All investment adviser firms · Page 56
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- FAROL INVESTMENT ADVISERS LPCRD 166565 · NEW YORK, NY$543,661,687.00Regulatory AUM · August 2026
- FAROPOINT VENTURES, LLCCRD 321107 · HOBOKEN, NJ$779,997,918.00Regulatory AUM · August 2026
- FARRCREST CAPITAL LLCCRD 340912$110,500,000.00Regulatory AUM · August 2026
- FARRELL FINANCIAL LLCCRD 321609 · ORCHARD PARK, NY$200,627,067.00Regulatory AUM · August 2026
- FARRINGDON ASSET MANAGEMENT PTE LTDCRD 290461$341,208,194.00Regulatory AUM · August 2026
- FARRIS CAPITAL MANAGEMENT INC.CRD 169051 · CARROLLTON, TX$177,504,806.00Regulatory AUM · August 2026
- FARROW FINANCIAL INCCRD 110526 · SOUTH BURLINGTON, VT$280,146,758.00Regulatory AUM · August 2026
- FARTHER ASSET MANAGEMENT, LLCCRD 325807 · SAN FRANCISCO, CA$2,905,319,288.00Regulatory AUM · August 2026
- FARTHER FINANCE ADVISORS, LLCCRD 302050 · SAN FRANCISCO, CA$16,010,112,152.00Regulatory AUM · August 2026
- FAS WEALTH PARTNERS, INC.CRD 109796 · LEAWOOD, KS$3,776,012,822.00Regulatory AUM · August 2026
- FATHOM POINT CAPITAL LLCCRD 339729 · SAN FRANCISCO, CA$280,000,000.00Regulatory AUM · August 2026
- FAYERWEATHER MANAGEMENT, LLCCRD 187517 · CAMBRIDGE, MA$289,588,000.00Regulatory AUM · August 2026
- FAYEZ SAROFIM & CO., LLCCRD 106584 · HOUSTON, TX$35,071,316,236.00Regulatory AUM · August 2026
- FBD ASSET MGMT, LLCCRD 307216 · BLOOMINGTON, MN$76,763,198.00Regulatory AUM · August 2026
- FBL WEALTH MANAGEMENT, LLCCRD 291396 · WEST DES MOINES, IA$9,240,933.00Regulatory AUM · August 2026
- FBMC RETIREMENT SOLUTIONS, LLCCRD 334707 · TALLAHASSEE, FLNot availableRegulatory AUM · August 2026
- FC ADVISORY, LLCCRD 170478 · WEST CHESTER, PA$397,315,080.00Regulatory AUM · August 2026
- FC CAPITAL MANAGEMENT LLCCRD 161220 · CHARLOTTE, NC$1,608,234,854.00Regulatory AUM · August 2026
- FC WEALTH SOLUTIONS LLCCRD 286381 · WESTERVILLE, OH$101,000,000.00Regulatory AUM · August 2026
- FC WEALTH, INC.CRD 333296 · BELLEVUE, WA$146,000,000.00Regulatory AUM · August 2026
- FC360 WEALTH MANAGEMENT, INC.CRD 171788 · ROSEVILLE, CA$158,187,152.00Regulatory AUM · August 2026
- FCA CORPCRD 110658 · HOUSTON, TX$623,120,515.00Regulatory AUM · August 2026
- FCA PARTNERS, LLCCRD 322393 · CHARLOTTE, NC$910,335,087.00Regulatory AUM · August 2026
- FCG INVESTMENT COMPANYCRD 308192 · GERMANTOWN, TN$568,225,701.00Regulatory AUM · August 2026
- FCIG WEALTH MANAGEMENT, LLCCRD 329906 · PLAINFIELD, CT$282,480,387.00Regulatory AUM · August 2026
- FCO ADVISORS LPCRD 290182 · NEW YORK, NY$1,339,260,584.00Regulatory AUM · August 2026
- FDI WEALTH MANAGEMENT, LLCCRD 292050 · MIAMI, FL$283,751,761.00Regulatory AUM · August 2026
- FDX ADVISORS, INC.CRD 104601 · BERWYN, PA$832,819,068.00Regulatory AUM · August 2026
- FEARLESS SOLUTIONS LLCCRD 297599 · SAN ANTONIO, TX$296,378,147.00Regulatory AUM · August 2026
- FEATHERINGILL CAPITAL, LLCCRD 299523 · BIRMINGHAM, AL$142,916,072.00Regulatory AUM · August 2026
- FEDERAL PREP ADVISORS, INC.CRD 282663 · BOHEMIA, NY$80,113,636.00Regulatory AUM · August 2026
- FEDERATED ADVISORY SERVICES COMPANYCRD 128611 · PITTSBURGH, PANot availableRegulatory AUM · August 2026
- FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIACRD 128610 · PITTSBURGH, PA$14,251,385,140.00Regulatory AUM · August 2026
- FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.CRD 106277 · NEW YORK, NY$14,087,112,640.00Regulatory AUM · August 2026
- FEDERATED HERMES (UK) LLPCRD 169087$24,718,056,877.00Regulatory AUM · August 2026
- FEDERATED HERMES FCP MANAGER, LLCCRD 161468 · CHEVY CHASE, MD$3,477,753,977.00Regulatory AUM · August 2026
- FEDERATED INVESTMENT COUNSELINGCRD 105325 · PITTSBURGH, PA$207,209,930,946.00Regulatory AUM · August 2026
- FEDERATED INVESTMENT MANAGEMENT COMPANYCRD 105138 · PITTSBURGH, PA$590,095,811,057.00Regulatory AUM · August 2026
- FEDERATED MDTA LLCCRD 109355 · BOSTON, MA$25,945,922,671.00Regulatory AUM · August 2026
- FEDERATED SECURITIES CORP.CRD 5009 · PITTSBURGH, PANot availableRegulatory AUM · August 2026
- FEDERMANN FINANCIAL ADVISORS INC.CRD 129975 · ROCKY POINT, NY$108,153,527.00Regulatory AUM · August 2026
- FEE-ONLY FIDUCIARY ADVISORS LLCCRD 143329 · GRAND RAPIDS, MI$197,020,227.00Regulatory AUM · August 2026
- FEE-ONLY FINANCIAL PLANNING, L.C.CRD 108365$404,368,224.00Regulatory AUM · August 2026
- FEENIX VENTURE PARTNERS, LLCCRD 304152 · NEW YORK, NY$175,470,553.00Regulatory AUM · August 2026
- FEG CURIO INVESTMENT PARTNERS, LLCCRD 323497 · CINCINNATI, OH$195,280,839.00Regulatory AUM · August 2026
- FEG INVESTMENT SERVICES, LLCCRD 281516 · CINCINNATI, OH$2,230,684,322.00Regulatory AUM · August 2026
- FEG PRIVATE INVESTORS, LLCCRD 156458 · CINCINNATI, OH$1,469,185,038.00Regulatory AUM · August 2026
- FELDMAN JEFFREY MARKCRD 107956$340,628,516.00Regulatory AUM · August 2026
- FELDMAN, INGARDONA & CO.CRD 29449 · DOWNERS GROVE, IL$1,733,566,000.00Regulatory AUM · August 2026
- FELICITAS GLOBAL PARTNERS, LLCCRD 292411 · PASADENA, CA$804,376,640.00Regulatory AUM · August 2026
- FELIS ADVANTAGE, LPCRD 335282 · BOSTON, MA$150,000,000.00Regulatory AUM · August 2026
- FELL CAPITAL MANAGEMENTCRD 104986 · NEWPORT BEACH, CA$161,808,245.00Regulatory AUM · August 2026
- FELLOWSHIP FINANCIAL PLANNING, LLCCRD 330347 · SPOKANE, WA$465,326,040.00Regulatory AUM · August 2026
- FELLOWSHIP INVESTMENT ADVISORS, LLCCRD 154103 · MAITLAND, FL$175,871,399.00Regulatory AUM · August 2026
- FELTL ADVISORS, LLCCRD 165244 · PLYMOUTH, MN$165,615,748.00Regulatory AUM · August 2026
- FENIMORE ASSET MANAGEMENT, INC.CRD 110946 · COBLESKILL, NY$5,409,761,045.00Regulatory AUM · August 2026
- FENIX ASSET MANAGEMENT, LLCCRD 291069 · NEW YORK, NY$160,423,060.00Regulatory AUM · August 2026
- FENTON GREGORY COLEMANCRD 133301 · SANDWICH, MA$194,779,475.00Regulatory AUM · August 2026
- FENWAY PARTNERS, LLCCRD 160630 · WESTERLY, RI$306,800,000.00Regulatory AUM · August 2026
- FEP WEALTH, LLCCRD 310052$1,368,308,364.00Regulatory AUM · August 2026
- FERGHANA INVESTMENT PARTNERS, LPCRD 337822 · NEW YORK, NY$100,000,000.00Regulatory AUM · August 2026
- FERGUSON SHAPIRO LLCCRD 297555 · DECATUR, GA$415,195,355.00Regulatory AUM · August 2026
- FERGUSON WELLMAN CAPITAL MANAGEMENT, INC.CRD 104692 · PORTLAND, OR$10,664,664,229.00Regulatory AUM · August 2026
- FERGUSON-JOHNSON WEALTH MANAGEMENT, INC.CRD 109232 · ROCKVILLE, MD$316,354,533.00Regulatory AUM · August 2026
- FERMAT CAPITAL MANAGEMENT, LLCCRD 134099 · WESTPORT, CT$11,140,188,586.00Regulatory AUM · August 2026
- FERMATA ADVISORS, LLCCRD 305614 · SONOMA, CA$1,009,549,046.00Regulatory AUM · August 2026
- FERNBRIDGE CAPITAL MANAGEMENT LPCRD 309334 · LOS ANGELES, CA$2,132,734,149.00Regulatory AUM · August 2026
- FEYNMAN POINT ASSET MANAGEMENT LLCCRD 330536 · NEW YORK, NY$198,388,333.00Regulatory AUM · August 2026
- FF ADVISORS, LLCCRD 316723 · MANHATTAN BEACH, CA$280,311,416.00Regulatory AUM · August 2026
- FFG PARTNERS, LLCCRD 318641 · FORT LAUDERDALE, FL$567,365,373.00Regulatory AUM · August 2026
- FFG RETIREMENT ADVISORS LLCCRD 308305 · CENTENNIAL, CO$216,470,615.00Regulatory AUM · August 2026
- FFL PARTNERS, LLCCRD 156980 · SAN FRANCISCO, CA$4,106,270,493.00Regulatory AUM · August 2026
- FFO INVESTMENTS LLCCRD 338887 · TAMPA, FL$207,088,515.00Regulatory AUM · August 2026
- FFP WEALTH MANAGEMENT, LLCCRD 300253 · COON RAPIDS, MN$301,108,000.00Regulatory AUM · August 2026
- FI3 FINANCIAL ADVISORS, LLCCRD 168005 · INDIANAPOLIS, IN$1,138,900,750.00Regulatory AUM · August 2026
- FI401K ADVISORS, LLCCRD 168408 · CENTENNIAL, CO$914,955,513.00Regulatory AUM · August 2026
- FIAM LLCCRD 133196 · SMITHFIELD, RI$347,728,516,377.00Regulatory AUM · August 2026
- FIAT WEALTH MANAGEMENT LLCCRD 318201 · WAYZATA, MN$517,382,209.00Regulatory AUM · August 2026
- FIC PARTNERS MANAGEMENT, LPCRD 282788 · HOUSTON, TX$1,966,997,502.00Regulatory AUM · August 2026
- FIDATO WEALTH LLCCRD 158173 · MIDDLEBURG HEIGHTS, OH$510,752,617.00Regulatory AUM · August 2026
- FIDELIS CAPITAL PARTNERS, LLCCRD 322287 · TAMPA, FL$2,284,448,461.00Regulatory AUM · August 2026
- FIDELIS CAPITAL, LLCCRD 141341 · BIRMINGHAM, AL$18,321,996.00Regulatory AUM · August 2026
- FIDELIS FINANCIAL PLANNING, LLCCRD 141698 · SAINT CHARLES, MO$160,000,000.00Regulatory AUM · August 2026
- FIDELIS IM, LLCCRD 162985 · MEDFORD, OR$306,143,151.00Regulatory AUM · August 2026
- FIDELIS INVESTORS, LLCCRD 306920 · CRANFORD, NJ$1,376,308,448.00Regulatory AUM · August 2026
- FIDELIS WEALTH ADVISORS, LLCCRD 292551 · CASTLE ROCK, CO$210,405,970.00Regulatory AUM · August 2026
- FIDELITY DIVERSIFYING SOLUTIONS LLCCRD 315088 · BOSTON, MA$18,878,085,695.00Regulatory AUM · August 2026
- FIDELITY INSTITUTIONAL WEALTH ADVISER LLCCRD 301896 · BOSTON, MA$9,384,114,700.00Regulatory AUM · August 2026
- $32,549,199,404.00Regulatory AUM · August 2026
- $2,361,303,759.00Regulatory AUM · August 2026
- FIDELITY MANAGEMENT & RESEARCH COMPANY LLCCRD 108281 · BOSTON, MA$5,685,041,930,529.00Regulatory AUM · August 2026
- FIDEM CREDIT ADVISORS, LLCCRD 335175 · PHILADELPHIA, PANot availableRegulatory AUM · July 2026
- FIDUCIARY ADVISOR ADVOCATES, LLCCRD 169039$106,400,000.00Regulatory AUM · August 2026
- FIDUCIARY ADVISORS, INC.CRD 108239 · ST. LOUIS, MO$2,104,938,989.00Regulatory AUM · August 2026
- FIDUCIARY ADVISORS, LLCCRD 104189 · COTTONWOOD HEIGHTS, UT$520,231,740.00Regulatory AUM · August 2026
- FIDUCIARY ALLIANCE LLCCRD 284924 · GREENVILLE, SC$2,526,238,956.00Regulatory AUM · August 2026
- FIDUCIARY BENEFITS GROUPCRD 326204$1,065,821,531.00Regulatory AUM · August 2026
- FIDUCIARY CAPITAL MANAGEMENT LLCCRD 340618 · CHEYENNE, WY$149,815,715.00Regulatory AUM · August 2026
- FIDUCIARY COUNSELLING INCCRD 104753 · ST PAUL, MN$10,056,745,777.00Regulatory AUM · August 2026
- FIDUCIARY COUNSELORS INC.CRD 111827 · WASHINGTON, DC$20,348,264,544.00Regulatory AUM · August 2026