKBROOK TERRACE, IL$758,399,399.00Regulatory AUM · August 2026
- HARVEST MANAGEMENT, L.L.C.CRD 124477 · NEW YORK, NY$316,254,020.00Regulatory AUM · August 2026
- HARVEST PARTNERS, LPCRD 158284 · NEW YORK, NY$20,247,176,787.00Regulatory AUM · August 2026
- HARVEY CAPITAL MANAGEMENT INCCRD 106224 · PALM BEACH, FL$579,442,034.00Regulatory AUM · August 2026
- HARVEY CAPITAL PARTNERS, L.P.CRD 327590 · NEW YORK, NY$1,255,080,173.00Regulatory AUM · August 2026
- HARVEY INVESTMENT COMPANY, LLCCRD 110482 · LOUISVILLE, KY$1,028,628,022.00Regulatory AUM · August 2026
- HARVEY PARTNERS, LLCCRD 160681 · TARRYTOWN, NY$1,226,488,271.00Regulatory AUM · August 2026
- HARWOOD CAPITAL LLPCRD 161632$61,395,381.00Regulatory AUM · August 2026
- HARWOOD PRIVATE EQUITY LLPCRD 330340$52,870,206.00Regulatory AUM · August 2026
- HASSELL WEALTH MANAGEMENT, L.L.C.CRD 297892 · HOUMA, LA$387,400,590.00Regulatory AUM · August 2026
- HASTINGS EQUITY PARTNERS, LLCCRD 167499 · BOSTON, MA$498,453,000.00Regulatory AUM · August 2026
- HATCH COVE CAPITAL, LLCCRD 324472$291,516,279.00Regulatory AUM · August 2026