All investment adviser firms · Page 72
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- HATCHER CAPITAL INVESTMENTS, INC.CRD 300230 · LITTLE ROCK, AR$127,485,086.00Regulatory AUM · August 2026
- HATTERAS INVESTMENT PARTNERS, LPCRD 170628 · RALEIGH, NC$114,765,846.00Regulatory AUM · August 2026
- HAUN VENTURES MANAGEMENT LPCRD 318409 · MENLO PARK, CA$2,489,719,681.00Regulatory AUM · August 2026
- HAUSER RETIREMENT SOLUTIONS 2 LLCCRD 299959 · CINCINNATI, OH$1,214,865,035.00Regulatory AUM · August 2026
- HAUSSMANN 1864 CAPITAL MANAGEMENT LLCCRD 332278 · NEW YORK, NY$4,604,859,717.00Regulatory AUM · August 2026
- HAVE RIA, INC.CRD 327137 · PROVIDENCE, RI$160,805,201.00Regulatory AUM · August 2026
- HAVELI INVESTMENT MANAGEMENT LLCCRD 316470 · AUSTIN, TX$6,031,090,979.00Regulatory AUM · August 2026
- HAVEN CAPITAL ADVISORS, LLCCRD 338419 · CHARLOTTE, NC$5,400,000.00Regulatory AUM · August 2026
- HAVEN CAPITAL GROUP, INC.CRD 149641 · WESTLAKE VILLAGE, CA$143,939,449.00Regulatory AUM · August 2026
- HAVEN GLOBAL PARTNERS, LLCCRD 289472 · ATLANTA, GA$1,445,414,430.00Regulatory AUM · August 2026
- HAVEN PRIVATE, LLCCRD 329012 · ORLANDO, FL$428,078,706.00Regulatory AUM · August 2026
- HAVEN WEALTH GROUP LLCCRD 148099 · HOUSTON, TX$514,750,476.00Regulatory AUM · August 2026
- HAVENCREST CAPITAL MANAGEMENT, LLCCRD 287944 · DALLAS, TX$450,740,950.00Regulatory AUM · August 2026
- HAVENSHARE FINANCIAL, LLCCRD 167236$670,479,827.00Regulatory AUM · August 2026
- HAVERDINK FINANCIAL MANAGEMENT, L.L.C.CRD 131236 · PORTAGE, MI$220,425,000.00Regulatory AUM · August 2026
- HAVERFORD FINANCIAL SERVICES, INC.CRD 130007 · RADNOR, PA$366,375,551.00Regulatory AUM · August 2026
- HAVERSTOCK CAPITAL LLPCRD 340312$139,609,558.00Regulatory AUM · August 2026
- HAWK RIDGE CAPITAL MANAGEMENT LPCRD 163818 · LOS ANGELES, CA$4,528,021,972.00Regulatory AUM · August 2026
- HAWKE FINANCIAL GROUP, LLCCRD 301733 · MERIDIAN, ID$269,566,677.00Regulatory AUM · August 2026
- HAWKEYE CAPITAL MANAGEMENT, LLCCRD 157316 · MIAMI BEACH, FL$312,760,128.00Regulatory AUM · August 2026
- HAWKEYE PARTNERS, LPCRD 134601$38,194,639.00Regulatory AUM · August 2026
- HAWKINS INVESTMENT COUNSEL, LLCCRD 134857$167,807,536.00Regulatory AUM · August 2026
- HAWKS POINT CAPITAL PARTNERS LLCCRD 307006 · RYE BROOK, NY$61,360,000.00Regulatory AUM · August 2026
- HAWTHORN CAPITAL MANAGEMENT, LLCCRD 140752$141,100,000.00Regulatory AUM · August 2026
- HAYBEACH CAPITAL MANAGEMENT, LLCCRD 327539 · RYE, NY$172,844,813.00Regulatory AUM · August 2026
- HAYDEN HARPER WEALTH ADVISORY, LLCCRD 152091 · CHARLOTTE, NC$171,126,193.00Regulatory AUM · August 2026
- HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.CRD 106454 · FAIRHOPE, AL$424,384,289.00Regulatory AUM · August 2026
- HAYES ASSET MANAGEMENT, LLCCRD 141220 · ROCHESTER, NY$116,630,863.00Regulatory AUM · August 2026
- HAYES WEALTH ADVISORS, LLCCRD 299807$133,260,554.00Regulatory AUM · August 2026
- HAYFIN CAPITAL MANAGEMENT LLCCRD 157131 · NEW YORK, NY$1,613,969,521.00Regulatory AUM · August 2026
- HAYKIN, MICHAELCRD 113249$124,534,472.00Regulatory AUM · August 2026
- HAYNIE WEALTH MANAGEMENT LLCCRD 305852 · SALT LAKE CITY, UT$106,642,575.00Regulatory AUM · August 2026
- HAYS FINANCIAL GROUP, LLCCRD 306877 · MINNEAPOLIS, MN$7,450,399,384.00Regulatory AUM · August 2026
- HAZARD & SIEGEL ADVISORY SERVICES LLCCRD 151462 · DEWITT, NY$449,795,352.00Regulatory AUM · August 2026
- HAZELVIEW SECURITIES (US) LLCCRD 174811 · NEW YORK, NY$276,309,077.00Regulatory AUM · August 2026
- HAZELVIEW SECURITIES INC.CRD 293469$943,135,908.00Regulatory AUM · August 2026
- HAZLETT WEALTH MANAGEMENT LLCCRD 338954 · KETCHUM, ID$160,000,000.00Regulatory AUM · August 2026
- HAZLETT, BURT & WATSON, INC.CRD 396 · WHEELING, WV$1,388,534,202.00Regulatory AUM · August 2026
- HAZOOR PARTNERS, LLCCRD 289744 · AUSTIN, TX$330,717,102.00Regulatory AUM · August 2026
- HB WEALTH MANAGEMENT, LLCCRD 316731 · ATLANTA, GA$30,158,401,942.00Regulatory AUM · August 2026
- HBA ADVISORS, LLCCRD 152050 · PASADENA, CA$234,310,000.00Regulatory AUM · August 2026
- HBC GROUP LLC.CRD 327012$946,867,123.00Regulatory AUM · August 2026
- HBE WEALTH MANAGEMENT, LLCCRD 128315 · LINCOLN, NE$277,436,368.00Regulatory AUM · August 2026
- HBK INVESTMENTS L.P.CRD 115079 · DALLAS, TX$35,613,522,000.00Regulatory AUM · August 2026
- HBK SORCE ADVISORY LLCCRD 112139 · ERIE, PA$7,661,939,874.00Regulatory AUM · August 2026
- HBW ADVISORY SERVICES LLCCRD 143665 · SIMI VALLEY, CA$1,747,369,322.00Regulatory AUM · August 2026
- HC ADVISORS LLCCRD 165200 · SANDY SPRINGS, GA$500,174,512.00Regulatory AUM · August 2026
- HC CAPITAL PARTNERS, LLCCRD 160737 · WEST CONSHOHOCKEN, PA$5,214,271,007.00Regulatory AUM · August 2026
- HC2 CAPITAL, LLCCRD 285982 · DALLAS, TX$251,622,842.00Regulatory AUM · August 2026
- HCG FUND MANAGEMENT LPCRD 281615 · RALEIGH, NC$347,291,670.00Regulatory AUM · August 2026
- HCIP ADVISORS, LLCCRD 340455 · NASHVILLE, TN$339,256,924.00Regulatory AUM · August 2026
- HCR WEALTH ADVISORSCRD 108676 · LOS ANGELES, CA$1,958,139,773.00Regulatory AUM · August 2026
- HCSF MANAGEMENT, LLCCRD 163598 · NEW YORK, NY$949,384,694.00Regulatory AUM · August 2026
- HD MONEY, INC.CRD 167623 · SARASOTA, FL$386,124,803.00Regulatory AUM · August 2026
- HDA WEALTH MANAGEMENT, LLCCRD 317346 · POLAND, OH$159,131,344.00Regulatory AUM · August 2026
- HDI CAPITAL LLCCRD 277119$9,673,425.00Regulatory AUM · August 2026
- HEADINVEST, LLCCRD 140518 · PORTLAND, ME$891,849,255.00Regulatory AUM · August 2026
- HEADLAND CAPITAL, LLCCRD 332277 · MT. PLEASANT, SC$559,277,399.00Regulatory AUM · August 2026
- HEADWATER INVESTMENT CONSULTING,INC.CRD 133009 · MCMINNVILLE, OR$542,975,000.00Regulatory AUM · August 2026
- HEADWAY WEALTH LTDCRD 342947$301,000,035.00Regulatory AUM · August 2026
- HEALTH CATALYST CAPITAL MANAGEMENT, LLCCRD 282602 · NEW YORK, NY$339,023,841.00Regulatory AUM · August 2026
- HEALTHCARE COMMUNITY SECURITIES CORPORATIONCRD 36026 · RENSSELAER, NY$5,057,880,906.00Regulatory AUM · August 2026
- HEALTHCARE ROYALTY MANAGEMENT, LLCCRD 169355 · STAMFORD, CT$3,777,710,132.00Regulatory AUM · August 2026
- HEALTHCOR PARTNERS MANAGEMENT, L.P.CRD 160399$214,148,142.00Regulatory AUM · August 2026
- HEALTHEDGE INVESTMENT PARTNERS, LLCCRD 163421 · TAMPA, FL$325,787,500.00Regulatory AUM · August 2026
- HEALTHEQUITY ADVISORS, LLCCRD 167105 · DRAPER, UT$1,994,934,966.00Regulatory AUM · August 2026
- HEALTHPOINTCAPITAL MANAGEMENT, LLCCRD 309041 · SAN DIEGO, CA$271,312,307.00Regulatory AUM · August 2026
- HEALTHQUEST CAPITAL MANAGEMENT, L.P.CRD 296583 · AUSTIN, TX$1,777,766,571.00Regulatory AUM · August 2026
- HEALTHVIEW ASSET MANAGEMENT, INC.CRD 141884 · PITTSBURGH, PA$104,401,000.00Regulatory AUM · August 2026
- HEARD CAPITAL LLCCRD 297176 · CHICAGO, IL$2,395,879,444.00Regulatory AUM · August 2026
- HEARTLAND ADVISORS, INC.CRD 29433 · MILWAUKEE, WI$1,920,597,980.00Regulatory AUM · August 2026
- HEARTWOOD FUNDS, LLCCRD 136940 · NEW YORK, NY$317,600,000.00Regulatory AUM · August 2026
- HEARTWOOD PARTNERS, LLCCRD 313052 · NORWALK, CT$1,358,200,000.00Regulatory AUM · August 2026
- HEARTWOOD WEALTH ADVISORS, LLCCRD 300273 · RICHMOND, VA$1,548,607,424.00Regulatory AUM · August 2026
- HECK CAPITAL ADVISORS, LLCCRD 143848 · RHINELANDER, WI$11,311,723,809.00Regulatory AUM · August 2026
- HECKMAN FINANCIAL & INSURANCE SERVICES, INC.CRD 111549 · SAN JOSE, CA$116,422,695.00Regulatory AUM · August 2026
- HEDEKER WEALTH LLCCRD 124341 · LINCOLNSHIRE, IL$595,138,292.00Regulatory AUM · August 2026
- HEDGES ASSET MANAGEMENT LLCCRD 313637$178,000,000.00Regulatory AUM · August 2026
- HEDGEYE ASSET MANAGEMENT, LLCCRD 336185 · STAMFORD, CT$443,374,021.00Regulatory AUM · August 2026
- HEDONOVA ADVISORS LLCCRD 324941 · POST FALLS, ID$643,194,000.00Regulatory AUM · August 2026
- HEFFERNAN ADVISORY, INC.CRD 116771 · FLAGSTAFF, AZ$409,585,443.00Regulatory AUM · August 2026
- HEGARTY ADVISORS, LLCCRD 306342 · GARDEN CITY, NY$171,112,405.00Regulatory AUM · August 2026
- HEIGHTS LLCCRD 315969 · LOS ANGELES, CA$239,198,370.00Regulatory AUM · August 2026
- HEIGHTS POINT MANAGEMENT, LPCRD 313849 · NEW YORK, NY$135,197,882.00Regulatory AUM · August 2026
- HEIN PARK CAPITAL MANAGEMENT LPCRD 305550 · NEW YORK, NY$1,928,223,000.00Regulatory AUM · August 2026
- HEIRLOOM INVESTMENT MANAGEMENT LLCCRD 281357$116,891,354.00Regulatory AUM · August 2026
- HEIRLOOM WEALTH MANAGEMENT LLCCRD 292277 · GREENWOOD VILLAGE, CO$1,108,279,134.00Regulatory AUM · August 2026
- HEISTEN WRENN PRIVATE WEALTH, LLCCRD 315647 · ANCHORAGE, AK$231,786,343.00Regulatory AUM · August 2026
- HEITMAN CAPITAL MANAGEMENT LLCCRD 105480 · CHICAGO, IL$6,086,474,489.00Regulatory AUM · August 2026
- HEITMAN INTERNATIONAL HK LIMITEDCRD 170550$431,877,384.00Regulatory AUM · August 2026
- HEITMAN INTERNATIONAL LLCCRD 170707$351,800,457.00Regulatory AUM · August 2026
- Not availableRegulatory AUM · August 2026
- HEITMAN REAL ESTATE SECURITIES LLCCRD 107134 · CHICAGO, IL$1,821,428,968.00Regulatory AUM · August 2026
- HELIANTH INVESTMENT MANAGEMENT LLCCRD 317326 · PORT CHESTER, NY$58,446,165.00Regulatory AUM · August 2026
- HELIUM ADVISORS LLCCRD 282356 · VANCOUVER, WA$233,777,142.00Regulatory AUM · August 2026
- HELIX PARTNERS MANAGEMENT LPCRD 325120 · NEW YORK, NY$1,825,125,692.00Regulatory AUM · August 2026
- HELLMAN & FRIEDMAN LLCCRD 158614 · SAN FRANCISCO, CA$110,419,300,000.00Regulatory AUM · August 2026
- HELM CAPITAL MANAGEMENT LLCCRD 123174 · SEATTLE, WA$400,804,452.00Regulatory AUM · August 2026
- HELM INVESTMENT MANAGEMENT, LLCCRD 141773 · DENVER, CO$370,848,650.00Regulatory AUM · August 2026
- HELMSMAN FINANCIAL GROUP, LLCCRD 113780 · WOODINVILLE, WA$187,200,348.00Regulatory AUM · August 2026