All investment adviser firms · Page 57
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- FIDUCIARY EXPERTS LLCCRD 146721$985,760,522.00Regulatory AUM · August 2026
- FIDUCIARY FAMILY OFFICE, LLCCRD 326990 · BOCA RATON, FL$747,668,854.00Regulatory AUM · August 2026
- FIDUCIARY FINANCIAL ADVISORSCRD 172103 · GRAND RAPIDS, MI$1,329,448,284.00Regulatory AUM · August 2026
- FIDUCIARY FINANCIAL GROUP, LLCCRD 285681 · SAN RAFAEL, CA$1,122,904,774.00Regulatory AUM · August 2026
- FIDUCIARY FINANCIAL PARTNERS, LLCCRD 156389 · NAPERVILLE, IL$293,317,145.00Regulatory AUM · August 2026
- FIDUCIARY FIRST, LLCCRD 150330 · MAITLAND, FL$2,461,767,783.00Regulatory AUM · August 2026
- FIDUCIARY MANAGEMENT GROUP, LLCCRD 136612 · NEW YORK, NY$70,731,701.00Regulatory AUM · August 2026
- FIDUCIARY MANAGEMENT, INC.CRD 109149 · MILWAUKEE, WI$11,359,924,535.00Regulatory AUM · August 2026
- FIDUCIARY TRUST INTERNATIONAL, LLCCRD 124062 · LINCOLN, MA$7,670,582,308.00Regulatory AUM · August 2026
- FIDUCIARY WEALTH GROUP, LLCCRD 299711 · CENTERVILLE, OH$177,999,104.00Regulatory AUM · August 2026
- FIDUCIARY WEALTH PARTNERS, LLCCRD 160696 · NEWTON LOWER FALLS, MA$1,544,425,644.00Regulatory AUM · August 2026
- FIDUCIARYVEST, LLCCRD 134351 · ATLANTA, GA$4,933,563,168.00Regulatory AUM · August 2026
- FIDUCIENT ADVISORS LLCCRD 106720 · CHICAGO, IL$97,541,531,200.00Regulatory AUM · August 2026
- FIDUCIOSO ADVISORS, INCCRD 157342 · BASKING RIDGE, NJNot availableRegulatory AUM · August 2026
- FIDUS INVESTMENT ADVISORS, LLCCRD 156981 · EVANSTON, IL$1,443,769,462.00Regulatory AUM · August 2026
- FIELDER CAPITAL GROUP LLCCRD 156737 · NASHVILLE, TN$1,214,737,547.00Regulatory AUM · August 2026
- FIELDS GOTTSCHO CAPITAL MANAGEMENT LLCCRD 136069 · CHARLOTTESVILLE, VA$333,044,193.00Regulatory AUM · August 2026
- FIELDVIEW CAPITAL MANAGEMENT, LLCCRD 332308 · NILES, MI$712,519,372.00Regulatory AUM · August 2026
- FIEN CAPITAL MANAGEMENT, LLCCRD 114951 · ROCHESTER, NY$137,710,371.00Regulatory AUM · August 2026
- FIERA CAPITAL (UK) LIMITEDCRD 137637$4,989,288,298.00Regulatory AUM · August 2026
- FIERA CAPITAL INC.CRD 113638 · NEW YORK, NY$17,275,502,671.00Regulatory AUM · August 2026
- FIERA COMOX PARTNERS INCCRD 323679$3,396,445,903.00Regulatory AUM · August 2026
- FIERSTON FINANCIAL GROUP INCCRD 105003 · WEST HARTFORD, CT$1,035,576,610.00Regulatory AUM · August 2026
- FIFR, INC.CRD 328620$68,013,090.00Regulatory AUM · August 2026
- FIFTH AVENUE FAMILY OFFICE LLCCRD 122448 · NAPLES, FL$1,350,847,041.00Regulatory AUM · August 2026
- FIFTH DOWN CAP LLCCRD 312861$1,870,359,993.00Regulatory AUM · August 2026
- FIFTH ERA PARTNERS LPCRD 316750$184,237,423.00Regulatory AUM · August 2026
- FIFTH FORCE MANAGEMENT LLCCRD 325161 · DALLAS, TX$406,938,000.00Regulatory AUM · August 2026
- FIFTH PARTNERS MANAGEMENT, LLCCRD 326712 · DALLAS, TX$391,619,809.00Regulatory AUM · August 2026
- FIFTH SET PRIVATE WEALTH MANAGEMENT LLCCRD 159118$160,284,338.00Regulatory AUM · August 2026
- FIFTH THIRD SECURITIES, INC.CRD 628 · CINCINNATI, OH$10,924,793,999.00Regulatory AUM · August 2026
- FIFTH THIRD WEALTH ADVISORS LLCCRD 313015 · CINCINNATI, OH$7,799,185,568.00Regulatory AUM · August 2026
- FIG CAPITAL MANAGEMENT, LLCCRD 290099 · JACKSONVILLE, FL$282,999,682.00Regulatory AUM · August 2026
- FIG LLCCRD 129612 · NEW YORK, NY$87,301,970,629.00Regulatory AUM · August 2026
- FIG WEALTH, LLCCRD 318369 · LAFAYETTE, CA$286,458,930.00Regulatory AUM · August 2026
- FIGURE 8 INVESTMENT STRATEGIES LLCCRD 282973 · BOISE, ID$233,394,064.00Regulatory AUM · August 2026
- FIGURE INVESTMENT ADVISORS, LLCCRD 158307 · SAN FRANCISCO, CA$442,237,196.00Regulatory AUM · August 2026
- FIL INVESTMENT ADVISORSCRD 111103$8,645,901,772.00Regulatory AUM · August 2026
- FIL INVESTMENT ADVISORS (UK) LTD.CRD 110970$3,546,614,704.00Regulatory AUM · August 2026
- FIL INVESTMENTS (JAPAN) LIMITEDCRD 110938Not availableRegulatory AUM · August 2026
- FILIGREE WEALTH ADVISORS, LLCCRD 318729 · IRVINE, CA$209,136,489.00Regulatory AUM · August 2026
- FILLMORE CAPITAL PARTNERS, LLCCRD 139256 · POWELL, OH$247,072,343.00Regulatory AUM · August 2026
- FIN VENTURE CAPITAL MANAGEMENT LLCCRD 298492 · SAN FRANCISCO, CA$1,351,113,806.00Regulatory AUM · August 2026
- FINACCESS ADVISORS, LLCCRD 150697 · MIAMI, FL$4,113,584,758.00Regulatory AUM · August 2026
- FINAMEX ASSET MANAGEMENT, LLCCRD 304260 · HOUSTON, TX$113,852,806.00Regulatory AUM · August 2026
- FINANCEHQ LLCCRD 325157 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- FINANCES FOR REAL LIFECRD 324090 · LOMPOC, CA$108,598,044.00Regulatory AUM · August 2026
- FINANCIAL & TAX ARCHITECTS, LLCCRD 119169 · ST. LOUIS, MO$506,245,828.00Regulatory AUM · August 2026
- FINANCIAL ACTION, INC.CRD 140285 · MONUMENT, CO$100,278,633.00Regulatory AUM · August 2026
- FINANCIAL ADVISORS NETWORK, INC.CRD 152083 · TUSTIN, CA$1,106,044,439.00Regulatory AUM · August 2026
- FINANCIAL ADVISORY CORPORATIONCRD 105472 · GRAND RAPIDS, MI$1,104,617,475.00Regulatory AUM · August 2026
- FINANCIAL ADVISORY PARTNERS, LLCCRD 310914 · WINTER PARK, FL$377,812,445.00Regulatory AUM · August 2026
- FINANCIAL ADVISORY SERVICES, LLCCRD 122053 · HANOVER, PA$256,874,310.00Regulatory AUM · August 2026
- FINANCIAL ALTERNATIVES, INC.CRD 108245 · LA JOLLA, CA$614,784,199.00Regulatory AUM · August 2026
- FINANCIAL ARCHITECTS, LLCCRD 116027 · WOODSTOCK, GA$199,150,091.00Regulatory AUM · August 2026
- FINANCIAL ARCITECTS, INCCRD 148897 · JENISON, MI$472,452,040.00Regulatory AUM · August 2026
- FINANCIAL ASSET MANAGEMENT CORPCRD 106643 · CHAPPAQUA, NY$436,155,418.00Regulatory AUM · August 2026
- FINANCIAL AVENGERS, INC.CRD 119636 · OAKLAND, CA$488,401,241.00Regulatory AUM · August 2026
- FINANCIAL AVENUES LLCCRD 153458$147,618,248.00Regulatory AUM · August 2026
- FINANCIAL CONCEPTS UNLIMITED, INC.CRD 118641$231,359,976.00Regulatory AUM · August 2026
- FINANCIAL CONSULTANTS & ADVISORY CORPORATIONCRD 113390 · INDIANAPOLIS, IN$333,085,121.00Regulatory AUM · August 2026
- FINANCIAL CONSULTANTS GROUP INCCRD 108062 · CUMMING, GA$188,171,560.00Regulatory AUM · August 2026
- FINANCIAL COUNCIL, LLCCRD 110748 · TOWSON, MD$1,270,749,770.00Regulatory AUM · August 2026
- FINANCIAL COUNSELING ASSOCIATES, INC.CRD 115123$103,520,000.00Regulatory AUM · August 2026
- FINANCIAL COUNSELING, INC.CRD 119969 · SPRINGBORO, OH$100,125,000.00Regulatory AUM · August 2026
- FINANCIAL COUNSELORS INCCRD 106398 · OVERLAND PARK, KS$1,469,039,173.00Regulatory AUM · August 2026
- FINANCIAL DECISIONS, LLCCRD 107755 · NEW YORK, NY$327,661,532.00Regulatory AUM · August 2026
- FINANCIAL DESIGN GROUP, LLCCRD 316103 · LAVISTA, NE$113,390,453.00Regulatory AUM · August 2026
- FINANCIAL DESIGN STUDIO, INC.CRD 286686 · DEER PARK, IL$105,500,000.00Regulatory AUM · August 2026
- FINANCIAL DESIGNS CORPORATIONCRD 14829 · CLAREMONT, CA$507,915,735.00Regulatory AUM · August 2026
- FINANCIAL DESIGNS WEALTH MANAGEMENT LLCCRD 314520 · MIAMI, FL$261,182,326.00Regulatory AUM · August 2026
- FINANCIAL DIRECTIONS LLCCRD 108475 · TUCSON, AZ$737,846,215.00Regulatory AUM · August 2026
- FINANCIAL ELEMENTS, INCCRD 148557 · ROLLING MEADOWS, IL$192,562,151.00Regulatory AUM · August 2026
- FINANCIAL EMPOWERMENT LLCCRD 131425 · BURNSVILLE, MN$126,374,281.00Regulatory AUM · August 2026
- FINANCIAL ENGINES ADVISORS L.L.C.CRD 104510 · SANTA CLARA, CA$326,285,243,393.00Regulatory AUM · August 2026
- FINANCIAL ENHANCEMENT GROUP LLCCRD 159017 · ANDERSON, IN$986,999,188.00Regulatory AUM · August 2026
- FINANCIAL FOCUS LLCCRD 282177 · CARLSBAD, CA$800,000,000.00Regulatory AUM · August 2026
- FINANCIAL FORUM, INC.CRD 307740 · SPOKANE, WA$285,773,471.00Regulatory AUM · August 2026
- FINANCIAL FREEDOM FOR DENTISTS LLCCRD 301981 · SNOQUALMIE, WA$182,154,130.00Regulatory AUM · August 2026
- FINANCIAL FREEDOM, LLCCRD 118772 · CINCINNATI, OH$443,203,000.00Regulatory AUM · August 2026
- FINANCIAL FUTURES LIMITED LIABILITY COMPANYCRD 128900 · BRIELLE, NJ$270,479,000.00Regulatory AUM · August 2026
- FINANCIAL GRAVITY ASSET MANAGEMENT, INC.CRD 144008 · AUSTIN, TX$523,441,243.00Regulatory AUM · August 2026
- FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLCCRD 316024 · LAKEWAY, TX$590,457,327.00Regulatory AUM · August 2026
- FINANCIAL GUIDANCE GROUP, INC.CRD 108799$288,447,277.00Regulatory AUM · August 2026
- FINANCIAL HARVEST, LLCCRD 148271 · WINTER PARK, FL$557,402,604.00Regulatory AUM · August 2026
- FINANCIAL HORIZONS, INC.CRD 110741$190,027,919.00Regulatory AUM · August 2026
- FINANCIAL INDEPENDENCE ADVISORS, LLCCRD 317193 · JACKSONVILLE, FL$189,648,100.00Regulatory AUM · August 2026
- FINANCIAL INDEPENDENCE, LLCCRD 150515 · WARWICK, RI$288,104,032.00Regulatory AUM · August 2026
- FINANCIAL INNOVATIONS, LLCCRD 142769 · ATLANTA, GA$535,198,043.00Regulatory AUM · August 2026
- FINANCIAL INSIGHTS INCCRD 108797 · TACOMA, WA$746,746,648.00Regulatory AUM · August 2026
- FINANCIAL INSTITUTION SERVICES, LLCCRD 145269$258,694,487.00Regulatory AUM · August 2026
- FINANCIAL INTEGRITY ADVISORS, LLCCRD 130458 · PHILADELPHIA, PA$3,963,360,838.00Regulatory AUM · August 2026
- FINANCIAL INVESTMENT TEAM, INC.CRD 145724 · PORTLAND, OR$209,144,352.00Regulatory AUM · August 2026
- FINANCIAL JUSTUS, LLCCRD 336690$169,301,719.00Regulatory AUM · August 2026
- FINANCIAL LEGACY MANAGEMENT, INC.CRD 136348 · LITTLE ROCK, AR$155,000,000.00Regulatory AUM · August 2026
- FINANCIAL LIFE ADVISORS LLCCRD 128502 · SAN ANTONIO, TX$366,325,843.00Regulatory AUM · August 2026
- FINANCIAL LIFE PLANNERS LLCCRD 129415 · TEMPE, AZ$208,356,675.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT ADVISORS, INC.CRD 117442 · TULLAHOMA, TN$149,900,000.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT ASSOCIATES, LLCCRD 327502 · WINDHAM, NH$135,796,343.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT NETWORK INCCRD 110454 · MISSION VIEJO, CA$2,143,652,081.00Regulatory AUM · August 2026