All investment adviser firms · Page 70
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLCCRD 339528 · STAMFORD, CT$155,438,401.00Regulatory AUM · August 2026
- GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCCRD 137432 · NEW YORK, NY$240,659,199,573.00Regulatory AUM · August 2026
- GUGGENHEIM PRIVATE INVESTMENTS, LLCCRD 331479 · NEW YORK, NY$349,486,745.00Regulatory AUM · August 2026
- GUGGENHEIM WEALTH SOLUTIONS, LLCCRD 283238 · SANTA MONICA, CA$371,322,262.00Regulatory AUM · August 2026
- GUIDANCE CAPITAL, INC.CRD 323541 · LOUISVILLE, KY$449,768,688.00Regulatory AUM · August 2026
- GUIDANCE POINT ADVISORS, LLCCRD 148768$558,277,757.00Regulatory AUM · August 2026
- GUIDANCE POINT RETIREMENT SERVICES, LLCCRD 161000 · PORTLAND, ME$88,207,933.00Regulatory AUM · August 2026
- GUIDE ADVISORS, INC.CRD 281828 · BOTHELL, WANot availableRegulatory AUM · August 2026
- GUIDE WEALTH MANAGEMENT LLCCRD 264788$42,098,507.00Regulatory AUM · August 2026
- GUIDED CAPITAL WEALTH MANAGEMENT, LLCCRD 310056 · HOUSTON, TX$249,186,592.00Regulatory AUM · August 2026
- GUIDED CHOICE ASSET MANAGEMENT, INC.CRD 112674 · RENO, NV$8,549,648,397.00Regulatory AUM · August 2026
- GUIDED WEALTH, LLCCRD 339013$105,320,637.00Regulatory AUM · August 2026
- GUIDEDMONEY, LLCCRD 310559$232,615,592.00Regulatory AUM · August 2026
- GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.CRD 161579 · BOSTON, MA$1,721,511,913.00Regulatory AUM · August 2026
- GUIDESTONE ADVISORS, LLCCRD 149624 · DALLAS, TX$1,956,532,760.00Regulatory AUM · August 2026
- GUIDESTONE CAPITAL MANAGEMENT, LLCCRD 112319 · DALLAS, TX$36,244,777,649.00Regulatory AUM · August 2026
- GUIDESTONE INVESTMENT SERVICESCRD 338335 · DALLAS, TX$3,906,919,547.00Regulatory AUM · August 2026
- GUIDESTREAM FINANCIAL, INC.CRD 150890 · SPRING ARBOR, MI$263,463,837.00Regulatory AUM · August 2026
- GUILBAULT CAPITAL LLCCRD 331160 · METAIRIE, LA$303,755,823.00Regulatory AUM · August 2026
- GUILD CAPITAL MANAGEMENT LLCCRD 307569$295,235,063.00Regulatory AUM · August 2026
- GUILD INVESTMENT MANAGEMENT, INC.CRD 108390 · WESTLAKE VILLAGE, CA$185,186,477.00Regulatory AUM · August 2026
- GUINNESS ASSET MANAGEMENT LIMITEDCRD 140891$11,429,092,863.00Regulatory AUM · August 2026
- GUINNESS ATKINSON ASSET MANAGEMENT, INC.CRD 124465 · PASADENA, CA$344,363,413.00Regulatory AUM · August 2026
- GUIRY CAPITAL MANAGEMENT, LLCCRD 122056 · PALM BEACH GARDENS, FL$204,250,000.00Regulatory AUM · August 2026
- GULF INTERNATIONAL BANK (UK) LIMITEDCRD 281609$4,982,344,985.00Regulatory AUM · August 2026
- GULFSTREAM CM, LLCCRD 165459 · SUMMIT, NJ$244,221,320.00Regulatory AUM · August 2026
- GULLANE CAPITAL, LLCCRD 313464 · JACKSONVILLE, FL$145,311,042.00Regulatory AUM · August 2026
- GUMSHOE CAPITAL MANAGEMENT LLCCRD 328451 · NEW YORK, NY$570,609,605.00Regulatory AUM · August 2026
- GUNCHEON FINANCIAL LLCCRD 277091 · DUBUQUE, IA$146,201,122.00Regulatory AUM · August 2026
- GUNDER WEALTH MANAGEMENT, LLCCRD 301258$138,972,411.00Regulatory AUM · August 2026
- GUNDERSON CAPITAL MANAGEMENT, LLCCRD 140795 · MOUNT PLEASANT, SC$395,755,965.00Regulatory AUM · August 2026
- GUNN & COMPANY INVESTMENT MANAGEMENT, INC.CRD 120084 · JACKSONVILLE, FL$213,528,643.00Regulatory AUM · August 2026
- GUNN WEALTH MANAGEMENT LLCCRD 131720$24,000,000.00Regulatory AUM · August 2026
- GUNPOWDER CAPITAL MANAGEMENT, LLCCRD 314867 · TOWSON, MD$340,420,749.00Regulatory AUM · August 2026
- GURUFOCUS INVESTMENTS, LLCCRD 316414 · PLANO, TX$35,757,831.00Regulatory AUM · August 2026
- GUSTO INVESTMENT SERVICES, LLCCRD 281515 · SAN FRANCISCO, CA$12,007,444,821.00Regulatory AUM · August 2026
- GUTIERREZ WEALTH ADVISORY, LLCCRD 319481 · LITTLE ROCK, AR$329,326,452.00Regulatory AUM · August 2026
- GUTT FINANCIAL MANAGEMENT, LLCCRD 109270 · ATLANTA, GA$162,070,014.00Regulatory AUM · August 2026
- GUYASUTA INVESTMENT ADVISORS, INCORPORATEDCRD 108400 · PITTSBURGH, PA$2,437,457,000.00Regulatory AUM · August 2026
- GVS FINANCIAL GROUP, INC.CRD 129337$117,976,208.00Regulatory AUM · August 2026
- GW ASENA PTY LTDCRD 323005Not availableRegulatory AUM · August 2026
- GW FINANCIAL, INC.CRD 110478 · RENO, NV$133,836,601.00Regulatory AUM · August 2026
- GW&K INVESTMENT MANAGEMENT, LLCCRD 121942 · BOSTON, MA$52,782,948,184.00Regulatory AUM · August 2026
- GWN SECURITIES INC.CRD 128929 · PALM BEACH GARDENS, FL$4,753,625,856.00Regulatory AUM · August 2026
- H I A - HELVETIA INVESTMENT ADVISORS SACRD 171155$506,844,377.00Regulatory AUM · August 2026
- H PARTNERS MANAGEMENT LLCCRD 161041 · NEW YORK, NY$158,137,726.00Regulatory AUM · August 2026
- H SQUARED MANAGEMENT LPCRD 325633 · NEW YORK, NY$151,858,297.00Regulatory AUM · August 2026
- H. BARTON ASSET MANAGEMENT, LLCCRD 161955 · SAN FRANCISCO, CA$1,481,148,704.00Regulatory AUM · August 2026
- H. C. DENISON CO.CRD 1628 · SHEBOYGAN, WI$310,044,598.00Regulatory AUM · August 2026
- H. L. ORMOND & COMPANY, LLCCRD 313593 · GREENVILLE, NC$401,376,690.00Regulatory AUM · August 2026
- H. M. PAYSON & CO.CRD 2993 · PORTLAND, ME$9,089,039,931.00Regulatory AUM · August 2026
- H. S. DREHER CAPITAL MANAGEMENT, LLCCRD 104537 · SOUTHERN PINES, NC$148,240,000.00Regulatory AUM · August 2026
- H.I.G. CAPITAL, LLCCRD 160711 · MIAMI, FL$72,329,598,943.00Regulatory AUM · August 2026
- H.I.G. WHITEHORSE ADVISERS, LLCCRD 164905 · MIAMI, FL$615,128,821.00Regulatory AUM · August 2026
- H/2 CREDIT MANAGER LPCRD 133693 · STAMFORD, CT$4,517,239,755.00Regulatory AUM · August 2026
- H&H INTERNATIONAL INVESTMENT, LLCCRD 292451 · PALO ALTO, CA$25,499,731,823.00Regulatory AUM · August 2026
- HABROK CAPITAL MANAGEMENT LLPCRD 157014$774,335,151.00Regulatory AUM · August 2026
- HACK VC MANAGEMENT, LLCCRD 315702 · PALO ALTO, CA$822,849,691.00Regulatory AUM · August 2026
- HACKETT FINANCIAL GROUP, LLCCRD 141656 · WIMBERLEY, TX$159,133,568.00Regulatory AUM · August 2026
- HACKMAN CAPITAL PARTNERS, LLCCRD 314721 · CULVER CITY, CA$1,188,298,810.00Regulatory AUM · August 2026
- HADDINGTON VENTURES, LLCCRD 158231 · HOUSTON, TX$726,350,084.00Regulatory AUM · August 2026
- HADLEY INVESTMENT CO.CRD 313400Not availableRegulatory AUM · August 2026
- HAFELE INVESTMENTS, INC.CRD 341803 · LOUISVILLE, KY$57,736,800.00Regulatory AUM · August 2026
- HAGER INVESTMENT MANAGEMENT SERVICES, LLCCRD 117097 · NEW LONDON, NH$221,582,799.00Regulatory AUM · August 2026
- HAHN CAPITAL MANAGEMENT, LLCCRD 108911 · WALNUT CREEK, CA$390,000,000.00Regulatory AUM · August 2026
- HAHN FINANCIAL GROUP INC.CRD 169787 · SIOUX FALLS, SD$188,686,620.00Regulatory AUM · August 2026
- HAIDAR CAPITAL MANAGEMENT LLCCRD 159798 · PEARL RIVER, NY$13,404,190,608.00Regulatory AUM · August 2026
- HAIRE WEALTH MANAGEMENT, INC.CRD 339998 · TUPELO, MS$101,972,292.00Regulatory AUM · August 2026
- HALBERSTADT FINANCIAL CONSULTANTS, INC.CRD 109462 · PRINCETON, NJ$185,000,000.00Regulatory AUM · August 2026
- HALBERT HARGROVE GLOBAL ADVISORS, LLCCRD 105515 · LONG BEACH, CA$4,203,912,885.00Regulatory AUM · August 2026
- HALBERT WEALTH MANAGEMENT, INC.CRD 108294 · AUSTIN, TX$211,192,636.00Regulatory AUM · August 2026
- HALCYON GLOBAL ADVISORS, LLCCRD 170600 · DALLAS, TX$221,299,416.00Regulatory AUM · August 2026
- HALE CAPITAL MANAGEMENT, LPCRD 157220 · NEW YORK, NY$374,600,939.00Regulatory AUM · August 2026
- HALE PARTNERSHIP CAPITAL MANAGEMENT, LLCCRD 297174 · CHARLOTTE, NC$788,285,666.00Regulatory AUM · August 2026
- HALIFAX INVESTMENT MANAGEMENT, L.L.C.CRD 152789 · RALEIGH, NC$1,898,839,346.00Regulatory AUM · August 2026
- HALL CAPITAL MANAGEMENT COMPANY, INC.CRD 108141 · BARRINGTON, RI$411,648,230.00Regulatory AUM · August 2026
- HALL CAPITAL, LLCCRD 153961 · PASADENA, CA$180,000,000.00Regulatory AUM · August 2026
- HALL RETIREMENT PLANNING SERVICES, LLCCRD 289847 · KNOXVILLE, TN$245,979,415.00Regulatory AUM · August 2026
- HALLADOR INVESTMENT ADVISORS, INC.CRD 141335 · RENO, NV$270,651,350.00Regulatory AUM · August 2026
- HALLE CAPITAL MANAGEMENT LPCRD 307156 · NEW YORK, NY$861,535,000.00Regulatory AUM · August 2026
- HALLETT INVESTMENTS, LLCCRD 306187 · PORT ANGELES, WA$157,934,527.00Regulatory AUM · August 2026
- HALLSTATT ADVISORS L.P.CRD 319512$214,602,234.00Regulatory AUM · August 2026
- HALO INVESTMENT SERVICES, LLCCRD 325613 · MANHASSET, NY$60,049,252.00Regulatory AUM · August 2026
- HALSEYPOINT ASSET MANAGEMENT, LLCCRD 305194 · EL SEGUNDO, CA$4,505,157,230.00Regulatory AUM · August 2026
- HALTER FERGUSON FINANCIAL INCCRD 109563 · CARMEL, IN$704,950,608.00Regulatory AUM · August 2026
- HALYARD ASSET MANAGEMENT LLCCRD 154493 · WHITE PLAINS, NY$2,027,676,556.00Regulatory AUM · August 2026
- HAMEL ASSOCIATES INCCRD 107128 · CENTER VALLEY, PA$548,323,868.00Regulatory AUM · August 2026
- HAMILTON CAPITAL PARTNERS, LLCCRD 314344 · ATLANTA, GA$443,996,790.00Regulatory AUM · August 2026
- HAMILTON CAPITAL, LLCCRD 109116 · COLUMBUS, OH$4,937,436,205.00Regulatory AUM · August 2026
- HAMILTON LANE ADVISORS, L.L.C.CRD 107876 · CONSHOHOCKEN, PA$141,833,964,349.00Regulatory AUM · August 2026
- HAMILTON POINT INVESTMENT ADVISORS, LLCCRD 144534 · CHAPEL HILL, NC$1,211,268,079.00Regulatory AUM · August 2026
- HAMILTON ROBINSON LLCCRD 162590 · STAMFORD, CT$292,350,000.00Regulatory AUM · August 2026
- HAMILTON SQUARE PARTNERS MANAGEMENT, LPCRD 338881 · NEW YORK, NY$319,290,000.00Regulatory AUM · August 2026
- HAMILTON WEALTH, LLCCRD 289462 · LOS ANGELES, CA$697,826,133.00Regulatory AUM · August 2026
- HAMLIN CAPITAL MANAGEMENT, LLCCRD 119278 · NEW YORK, NY$8,712,122,495.00Regulatory AUM · August 2026
- HAMMES REALTY ADVISORS, LLCCRD 165693 · MILWAUKEE, WI$2,020,277,795.00Regulatory AUM · August 2026
- $631,192,873.00Regulatory AUM · August 2026
- HAMPEL INVESTMENT ADVISORS, LLCCRD 300246$110,132,399.00Regulatory AUM · August 2026
- HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLCCRD 157865 · MORRISTOWN, NJ$725,702,238.00Regulatory AUM · August 2026
- HAMPTON ROCK WEALTH MANAGEMENT I, LLCCRD 331682 · AUSTIN, TX$192,369,158.00Regulatory AUM · August 2026